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Grateful acknowledgment is given the University of Toronto Press for permission to quote from the poem “Behind the Log” by E. J. Pratt. Copyright © 1989, all rights reserved.

Crown copyright material in the Public Record Office, London, is reproduced by permission of the Controller of Her Brittanic Majesty’s Stationery Office.

BLACK MAY. Copyright © 1998 by Michael Gannon.

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NOTES

P
ROLOGUE

1
. Martin Middlebrook,
Convoy
(New York: William Morrow, 1976), p. 307 and Appendix 3. The Royal Navy ocean escort groups included two United States Navy destroyers, two United States Coast Guard cutters, and two Royal Canadian Navy corvettes. A German study of this convoy battle is Jürgen Rohwer,
The Critical Convoy Battles of March 1943: The Battle for HX.229/SC.122
(London: Ian Allan Ltd., 1977).

2
. Ibid., pp. 302–304. The number of ships and tonnage sunk claimed by the U-boat commanders was 32 and 186,000 GRT. The actual losses were 22 and 146,596 GRT. U
—384
(Oberleutnant z. See Hans-Achim von Rosenberg-Gruczszynski) was sunk by Boeing B-17 Flying Fortress “B” of 206 Squadron Royal Air Force on 20 March 1943.

3
. The monthly tonnage figures used here for the period May 1942 through March 1943 are given in Jürgen Rohwer,
U-Boote. Eine Chronik in Bildern
(Oldenburg/Hamburg: Stalling o.J., 1962), p. 94. Sinkings of Allied ships by Italian and Japanese submarines are not included in these totals; Prof. Dr. Rohwer to the author, 1 May 1997. Cf. Jürgen Rohwer,
Axis Submarine Successes
, introductory material trans. John A. Broadwin (Annapolis, MD: Naval Institute Press, 1983), pp. 153–160.

4
. Cited in Captain S. W. Roskill, D.S.C., R.N.,
The Period of Balance,
Vol. II of
The War at Sea 1939–1943,
3 vols, in 4 parts (London: Her Majesty’s Stationery Office, 1956), p. 367.

5
.
Cited in ibid., p. 367.

6
. Ibid.

7
. Patrick Beesly,
Very Special Intelligence: The Story of the Admiralty s Operational Intelligence Centre 1939–194$
(Garden City, N.Y.: Doubleday & Company, Inc., 1978), p. 181. Also author’s interview with Beesly, Lymington, England, 9 July 1986.

8
. Günter Hessler,
The U-Boat War in the Atlantic, 1939–1945
(London: Her Majesty’s Stationery Office, 1989), Vol. II p. 100.

9
. Roskill,
The Period of Balance, p. 368.

10
. Public Record Office [hereafter PRO], Kew (London), Cabinet [hereafter CAB] 86/4,
A
.
U
.(43)103, Memorandum by the First Sea Lord, 30th March 1943. Cf. Michael Howard in N. H. Gibbs, J. R. M. Butler, J. M. A. Gwyer, Michael Howard and John Ehrman,
Grand Strategy,
6 volumes (London: Her Majesty’s Stationery Office, 1956–1972), Vol. 4, August 1942-September 1943, p. 310. The exchange rate for the first quarter of 1943 is given in Professor C. H. Waddington, C.B.E., M.A., Sc.D., F.R.S.,
O.R. in World War 2: Operational Research Against the U-Boat
(London: Elek Science, 1973 [though written in 1946]), p. 37. Also see J. David Brown, “The Battle of the Atlantic, 1941–1943: Peaks and Troughs,” in Timothy J. Runyan and Jan M. Copes, eds.,
To Die Gallantly: The Battle of the Atlantic
(Boulder, CO: Westview Press, 1994), p. 154. As for the reported post-20 March despondency at the Admiralty, the closest expression of that in time found by this writer is PRO, Admiralty [hereafter ADM] 199/2060, “Monthly Anti-Submarine Report” for December 1943, dated 15 January 1944, p. 3, where the Anti-U-Boat Division of the Naval Staff, reflecting on the heavy losses to HX.229/SC.122, stated “… that it appeared possible that we should not be able to continue convoy as an effective system of defence against the enemy’s pack tactics.” This appears to have been a Staff position that neither reflected the Submarine Tracking Room’s appreciation nor percolated up to the First Sea Lord’s suite. No doubt it was a source for Roskill’s doleful sentences. For a German view of the convoy question, see Rohwer,
Critical Convoy Battles,
187–188.

