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Faculty members at research universities have long divided their loyalties between their professional disciplines (their academic fields, societies, meetings, and colleagues throughout the world) and their home universities. In the 1960s, sociologist Burton Clark described those professors immersed in the world of their disciplines as “cosmopolitans,” and faculty mainly involved in their teaching and other duties on their particular campuses as “locals.” Before the 1970s, most universities had a healthy percentage of
“locals”; by the 1980s, when the Carnegie Foundation measured the percentage of locals versus cosmopolitans, it discovered that at research universities, only 21 percent of the faculty felt that their school was “very important” to them, whereas 79 percent considered their professional discipline as “very important,” the center of their academic lives. (A generation later, the percentage of “locals” probably has dropped to single digits at many institutions, with the Internet enabling cosmopolitans to remain based at, but permanently apart from, their schools.)
The decline in faculty loyalty to their home institutions also reflected universities' decrease in loyalty to them, particularly the failure of schools to reward their “locals,” usually their best undergraduate teachers, with salary increases and promotions. The signal, especially to young faculty, was unequivocal: to gain rewards from a university, be a “cosmopolitan” researcher. And well-traveled “cosmopolitans” began to consider the university as “a place to hang one's hat” until they accepted a better offer from another institution.
In the 1970s and 1980s, as Upward Drift schools tried to lure researchers away from other institutions, and cosmopolitans responded willingly, often initiating contact and soliciting “outside offers,” the market overheated, frequently rewarding researchers with amazing deals. This situation further degraded the worth of undergraduate instructionâteaching talent had no value in a market driven solely by research fame. In the late 1980s, a number of analysts concluded that “American academe may be moving toward a single faculty reward structure, a system designed to maximize published scholarship and to minimize the time and effort faculty spend on instruction” of undergraduates.
At the beginning of the twenty-first century that single structure is in place, and despite all the lip service that universities now pay to a “commitment to undergraduate education,” most have established a faculty reward system that relentlessly denigrates undergraduate teaching. In addition, most faculty members are only peripherally involved in undergraduate education. In the 1970s and 1980s, as a way of pleasing research faculty and increasing their research productivity, universities turned over the teaching of many undergraduate courses to lowly paid part-time instructors, as well as to even more poorly paid graduate students. Again, the “monolithic status system” and Upward Drift drove the process.
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In my four years at Michigan State, I have had exactly four classes with under twenty-five students and a real professor in charge. All
the rest of my courses have been jumbo lectures with hundreds of students, and a professor miles away, or classes with TAs [graduate-student teaching assistants], or not regular faculty, people who come in off the street and teach a course or two. Very few of the TAs or these part-timers know squat about how to teach, some of them don't even know anything about their subjects.
âA Michigan State senior woman in a 1995 interview
In the 1970s and 1980s, the new and expanded PhD programs at Upward Drift U's and the diminishing number of tenure-track faculty positions due to economic conditions created a glut of young PhD holders unable to obtain permanent faculty jobs and willing to work as part-time instructors for low wages. In addition, because doctoral programs maintained their full complement of graduate students, these men and women provided their schools with another source of inexpensive labor. An economist who studied this phenomenon stated that the part-timers and TAs are “like any part-time employees that McDonald's would hireâcheap labor that colleges and universities are relying on to save money.”
Exploiting
seems a more accurate term than
relying on
; furthermore, the money saved often went into salary raises for research faculty, as well as contingency funds to match outside offers made to “cosmopolitan” professors.
This situation accelerated the decline of undergraduate education.
Time
magazine reported on the part-timers in 1987âit termed them “Academia's New Gypsies”âand noted that, nationally, 30 percent of humanities faculty were now part-timers. Other surveys in this period placed the number of part-timers in the sciences and many other academic areas in the 20-to-30 percentile range. Gypsies (also called Nomads) did the bulk of undergraduate teaching at many universities: nationally, by the late 1980s, they taught almost 40 percent of all undergraduate courses, and at some schools as much as 70 percent.
In addition to the part-timers, graduate students did a large amount of undergraduate teaching. Not only did grad assistants aid professors with the latters' undergraduate classesâusually teaching sections of the course, grading almost all the essays and exams, meeting students in conferences, and so forthâbut grad students also conducted courses completely on their own, so many that these accounted for close to 25 percent of all undergraduate classes taught annually in the late 1980s.
With the part-timers conducting 40 percent of the classes at an average research university, and the grad students 25 percent, then the regular faculty must have taught 35 percent. Not really: if those courses with grad assistants carrying the teaching ball for faculty were subtracted from the
professors' total, often only 25 percent of all undergraduate classes were under the sole control of tenure-track faculty. Predictably, in exit interviews at public universities in this period, recent graduates frequently noted that they had only taken a few classes during their student careers taught solely by full-time faculty, but, in many cases, they could not “remember the profs' names.” (By the end of the century, the distance between tenure-track faculty and regular undergraduate students had grown even wider than previously, with more part-timers and grad assistants in charge of undergraduate classes than ever before.)
