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The comital family of Normandy from 942. (Notes: William the Conqueror was William I, King of England, but William II, duke of Normandy; Robert I fathered two children by Herlève but did not marry her.

The Normans gave Emma’s sons assistance when they attempted to return to England. Robert I, who treated them ‘as brothers’, organised an invasion fleet at Fécamp in 1033, though a storm ruined its chances.
3
Nevertheless, Norman aid for the exiled aethelings was a real threat to the Scandinavian kings of England. Edward, when he became king of England, brought Normans to the English court and made grants to those who had attached themselves to him during his Norman exile. William the Conqueror probably visited Edward in England in the 1050s, and was said to have received a promise of the English throne at Edward’s death. William of Poitiers claims that the throne was promised as ‘a lawful gift’ with the assent of the magnates.
4

Normandy’s development in the period before Hastings was very different to that of England, but there were some similarities. Normandy had also been overrun by Viking invaders, and was developing into a powerful political unit. But Normandy was not a kingdom and acknowledged, however incompletely, the authority of the king of France. The most remarkable factor in Normandy’s position by 1066 was its readiness to expand. Not only England, but also Spain, several parts of the Mediterranean, and especially southern Italy were to receive often unwelcome Norman visitors. Perhaps some latter-day Viking will-to-voyage endured in the only part of France where a Viking settlement had taken root; other French principalities, though equally interested in expansion, did not go so far afield in their ambitions.

Part of the explanation of Normandy’s unique history lies in the kind of political unit that Normandy was. Several groups of Vikings settled on the western shores of continental Europe, and a few were able to establish some political authority, but Normandy was the only one to survive under a Viking dynasty. William the Conqueror was the direct descendant of a remarkable line of dukes descended from the first Viking ruler of Normandy, Rollo or Rolf – though the early leaders were not dukes or even perhaps counts.
5

We need, in order to understand Normandy in 1066, to look back to the foundation of Normandy under the Viking leader Rolf. At the beginning of the tenth century, there were several similar leaders of war bands who had settled as best they could along the continental coast, mostly in regions where rivers entered the sea. There had been a series of raids against the Norman coast before any settlement occurred, for example in 841, 851, 855.

As in England, the first impact was frightening. One account tells of the consequences for the people attacked: ‘I was freed from the hand of the very cruel nation of the Normans. They took me, bound me as a wretched slave, [and] sold me to a foreign land.’ Having been dealt numerous blows, faced perils of the sea and storms, suffered extreme cold, nudity, atrocious hunger and a long voyage, the writer finally returned home.
6

Rolf’s group had settled along the Seine. There is no doubt these were opportunistic groups, happy to take any wealth that might offer but also eager for land, and in competition with each other for it.

The ‘foundation’ of Normandy came out of a policy used by the increasingly desperate rulers of Western Francia. The Viking raids were only one of several serious problems disturbing Europe at the time. The troubles had led to the splitting of the old Frankish Carolingian Empire into several component parts in 888, one of which was West Francia, and from this nucleus emerged the kingdom of France. The kings of West Francia found it difficult to survive, and their kingdom was itself in danger of splitting into yet smaller independent units, such as counties.

The struggle weakened the old Carolingian dynasty, and before the end of the tenth century it was to be replaced by the family of one of its dukes, the Capetians. However, in 911 there was still a Carolingian ruling West Francia, Charles III, known rather unfortunately as Charles the Simple (898–922). Translated more accurately, his name probably meant Charles the Honest. A chronicler explained: ‘during his life he was called
simplex
because of his good nature’.
7

Charles III made the decision to try and save West Francia by allying with the Viking Rolf, the leader of one band of Vikings who had settled on the Seine. This was a bold move, and potentially dangerous for the West Franks, but it had great consequences. Charles probably had two major motives in making the agreement of 911. The first was to use Rolf as an obstacle against further Viking incursions into that part of Francia, now fighting for him rather than against him, and thus also dividing the Viking menace. He was seeking the alliance of one Viking leader not only against further Scandinavian incursions, but also against other Viking groups already settled in the region. The second purpose of Charles was to use Rolf as a buffer against the expansion of the Bretons, who had not come under the authority of the West Frankish kings, and who had been extending their power eastwards.