11
. Timothy P. Mulligan,
Lone Wolf: The Life and Death of U-Boat Ace Werner Henke
(Norman, OK: University of Oklahoma Press, 1995), p. 222, citing Bodo Herzog and Günter Schomaekers,
Ritter der Tiefe: Graue Wölfe
(Wels, Austria: Weisermühl München-Wels, 1976), pp. 308–309.

12
. Hessler,
U-Boat War,
Plan 60 (facing p. 113). These Naval Staff U-boat per day at sea estimates were inaccurate on the high side. The true figures,
based on postwar analysis of German and British records, were as follows: November, 220 GRT; December, 96; January, 65; February, 99; March, 147.

13
. Eberhard Rössler,
The U-Boat: The Evolution and Technical History of German Submarines
, trans. Harold Erenberg (London/Melbourne: Arms and Armour Press, 1981), p. 127, graph: “Deliveries of Types VIIB, VIIC and C/41.” See also the information collected by the Operational Intelligence Centre of the British Admiralty on monthly averages of new U-boat construction, commissioning, and first war cruises (19 per month) in the period 1 April 1942–1 April 1943; PRO, ADM 223/16, “Special Intelligence Summary,” folio [hereafter f.] 115. The German Naval Intelligence Division figure for minimum tonnage requirement per month in 1943 is given in Hessler,
U-Boat War,
p. 17.

14
. Hessler,
U-Boat War,
pp. 101,103.

15
. National Archives and Records Administration [hereafter NARA], Archives II, College Park, Maryland,
Kriegstagebuch des Befehlshabers der Unterseeboote
(War Diary of the Commander-in-Chief of U-Boots), hereafter KTB-BdU, entry for r6 April 1943, record item PG 30348; National Archives Microfilm Publication T1022, Records of the German Navy, 1850–1945, received from the U.S. Naval History Division, roll 4065; National Archives Collection of Foreign Records Seized 194t—, Record Group [hereafter RG] 242. Henceforth in the present narrative U-Boat Headquarters is cited as BdU. All German naval war diaries, including those for individual U-boats, are cited with the prefix KTB.

16
. NARA, RG 457, Historic Cryptographic Collection, World
War I Through World War II (declassified by the National Security Agency in 1996), Box 94, G.C.&C.S. Naval History, Vol. XVIII, “The Battle of the Atlantic” (typescript), by Lt.-Cmdr. R. J. Goodman, R.N.V.R., Lt.-Cmdr. K. W. McMahan, U.S.N.R., Lt.-Cmdr. E. J. Carpenter, U.S.N.R., and Others (Bletchley Park, n.d., probably 1946), p. 321; it is the wording as given in this manuscript that the present writer has used in the text. The first appearance of the “failed to press home” expression is in Naval Historical Branch, Ministry of Defence, London [hereafter NHB/MOD], Monthly Anti-Submarine Report, Anti-Submarine Warfare Division of the Naval Staff, April 1943, p. 184; the quotation is repeated in F. W. Barley and D. Waters, Naval Staff History, Second World War,
The Defeat of the Enemy Attack on Shipping 1939–1945: A Study of Policy and Operations,
vol. iA (Text and Appendices) (London: Historical Section, Admiralty, 1957), p. 93. and in many subsequent works, British and American.

17
. Beesly,
Very Special Intelligence, p. 188.