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What is wrong with part-timers and grad students teaching undergraduates? For part-timers, the tenuous circumstances of their employment frequently negates whatever positives they bring to the classroom. Part-timers generally toil under oppressive conditions: they have minimal job security and prospects; they teach a course or two at one school, a course or two at another, and sometimes courses at a third or even a fourth university during a semester, and they spend much of their time traveling to and from various institutionsâin California, they are called Freeway Fliers. For their labor, they receive short-term (usually one-semester or one-year), or per-course contracts (about $2,500 per course), and zero benefits. When they arrive on a campus, generally they do not have an office or a regular place to meet students in conferences. They try to be polite to undergraduates, but rarely do they have the time or energy to establish meaningful teacher-student relationships. Four, five, or six courses a semesterâwith normal preparations, as well as stacks of papers and exams to gradeâgrinds down the best-intentioned undergraduate teacher in the world. It is not a formula for producing quality undergraduate education.
Graduate students share many of the part-timers' difficultiesâshort-term contracts, and long hours at low payâbut many universities compound the teaching problems of grad students by failing to prepare them for their classroom assignments in a systematic or effective way (the main preparation for part-timers are the semesters of trial-and-error as grad student teachers). Because university teaching has long been a poor cousin to research, formal teacher training has rarely existed; graduate students spend years acquiring research skills and little time learning how to teach. Indeed, their main pedagogical model is the graduate course, and, sometimes, when teaching an undergraduate class for the first time, many grad students make the fatal error of trying to conduct the class as a mini-graduate course, even using PhD research material, much to the confusion or boredom of the undergraduates present.
In addition, many grad students, when thrown into a class full of
students from the collegiate, vocational, and rebel subcultures, remember their recent undergraduate days and their dislike of these undergraduates. As academically inclined students, they had defined themselves in opposition to students in other subcultures; now, as instructors, they are supposed to be nice to them and to understand their spotty class attendance and frequent apathy toward academic work. Some graduate students climb over these obstacles and become good teachers; others allow their insecurities and inexperience to sabotage their teaching efforts, and they watch in frustration as students mentally and physically depart their courses.
All teachers take student indifference and/or hostility personally; sometimes undergraduates so wound beginning instructors that the latter never recover. On the other hand, successful, experienced teachers place negative student attitudes within an institutional context, and understand the difficulties of breaking through the subculture walls surrounding most undergraduates. These teachers try to work with the undergraduate reality, and do not take student attitudes personally.
Therefore, the main difference between part-timers and grad-student instructors is experience: the former have enough to survive to fight another semester; the latter either learn from their mistakes and improve, or they give up, or sometimes they go on to become outstanding researchers but bad teachers as regular faculty members.
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A 1999 study charted higher education's ever-growing reliance on, and exploitation of, part-timers: nationally, the percentage of part-timers on university faculties had reached 40 percent. And when grad student teaching was factored in, they and the Gypsies conducted more classes than ever beforeâat some schools, almost 75 percent of all credit hours taken by undergraduates. Yet a majority of Americans believe that experienced professors teach most university classes. As one writer observed: “The general public, which pays most of the bills” for universities through taxes and/or tuition for their children, “sees teaching undergraduates as the primary mission of higher education, and perhaps the only important one.” Moreover, the public does not understand the research bias of Big-time U's, nor does it have much sympathy for it. Nor should it.
THE GREAT RESEARCHER = GREAT TEACHER MYTH
I
n the late 1980s, in reaction to growing criticism about the research imperative of large, public universities and their neglect of undergraduate teaching, some university presidents and administrators promulgated the myth that great researchers are also great teachers. They hoped that this myth would make the problems in their general undergraduate education programs disappear.
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Great Teachers and Teaching
â¦
Teaching and research are too often polarizedâat least by those outside the university ⦠. It turns out time and again that those we honor for excellence in teaching are the same faculty we honor for excellence in research.
âThomas Ehrlich, former president of Indiana University
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Myth: The good teachers are good researchers
â¦
The available empirical evidence calls the “good-researcher = good-teacher” argument sharply into question ⦠scholarly productivity and instructional effectiveness have less than 2 percent ⦠in common. That means that about 98 percent of the variability in measures of instructional effectiveness is due to something
other
than research productivity or accomplishment.