It is now generally accepted by historians that Charles III’s grant was a sensible if risky move which, it must be said, succeeded. It is also acknowledged that it was a narrower grant than the Normans would claim a century or so later. They made the claim to justify the expansion of comital power beyond the confines of the original grant. But Rolf in 911 was the leader of one band among many and was only recognised as an ally not as a count. Whatever territories were ‘granted’ would have to be won and held by the recipient of the grant.

Charles III certainly encouraged Rolf to take lands from the Bretons but, in the context of 911, this almost certainly meant land which was to become part of Normandy rather than Brittany proper.

It is very doubtful that Charles III envisaged any expansion of Norman power over the whole of Brittany. No more did he wish to see a Viking Normandy. Not that he had much right, and certainly no power in real terms over Brittany or even Normandy, to make such a broad grant. However, he would have been perfectly happy to see the Normans fight against the Bretons, who at the time held land which later became western Normandy. It is unlikely that the king was more generous than he needed to be.

Rolf had recently been defeated in battle by the Franks at Chartres. So the grant came at a time of Frankish strength rather than weakness. What Charles the Simple granted in 911 was almost certainly the right of Rolf to rule in the king’s name over the city of Rouen and a relatively restricted area around it by the Seine; at most it was Upper or eastern Normandy, probably the area where Rolf already held sway.

Rolf had emerged as the leader of a group settled in the area for some decades, who had recently taken over Rouen. He is thought to be of Norse rather than Danish origin, an idea supported by tradition held within the ducal family itself. It is believed that he was exiled from Scandinavia by Harold Fairhair, king of Norway (900–33), and had probably lived the life of a Viking, voyaging to Scotland, Northumbria and Ireland.
8

Although from the evidence of a charter of 918 we can be sure than an agreement was made between King Charles and Rolf, we are uncertain about its details. As D.C. Douglas has suggested, ‘far less is known about pre-Conquest Normandy than about pre-Conquest England’. Something has been done about that by Douglas himself, and by David Bates and others since, but there is still a gap in the quantity of sources available.
9

The problem over 911 is that the only details come from Dudo of St-Quentin, who was writing to bolster Norman ducal claims, and was doing so about a century after the event. Dudo was not himself a Norman, but had come to the court of Duke Richard I at the end of the tenth century. His
Customs and Acts of the First Dukes of Normandy
was written for the dukes, and finished before Dudo’s death in 1043. Like many such works it is less reliable for the early material, but among chroniclers Dudo was particularly prone to invention. Given that we must not believe his every word, it is still worth recording what he made of the meeting which he described as occurring at St-Clair-sur-Epte in 911.
10

At the appointed time they came to the place that had been agreed, which is called St-Clair. The army of Rollo kept to one side of the River Epte, that of the king and Robert [the Strong, duke of France] to the other. Then Rollo sent the archbishop [of Rouen] to the king of the Franks, on a mission to say to him: ‘Rollo cannot conclude a peace with you, since the land you wish to grant him is not cultivated by the plough, and is altogether without herds and flocks and the presence of men. No one lives on it except by thieving and pillage. Give him rather a region from which comes nourishment, filled with riches. He will not negotiate with you unless you swear by a Christian oath, you and your archbishops, bishops, counts, abbots and all your realm, that he and his successors shall hold the land from the River Epte to the sea as a farm and an alod for ever’

Then Robert duke of the Franks and the counts, bishops and abbots who were there said to the king: ‘You will not win over such a strong leader unless you do what he wants. If you do not give him what he claims from you in return for his service, give it in return for Christianity, that at last such a numerous people should be won for Christ, then you will avoid diabolical error; and, finally, [give it] in order that the edifice of your realm and of the Church should not be destroyed by the attack of his army. You should employ his defence and protection in the name of Christ. You should act as a king and a firm defender of the Church’.

