No One Would Listen: A True Financial Thriller (61 page)
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Authors: Harry Markopolos
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Order flow
and market intelligence
payments for
Organized crime
Over-the-counter market
Parkway Capital
Payne, Gerald
Pearlman, Lou
Penna, Nick
Personal danger
Petters, Tom
Pharmaceutical fraud
Picower, Jeffrey
Plaintiff’s firms
Plan administrators
Police department
Ponzi, Charles
Ponzi schemes
examples of
Harry Markopolos describes to SEC
human damage from
mechanics of
new money requirements
Weisman on
Ponzi scheme vs. front-running
Potemkin trading desk (front)
Professional ethics
Proof, legal vs. mathematical
Prospect Capital
Putnam Investments
Quants (quantitative analysts)
Qui tam
cases
cases
Qui tam
provisions
provisions
Rampart Investment Management Company
Rampart Option Management System
Rampart Option Statistical Advantage
Rating agencies
Red flags
Regulatory corruption
Reid, Douglas
Realtors
Renaissance Technologies LLC
Reporting
Reverse engineering
Rewards
Ricciardi, Walter
Rich, Mark
Richards, Lori
Risk assumption
Roosevelt, Franklin Delano
Rosenthal, Stu
Royal Bank of Canada
Royalty
Russian default
Russian mafia
S&P 500
S&P 500 options
Sailing
Scannell, Peter
Schadt, Rudi
Schapiro, Mary
Schulman, Diane
Schumer, Chuck
Schwager, Jack
Secrecy
Securities and Exchange Commission (SEC):
2005 submission disclosure
audits
BDO mishandles Harry Markopolos filing
Bernie Madoff and
bounty program
changes at
Chuck Schumer call to
in congressional hearings
criminal investigation
damage by inaction of
danger from
disregards Harry Markopolos complaint
Division of Enforcement actions
double standard
examination team
excuses
first report to
Harry Markopolos meets Garrity
Harry Markopolos on
Harry Markopolos reports fraud to
Harry Markopolos visits
ignores Harry Markopolos complaint
impact on
incompetence of
informal inquiry
Inspector General
Inspector General findings
Inspector General investigation
Inspector General review
investigation of Bernie Madoff
jurisdictional problems
liability of
MARHedge
reporting
reporting
market timing complaint
New York regional office
New York office incompetence
Office of Economic Analysis
origins of
post BM arrest cover-up
powers of
regulatory priorities
rejects Harry Markopolos market timing investigation
resignations from
sovereign immunity and negligence
systemic incompetence
visits Madoff
warnings from others
whistleblower program
See
also
Cheung, Meaghan; Garrity,Mike; Kotz, David; Manion, Edward; Ward, Grant:
also
Cheung, Meaghan; Garrity,Mike; Kotz, David; Manion, Edward; Ward, Grant:
Securities and Exchange Commission (SEC) teams:
accounting
audit
enforcement
examination
inspection
investigative
Securities Exchange Company
Security
Segel, Jim
Seghers, Conrad
Self-regulation
Senate Banking Committee
Sennen
(sailing vessel)
(sailing vessel)
Sherman, Brad
Short volatility
60 Minutes
Skilling, Jeff
Slatkin, Reed
Social networking
Société Générale
Sokobin, Jonathan
Sorkin, Ira Lee
Sovereign immunity and negligence
Spitzer, Eliot
Split-strike conversion strategy
State Street Corporation
Steiber, Heide
Stein, Ben
Stock picking
Strategy analysis
Structured products
Subsidization theory
Suh, Simona
Suicides
Sutton, Willie
Tax havens
Taxpayers Against Fraud .
See also
whistleblowers
See also
whistleblowers
Taylor, Hunt
Teahan, Kathleen
Teams. See fraud investigation team; Madoff investigation team
Terrorists
Tewksbury Investment Fund
Theft
The Nature of Risk
(Mamis)
(Mamis)
“The World’s Largest Hedge Fund Is a Fraud” (Harry Markopolos)
Thomsen, Linda
Thorp, Edward
“To Catch a Thief”
(Absolute Return)
(Absolute Return)
To Catch a Thief
(movie)
(movie)
Trade tickets
Trading violations
Treasury bill (T-bill) holdings
Tremont (fund)
U.S. Coast Guard
Venus Cafe
Vijayvergiya, Amit
Neil Chelo talks with
Volatility
Vollmer, Andrew
Wall Street crimes
Wall Street Journal
Walsh, John
Ward, Grant
Washington Post
Wedding ring
Weil, Joseph
Weisman, Andrew
Werner, Chuck
Whistleblower program
Whistleblowers
compensation
fate of
funds to reward
hotline for industry
White, Jeb
Whitman, Massachusetts police department
Wickford Fund
Wilke, John
activities of
cancer
Wilson, Chris
Winnick, Burt
Witherspoon, David
Yardley Financial Services
Zucker, Bill
Zuckerman, Greg
Photo Insert
My family owned several Arthur Treacher’s Fish & Chips restaurants, where I got my start in the numbers game. It was also there that I made my first foray into fraud investigation when I caught a chef stealing fish.
PHOTO CREDIT: Niagara Falls (Ontario) Public Library.
Frank Casey on Wall Street. Casey first brought the Bernard Madoff case to my attention in 1999.
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