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Authors: Amartya Sen

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THE PREEMINENCE OF POLITICAL FREEDOMS AND DEMOCRACY

Is this a sensible way of approaching the problems of economic needs and political freedoms—in terms of a basic dichotomy that appears to undermine the relevance of political freedoms because the economic needs are so urgent?
1
I would argue, no, this is altogether the wrong way to see the force of economic needs, or to understand the salience of political freedoms. The real issues that have to be addressed lie elsewhere, and they involve taking note of extensive interconnections between political freedoms and the understanding and fulfillment of economic needs. The connections are not only instrumental (political freedoms can have a major role in providing incentives and information in the solution of acute economic needs),
but also constructive. Our conceptualization of economic needs depends crucially on open public debates and discussions, the guaranteeing of which requires insistence on basic political liberty and civil rights.

I shall argue that the intensity of economic needs
adds
to—rather than subtracts from—the urgency of political freedoms. There are three different considerations that take us in the direction of a general preeminence of basic political and liberal rights:

1) their
direct
importance in human living associated with basic capabilities (including that of political and social participation);

2) their
instrumental
role in enhancing the hearing that people get in expressing and supporting their claims to political attention (including the claims of economic needs);

3) their
constructive
role in the conceptualization of “needs” (including the understanding of “economic needs” in a social context).

These different considerations will be discussed presently, but first we have to examine the arguments presented by those who see a real conflict between political liberty and democratic rights, on the one hand, and the fulfillment of basic economic needs, on the other.

ARGUMENTS AGAINST POLITICAL FREEDOMS AND CIVIL RIGHTS

The opposition to democracies and basic civil and political freedoms in developing countries comes from three different directions. First, there is the claim that these freedoms and rights hamper economic growth and development. This belief, called the Lee thesis (after Lee Kuan Yew, the former prime minister of Singapore, who formulated it succinctly) was briefly described in
chapter 1
.

Second, it has been argued that if poor people are given the choice between having political freedoms and fulfilling economic needs, they will invariably choose the latter. So there is, by this reasoning, a contradiction between the practice of democracy and its justification: to wit, the majority view would tend to reject democracy—given this choice. In a different but closely related variant of this argument, it is claimed that the real issue is not so much what people actually choose, but what they have
reason
to choose. Since people
have reason to want to eliminate, first and foremost, economic deprivation and misery, they have reason enough for not insisting on political freedoms, which would get in the way of their real priorities. The presumed existence of a deep conflict between political freedoms and the fulfillment of economic needs provides an important premise in this syllogism, and in this sense, this variant of the second argument is parasitic on the first (that is, on the truth of the Lee thesis).

Third, it has often been argued that the emphasis on political freedom, liberties and democracy is a specifically “Western” priority, which goes, in particular, against “Asian values,” which are supposed to be more keen on order and discipline than on liberty and freedom. For example, the censorship of the press may be more acceptable, it is argued, in an Asian society (because of its emphasis on discipline and order) than in the West. In the 1993 Vienna conference, the foreign minister of Singapore warned that “universal recognition of the ideal of human rights can be harmful if universalism is used to deny or mask the reality of
diversity
.” The spokesman of the Chinese Foreign Ministry even put on record this proposition, apparently applicable in China and elsewhere in Asia: “Individuals must put the state’s rights before their own.”
2

This last argument involves an exercise in cultural interpretation, and I shall reserve it for a later discussion: in
chapter 10
.
3
I take up the other two arguments now.

DEMOCRACY AND ECONOMIC GROWTH

Does authoritarianism really work so well? It is certainly true that some relatively authoritarian states (such as South Korea, Lee’s own Singapore and post-reform China) have had faster rates of economic growth than many less authoritarian ones (including India, Costa Rica and Jamaica). But the Lee thesis is, in fact, based on very selective and limited information, rather than on any general statistical testing over the wide-ranging data that are available. We cannot really take the high economic growth of China or South Korea in Asia as a definitive proof that authoritarianism does better in promoting economic growth—any more than we can draw the opposite conclusion on the basis of the fact that the fastest-growing African country (and one of the fastest growers in the world), viz., Botswana,
has been a oasis of democracy on that troubled continent. Much depends on the precise circumstances.

In fact, there is rather little general evidence that authoritarian governance and the suppression of political and civil rights are really beneficial in encouraging economic development. The statistical picture is much more complex. Systematic empirical studies give no real support to the claim that there is a general conflict between political freedoms and economic performance.
4
The directional linkage seems to depend on many other circumstances, and while some statistical investigations note a weakly negative relation, others find a strongly positive one. On balance, the hypothesis that there is no relation between them in either direction is hard to reject. Since political liberty and freedom have importance of their own, the case for them remains unaffected.

In this context, it is also important to touch on a more basic issue of research methodology. We must not only look at statistical connections but, furthermore, examine and scrutinize the
causal
processes that are involved in economic growth and development. The economic policies and circumstances that led to the economic success of East Asian economies are by now reasonably well understood. While different empirical studies have varied in emphasis, there is by now a fairly agreed general list of “helpful policies” that includes openness to competition, the use of international markets, a high level of literacy and school education, successful land reforms and public provision of incentives for investment, exporting and industrialization. There is nothing whatsoever to indicate that any of these policies is inconsistent with greater democracy and actually had to be sustained by the elements of authoritarianism that happened to be present in South Korea or Singapore or China.
5

Furthermore, in judging economic development it is not adequate to look only at the growth of GNP or some other indicators of overall economic expansion. We have to look also at the impact of democracy and political freedoms on the lives and capabilities of the citizens. It is particularly important in this context to examine the connection between political and civil rights, on the one hand, and the prevention of major disasters (such as famines), on the other. Political and civil rights give people the opportunity to draw attention forcefully to general needs, and to demand appropriate public
action. Governmental response to the acute suffering of people often depends on the pressure that is put on the government, and this is where the exercise of political rights (voting, criticizing, protesting and so on) can make a real difference. This is a part of the “instrumental” role of democracy and political freedoms. I shall have to come back to this important issue again, later on in this chapter.