The king wanted to give him Flanders on which to support himself, but he did not wish to accept that because it was marshy. Also the king offered to give him Brittany, which was on the border of the promised territory. Then Robert and Archbishop Franco told all this to Rollo, and brought him to King Charles, after an exchange of hostages, under the protection of the Christian faith. The Franks, seeing Rollo, the aggressor against all Francia, said to each other: ‘This chief has great power, great courage, much wisdom and prudence, and even more energy, to have waged war in this way against the counts of the realm’.

So, placated by the words of the Franks, he placed his hands between the hands of the king, which his father, grandfather and great-grandfather had never done. So the king gave his daughter, Gisela by name, as wife to the leader, and certain lands as alods and in farm, from the River Epte as far as the sea, and all of Brittany, on which he should be able to live. The bishops, seeing that Rollo was unwilling to kiss the foot of the king, said: ‘He who receives such a gift ought to kiss the foot of the king’. He replied: ‘I shall never bend my knee to anyone, nor shall I kiss any foot’. But, compelled by the prayers of the Franks, he ordered a certain soldier to kiss the king’s foot. The latter, at once seizing the king’s foot, lifted it to his mouth and, having planted the kiss while he was standing, made the king fall down. So, much laughter arose, and a great disturbance among the men.
11

The basic import of the agreement was that the king recognised Rolf as a chieftain (not a duke or even a count) over a territory centred upon Rouen, with the chief purpose of protecting the Frankish kingdom; ‘for the safety of the realm’ according to the 918 charter. In this charter Rolf and his companions are described as ‘the northmen of the Seine’.
12
Flodoard, who is more to be trusted than Dudo on this, says that Charles granted Rouen and some coastal districts dependent upon that city.
13
There seems little doubt that Rolf’s lands did not go beyond the River Orne to the west, perhaps not even so far; what he was given was, in essence, eastern Normandy. He also made concessions to the king. Dudo’s farcical account of one of Rolf’s men grasping the king’s leg and pulling him over is a way of belittling what was surely some act of submission or homage, with a promise of fidelity, and does not seem credible.

Even Dudo accepts that Rolf and his men agreed to become Christian as part of the deal. Rolf and his ‘companions and soldiers’ were immediately baptised.
14
The slowness of Christianity to recover in Normandy suggests that the Normans were being forced into an act for which they had little enthusiasm. It was reported that, when dying, Rolf made gifts to churches, but also arranged for human sacrifices in the pagan manner. It is probable that Rolf married a Christian wife, though it may not have been Popa or Gisela, and that his children were brought up as Christians.
15

T
HE
E
ARLY
‘D
UKES’ OF
N
ORMANDY

The sources for the period from 911 to 1026 are not very full. We have to rely a good deal on Dudo of St-Quentin, though some other Frankish chronicles give assistance. We do not, for example, even know the date of the death of the first Viking ruler of Normandy, Rolf.

Rolf’s original territory was a fertile land. Eastern Normandy contained much open country and provided valuable produce in grain and fruit. A charter of Charles III, dated to 905, shows that normal administration was operating within Rolf’s territories then, so we may believe that Rolf was keeping order within his own region in eastern Normandy, which can only have improved after the 911 agreement.
16

Rolf himself began the expansion of his lands westwards, which would culminate in forming Normandy as we know it. He probably moved his authority beyond Eu, and beyond the Orne as far as the River Vire. Rolf made the first major extension of his original grant, adding what we think of as middle Normandy, especially the Bessin. By the time of his death, Rolf had become essentially a Frankish count with his capital at Rouen.

Rolf’s son, William, succeeded him in about 924. He is known as William Longsword (
c
. 924–42). Among the early rulers, the descendants of Rolf, there was no weak link. Each one in turn added something to what he acquired, and increased the strength of Normandy. In William I’s case it was the second major extension of Norman authority.

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