18
. Interview with Horst von Schroeter, Bonn, Germany, 26 December 1995. Holding the highest rank in the postwar Bundesmarine, Vice Admiral v. Schroeter, now retired, was NATO Commander Allied Naval Forces Baltic Approaches in 1976–1979.

19
. NARA, KTB-BdU, 7, 25 April 1943.

20
. U-Boat Headquarters to boats, wireless (W/T) transmission cited in NARA, RG 457, Goodman, McMahan, Carpenter, et al., “Battle of the Atlantic,” p. 321.

21
. Roskill,
War at Sea,
Vol. II, p. 379, Map 41. See
British Vessels Lost at Sea
1939–45 (first published in 1947 by Her Majesty’s Stationery Office; Cambridge: Patrick Stephens, 1948) for daily and monthly listing of losses by enemy action of merchant vessels under the British flag, which includes those on United Kingdom, Dominion, Indian, or Colonial Registers as well as those on Bareboat Charter or on requisition from other flags. A calculation of these losses from 3 September 1939 through April 1943, excluding losses by capture, seizure, and scuttling, reveals that 58 percent of British losses were caused by U-boats, 17 percent by aircraft, 13 percent by mines, 7 percent by surface warships and raiders, 3 percent by S-boats, and 2 percent by unknown causes. The percentage of losses caused by U-boats as against other causes increased from 1941 (46% by U-boats, 54% by other causes) through 1942 (74% by U-boats, 26% by other causes) to the first four months of 1943 (86% by U-boats, 14% by other causes). Mines were a significant cause of losses in 1939 and 1940, when they were responsible for 32 and 23 percent, respectively; however, their significance declined markedly thereafter (aircraft supplanting them in rank in 1941 and 1942), and by the first four months of 1943 they were responsible for a negligible 5 percent of losses. By this reckoning it would appear that the statement by Professor Geoffrey Till—“Mines were another serious threat to British shipping, and in fact sank more ships than did U-boats—” is in error; Geoffrey Till, “The Battle of the Atlantic as History,” in Stephen Howarth and Derek Law, eds.,
The Battle of the Atlantic 1939–1945
(Annapolis, MD: Naval Institute Press, 1994), p. 591.

22
.
Fuehrer Conferences on Naval Affairs 1939–1945,
Foreword by Jak P. Mallmann Showell (Annapolis, MD: Naval Institute Press, 1990), pp. 316–319. Cf. Rössler,
U-Boat,
p. 211, Table 34. On 31 March Dönitz had issued twelve “Commandments” to his staff, the second of which read: “The ‘Tonnage war’ has the first rank. For this every effort must be made.” Cited in Peter Padfield,
Dönitz: The Last Führer
(London: Panther Books, 1984), p. 311. Padfield is the best source for Dönitz’s early life and naval career.

C
HAPTER 1

1
. Mulligan,
Lone Wolf,
p. 150. Mulligan slightly revises the figure of ten ships sunk, pointing out that one sinking (the American
Antinous)
was shared with U-512, commanded by Kapitänleutnant [hereafter Kptlt.] Wolfgang Schultze; p. 220.

2
. NARA, KTB-U-515, 21.2.43–24.6.43, RG 242, PG 30553/1–6, National Archives Microfilm Publication T1022, roll 3067, p. 4. Additional data are found in Timothy Mulligan, ed.,
Guides to the Microfilmed Records of the German Navy, 1850–1945,
No. 2:
Records Relating to U-Boat Warfare, 1939–1945
(Washington, D.C.: National Archives and Records Administration, 1985).

3
. Ibid., 9 April 1943.

4
. Notable exceptions to this observation are Vice-Admiral Sir Peter Gretton, K.C.B., D.S.O., C.B.E., D.S.C.,
Crisis Convoy
(New York: Kensington Publishing Corp., 1974); and Martin Middlebrook,
Convoy
(New York: William Morrow, 1976).

5
. Mulligan,
Lone Wolf,
p. 55.

6
. Ibid., p. 62. Off Freetown, West Africa, the Type IXB U
-123
(von Schroeter) once got under in 30 seconds; interview with von Schroeter.