DO POOR PEOPLE CARE ABOUT DEMOCRACY AND POLITICAL RIGHTS?

I turn now to the second question. Are the citizens of third world countries indifferent to political and democratic rights? This claim, which is often made, is again based on too little empirical evidence (just as the Lee thesis is). The only way of verifying this would be to put the matter to democratic testing in free elections with freedom of opposition and expression—precisely the things that the supporters of authoritarianism do not allow to happen. It is not clear at all how this proposition can be checked when the ordinary citizens are given little political opportunity to express their views on this and even less to dispute the claims made by the authorities in office. The downgrading of these rights and freedoms is certainly part of the value system of the
government leaders
in many third world countries, but to take that to be the view of the people is to beg a very big question.

It is thus of some interest to note that when the Indian government, under Indira Gandhi’s leadership, tried out a similar argument in India, to justify the “emergency” she had misguidedly declared in the mid-1970s, an election was called that divided the voters precisely on this issue. In that fateful election, fought largely on the acceptability of the “emergency,” the suppression of basic political and civil rights was firmly rejected, and the Indian electorate—one of the poorest in the world—showed itself to be no less keen on protesting against the denial of basic liberties and rights than it was in complaining about economic poverty. To the extent that there has been any testing of the proposition that poor people in general do not care about civil and political rights, the evidence is entirely against that claim. Similar points can be made by observing the struggle for democratic freedoms in South Korea, Thailand, Bangladesh, Pakistan, Burma (or Myanmar) and elsewhere in Asia. Similarly, while
political freedom is widely denied in Africa, there have been movements and protests about that fact whenever circumstances have permitted, even though military dictators have given few opportunities in this respect.

What about the other variant of this argument, to wit, that the poor have
reason
to forgo political and democratic rights in favor of economic needs? This argument, as was noted earlier, is parasitic on the Lee thesis. Since that thesis has little empirical support, the syllogism cannot sustain the argument.

INSTRUMENTAL IMPORTANCE OF POLITICAL FREEDOM

I turn now from the negative criticisms of political rights to their positive value. The importance of political freedom as a part of basic capabilities has already been discussed in the earlier chapters. We have reason to value liberty and freedom of expression and action in our lives, and it is not unreasonable for human beings—the social creatures that we are—to value unrestrained participation in political and social activities. Also, informed and unregimented
formation
of our values requires openness of communication and arguments, and political freedoms and civil rights can be central for this process. Furthermore, to express publicly what we value and to demand that attention be paid to it, we need free speech and democratic choice.

When we move from the direct importance of political freedom to its instrumental role, we have to consider the political incentives that operate on governments and on the persons and groups that are in office. The rulers have the incentive to listen to what people want if they have to face their criticism and seek their support in elections. As was noted earlier, no substantial famine has ever occurred in any independent country with a democratic form of government and a relatively free press.
6
Famines have occurred in ancient kingdoms and contemporary authoritarian societies, in primitive tribal communities and in modern technocratic dictatorships, in colonial economies run by imperialists from the north and in newly independent countries of the south run by despotic national leaders or by intolerant single parties. But they have never materialized in any country that is independent, that goes to elections regularly, that has opposition parties to voice criticisms and that permits newspapers to report
freely and question the wisdom of government policies without extensive censorship.
7
The contrast of experiences will be discussed further in the
next chapter
, which deals specifically with famines and other crises.

CONSTRUCTIVE ROLE OF POLITICAL FREEDOM

The instrumental roles of political freedoms and civil rights can be very substantial, but the connection between economic needs and political freedoms may have a
constructive
aspect as well. The exercise of basic political rights makes it more likely not only that there would be a policy response to economic needs, but also that the conceptualization—including comprehension—of “economic needs” itself may require the exercise of such rights. It can indeed be argued that a proper understanding of what economic needs are—their content and their force—requires discussion and exchange. Political and civil rights, especially those related to the guaranteeing of open discussion, debate, criticism, and dissent, are central to the processes of generating informed and reflected choices. These processes are crucial to the formation of values and priorities, and we cannot, in general, take preferences as given independently of public discussion, that is, irrespective of whether open debates and interchanges are permitted or not.

The reach and effectiveness of open dialogue are often underestimated in assessing social and political problems. For example, public discussion has an important role to play in reducing the high rates of fertility that characterize many developing countries. There is, in fact, much evidence that the sharp decline in fertility rates that has taken place in the more literate states in India has been much influenced by public discussion of the bad effects of high fertility rates especially on the lives of young women, and also on the community at large. If the view has emerged in, say, Kerala or Tamil Nadu that a happy family in the modern age is a small family, much discussion and debate have gone into the formation of these perspectives. Kerala now has a fertility rate of 1.7 (similar to that in Britain and France, and well below China’s 1.9), and this has been achieved with no coercion, but mainly through the emergence of new values—a process in which political and social dialogues have played a major
part. The high level of literacy of the Kerala population, especially female literacy, which is higher than that of every province of China, has greatly contributed to making such social and political dialogues possible (more on this in the
next chapter
).

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