Mergers and Acquisitions For Dummies (118 page)

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Governmental filings and reporting

Copies of any governmental licenses, permits, and authorizations of the company not otherwise provided hereunder.

Copies of all filings with, and notices to or by, governmental agencies or authorities by or to the company during the reporting period not otherwise provided hereunder, and all material documents and correspondence, including those of or in connection with Hart-Scott-Rodino, Securities and Exchange Commission, Blue Sky Administrators, Internal Revenue Service, Equal Employment Opportunity Commission, Food and Drug Administration, Environmental Protection Agency, any state or local environmental agency or authority, Occupational Safety and Health Administration, Immigration and Naturalization Service, Federal Trade Commission, or National Labor Relations Board.

Description of any complaints, investigations, or other informal or formal proceeding involving the company by or before a governmental agency or authority, and copies of all material pleadings, filings, correspondence, or other papers related thereto.

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BOOK: Mergers and Acquisitions For Dummies
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