âPatrick T. Terenzini and Ernest T. Pascarella,
education professors
To promote the myth, many schools established annual teaching awards to reward their best undergraduate teachers, and, lo and behold, at the head of the line were the institution's most prominent researchers. Local media covered the award ceremonies but rarely inquired into how the school arrived at its decision to honor this particular professor. Too often, no criteria, other than wanting to promote the “great researcher = great teacher” myth, existed. In some cases, the award was also an attempt to stroke the already huge ego of a star researcher, or to show a professor with an “outside offer” that the school cherished her/him in yet another way. And sometimes the award included the famous “course off” prize.
Terenzini and Pascarella examined the myth closely, concluding that its proponents invariably “argue by anecdote” and cite that small cohort of “extraordinary” faculty on every campus who manage to be good researchers and good teachers. Lew Miller, a professor at President Ehrlich's university, admitted: “I envy and admire such colleagues, those rare few who,” in addition to full research schedules, “insist on a full schedule of [undergraduate] courses and who continue to put in long hours grading papers and meeting individually with their students. But I do not for an instant believe that there are enough of these extraordinary people to staff” whole departments, never mind large universities.
This criticism pinpointed the flaw in the “great researcher = great teacher” fable: teaching is labor intensive, and to do an adequate jobânot even a good or first-class oneârequires many hours per week, at least thirty for minimum results, and closer to forty or fifty to approach excellence. But research work is also labor intensive: whether in the sciences or the humanities, the researcher must spend at least thirty hours a week staying abreast of his or her field, preparing research materials, as well as writing time-consuming grant proposals, conducting research, and writing it up. Then there are meetings to attend, colleagues and assistants to talk with, and so forth; and, in the present age, added to traditional duties, e-mail to answer, Internet sites to monitor, and so forth. Thirty hours a week is a baseline for research activity, but most faculty spend many more hours per week in this endeavor, particularly during the frequent “crunch times” when papers, articles, and books are due.
That some faculty members can actually find enough time in a week to teach well and to maintain their research at a high level, and even do some service, mainly proves that in any large sample of humans, a few will accomplish extraordinary feats. Finally, the “great researcher = great teacher” myth resides alongside the “great athlete = great student” one: yes, Bill Bradley was an outstanding basketball player and a Rhodes Scholar, and
yes, every year, some Division I athletes attain perfect grades in difficult majorsâbut they are a tiny minority of the more than one hundred thousand athletes playing big-time college sports annually, about the same small percentage as great researchers/great teachers. Intercollegiate athletes, working forty, fifty, or more hours a week in their sports jobs, have the same problem as research professorsâlack of time and energy for undergraduate education.
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Professors Terenzini and Pascarella went beyond the anecdotes about great professors/great teachers, and they examined every serious study on the relationship between “scholarly productivity and instructional effectiveness.” They also plowed through the vast literature on the latter topicâthe elements that produce effective teaching and those that do not. Their conclusion, cited above and published in 1994, should have driven a stake through the “good researcher = good teacher” myth, but it did not. (Note that they use the word
good
, not
great
as Ehrlich and others did; nevertheless, their weaker version did not come close to reaching their lowered bar.)
The myth endures in the twenty-first century because it serves large, public universities so well: officials can continue to hire, promote, award tenure, and give high salaries to researchers because previous university presidents and administrators have equated outstanding research with outstanding teaching; don't all those teaching award winners, commemorated with plaques on a wall in a prominent place on campus, prove the equation? On this issue, circular reasoning triumphs, illustrated by the awards and the on-going rationale (phrased here by Ehrlich):
“I underscore that students benefit immensely from having as role models faculty members whose energy in the classroom derives from their continual learning [and productivity] in research and scholarship.”
This argument, much beloved by university administrators, is wrong on every count. Only a minority of undergraduate classes are taughtâoften badly or indifferentlyâby research professors; hence, these faculty members are infrequent and negative role models. And when these professors conduct an undergraduate course, they rarely teach their research because the latter is too technical or abstruse for undergraduates.
More importanly, as Terenzini and Pascarella show, effective teaching has almost nothing to do with “scholarly productivity or accomplishment.” A University of Michigan study illustrated the actual attitudes of many researchers toward undergraduate education with the comments of a science professor at that school: he “noted that the nature of his discipline is such
that he cannot teach his research to undergraduates, and he concluded, âEvery minute I spend in an undergraduate classroom is costing me money and prestige.'”
Paul Strohm, a longtime critic of university hypocrisy and cant, remarked that, despite the reality, administrators love the “good researcher = good teacher” equation, and they will never give it up because “it solves the problem of conflict between research and teaching by denying its existence.” In addition, the myth not only helps administrators preserve the status quo at their schools, but it also creates a situation where, according to Terenzini and Pascarella, “the research on effective teaching methods will continue to be ignored,” and undergraduate education will continue to decline.