7
. NARA, KTB-BdU, 5 May 1943.

8
. Ibid., 1 May 1943. The order of 16 April was “lifted with immediate effect” on 5 May. The reason for the Type IX losses was given as “their more complicated structure.”

9
. For use of gunfire against shipping by World War I German submarines, see Anthony Preston,
Submarines
(New York: W. H. Smith Publishers, Inc., 1982), pp. 18–19.

10
. NARA, KTB-BdU, 6 May 1943. The Type VIIC had two such external storage containers.

11
. Eberhard Rössler,
Die
Torpedos der deutschen U-Boote: Entwicklung, Herstellung und Eigenschaften der deutschen Marine-Torpedos
(Herford, Germany: Koehlers Verlags GmbH, 1984). On p. 76 of this work Rössler gives the weight of the G7a and G7e warhead charge (
Ladung
) as 300 kg, whereas in his earlier cited
U-Boat
he gives the weight as 280 kg; p. 344. On the same page of the latter work he gives the ranges of the two torpedo types as 75 and 50 km, respectively, which are obvious typographical errors. In
Die Torpedos
he gives the range of the G7e as 5,000 meters (5 km). An excellent summary of torpedo types and pistols is Robert C. Stern,
Type VII U-Boats
(Annapolis, MD: Naval Institute Press, 1991), Part Three: “Weapons and Targeting Systems,” pp. 78–93.

12
. Marc Milner,
The U-Boat Hunters: The Royal Canadian Navy and the Offensive Against Germany’s Submarines
(Annapolis, MD: Naval Institute Press, 1994), pp. 62–71. The formal Allied name for the
Zaunkönig
was GNAT, the acronym for German Naval Acoustic Torpedo.

13
. Timothy P. Mulligan discusses crew ages in his excellent article, “German U-Boat Crews in World War II: Sociology of an Elit
Journal of Military History,
Vol. 56, No. 2 (April 1992), pp. 261–281; cf. Mulligan,
Lone Wolf,
pp. 75–76, 80, for U-515 crew ages, and p. 83 for the information that, “At the time of her [U-515's] loss [9 April 1944] 19 of the 54 crewmen had served on all 6 of her patrols; 15 others had served on 3 to 5 patrols.”

14
. Mulligan,
Lone Wolf,
pp. 85–86.

15
. Ibid., pp. 3, 21, 216.

16
. Ibid., pp. 26–57,122–123,128.

17
. NARA, KTB-U-515, pp. 14–18, 13–29 April 1943. Cf. Mulligan,
Lone Wolf,
pp. 143–146.

18
. NARA, KTB-U-515, p. 19, 30 April 1943.

19
. Roskill,
War at Sea,
Vol. II, pp. 371–372; Mulligan,
Lone Wolf,
pp. 146–147; PRO, CAB 86/4, A.U.(43)144, Minute from the Secretary of State for Air to the Prime Minister, 5 May 1943.

20
. NARA, KTB-U-515, 3° April 1943, P-19.

21
.
Lloyd’s War Losses, The Second World War, 3 September 1939–14 August 1945, Volume I, British, Allied, and Neutral Merchant Vessels Sunk or Destroyed by War Causes (London: Lloyd’s of London Press, Ltd., 1989), p. 667.

22
. Ibid., p. 666.

23
. PRO, 199/2145, Reports of Interviews with Survivors from British Merchant Vessels Attacked, Damaged or Lost by Enemy Action; from 1st April, 1943 to 30th September, 1943; Shipping Casualties Section, Trade Division, Admiralty [hereafter Interviews with Survivors], Captain W. Bird, S.S.
Nagina,
8th June, 1943, ff. 92–93. The order in which the ships were hit is given by Bird; by Captain E. Gough, of S.S.
Clan Macpherson,
f. 97; and by Captain A. G. Freeman, of S.S.
City of Singapore,
f. 105 (except that Freeman, or more likely his interrogator, names No. 12 ship twice).

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