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Another higher education myth that Terenzini and Pascarella debunked was: “Traditional methods of instruction provide proven, effective ways of teaching undergraduate students.” They focused primarily on lecturingâthe main teaching form for faculty at large, public universitiesâand its failure to meet the educational needs of most undergraduates. One of the studies they examined was the 1980s report of the Carnegie Foundation on undergraduate education; in it, Carnegie investigators described a typical lecture class:
At a freshman psychology lecture we attended, 300 students were still finding seats when the professor started talking. “Today,” he said into a microphone, “we will continue our discussion of
learning
.” He might as well have been addressing a crowd in a Greyhound bus terminal. Like commuters marking time until their next departure, students in this class alternately read the newspaper, flipped through a paperback novel, or propped their feet on the chairs ahead of them, staring into space.
The irony of this professor's students not appearing to learn anything from a lecture on “learning” apparently escaped this faculty member.
Lecturing has long been the pedagogical workhorse of higher education. Before the twentieth century, when textbooks were expensive and scarce, lectures were an efficient way to convey information to a large number of studentsâas long as they took adequate notes. Lecturing also mirrored more authoritarian, paternalistic societies: the supposedly omniscient, older male stood in front of the young students, all knowledge flowing from him
to them. Then industrialism seemed to confirm the wisdom of the lecture system, particularly the placing of workers/students in neat rows, and the checkpoints/tests during the production process. Except, by all accounts, most undergraduates did not learn much in their lecture classes.
In the twentieth century, the lecture format continued, achieving limited success with undergraduatesâthe academically inclined and some vocationals took good notes and performed well on examsâand greater success with graduate and professional school students. This elite and carefully selected group demonstrated that lectures worked well in special circumstances: students needed to bring a high degree of personal motivation to the lecture course (they were determined to become doctors, lawyers, professors, etc.); in addition, they needed to master a large amount of material as quickly and efficiently as possible to pass difficult examinations (a good lecturer provided a pathway through mountains of information); and they possessed the analytic abilities to comprehend and take notes on the lectures, as well as the studying and library skills to complement the lectures with outside work (most graduate and professional school students started to acquire these skills as undergraduates, and built on them). These ambitious and atypical students made their lecture courses as active a learning experience as possibleâwhereas lectures rendered most undergraduates passive, if not inert. Thus, the exceptional minority provided university officials with the higher education rationale for a method imposed upon the vast majority of students throughout the twentieth century.
Yet, early in the century, some educators questioned the lecture method, pointing out that not only did most undergraduates learn little in large lecture halls, but generally they failed to master course material in small classes when the professor stood in front of them and lectured. Into the folklore of college life came such jokes as: “During a lecture, information passes from the instructor's notebook to the student's notebook without going through either head.” Nonetheless, lecturing continued as the standard teaching method in higher education, in part due to faculty tradition and familiarity, but also because the alternatives to lecturingâstudentâcentered learning in discussion and collaborative groupsâwere difficult for faculty to envision and, if attempted, required a large investment of professorial time and energy. Alternative methods also demanded a major attitude shift for faculty: they had to yield some of their supposed omnipotence and omniscience in the classroom and actually listen to studentsânot easy tasks in an era when a majority of professors regarded most undergraduates with contempt, and also wielded their authority as shields against the “uncultured masses.”
In the first half of the century, some small, liberal arts colleges like St. John's in Annapolis, Maryland, insisted that their faculty avoid lecturing and teach mainly in the Socratic manner (Q-and-A dialogue between the instructor and students). Unlike the predictability of the lecture method, courses at these colleges demonstrated the creative messiness of student involvement in the classroom, as well as its apparent effectivenessâmore than the graduates of traditional schools, alumni of progressive colleges attributed their subsequent success to their “special undergraduate education.” In the 1960s, during protests at research universities, rebel students regularly invoked such educational models as St. John's; however, the rebels failed to break the faculty's commitment to lecturing.
In the 1960s, custom and attitude prevented the professoriate from abandoning the lecture method; in the 1970s and 1980s, in addition to the traditional reasons, other powerful factorsâespecially Upward Drift and cost efficiencyâallowed lecturing to flourish. As a result, universities place the lecture class at the center of general undergraduate education, ensuring its continuing ineffectiveness in the twenty-first century.
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As university budgets tightened, administrators realized that the way to lower the course load for research faculty, and still gain maximum dollars from their teaching, was to assign a professor one huge lecture class per year. The math was simple: according to standard accounting practices within higher education, universities calculated that, based on faculty salary, it cost them “$15,000 or more per class taught by a full-time professor”; therefore, if students paid $250 a credit hour, thus $750 a course, three hundred undergraduates in a class generated $225,000, and the university started this lecture course $210,000 ahead. After factoring in other expenses, say, $10,000 to pay five teaching assistants ($2,000 each) for their work in the course, and about $2,500 for the maintenance and utilities on the lecture hall and section rooms, and $2,500 for various miscellaneous and hidden costs, the bottom line for New Siwash was $195,000 profit.