Read Genghis Khan and the Making of the Modern World Online
Authors: Jack Weatherford
The Mongols not only succeeded in building a unified Chinese state; at the same time, their influence exerted the same pressure on the small states around them. Early on, the Mongols had pushed for the unification of the culturally similar but constantly warring states of the Korean Peninsula into a unified nation. Similarly, in Southeast Asia, which remained beyond direct Mongol administration, the Mongol forces forged together new nations that laid a basis for Vietnam and Thailand. Prior to the Mongol era, the area that today composes the countries of Thailand, Laos, Vietnam, and Cambodia had been decisively Indian in culture and followed the architectural styles, religious practices, and mythology of Hindu India. The Mongols and the Chinese immigrants whom they had brought created a new hybrid culture that thereafter became known as Indo-Chinese.
The Mongols had less success in the islands that are today Indonesia. In 1289, Khubilai dispatched an envoy to Java to request the same submission he had received from the rulers of nearby kingdoms, but the king feared that the Mongols might be planning on taking away Javanese control of the valuable spice trade from the Molucca Islands. The Javanese king defiantly branded the face of the envoy and sent him back to Khubilai, who ordered the preparation of an armada to capture Java and exact revenge on its king, just as he had done in the similar episode in Japan. In 1292, the newly constructed fleet of one thousand ships and boats with twenty thousand soldiers set sail with a year’s supply of provisions. When they arrived in 1293, the Mongols met with easy success, soon killed the offending king, and apparently conquered the island with apparent ease. But then they fell into a trap. Believing that they were preparing for a ceremonial submission by the new king, the Mongol leaders were lured into an ambush, where many of the leaders were killed, and the remaining troops retreated in humiliation from the island.
Khubilai had failed to adapt the successful Mongol strategies to the sea. The ancient techniques of the mounted hunter that his grandfather had used as the basis for his campaigns on land, did not translate to campaigns on ships. In contrast to former sea powers such as Rome and Athens, which had operated in small confined areas of the enclosed Mediterranean Sea, the Mongols had made China into an oceanic power. In this regard, the Mongols portended a new type of imperial power based on naval armadas that would rise in Spain, England, and the Netherlands in the coming centuries.
For the time being, however, Khubilai’s defeats in Japan and Java had drawn the eastern limit of the Mongol Empire which would never extend across the water, not even to closer islands such as Taiwan or the Philippines. Similarly, the defeat by the Egyptian Mamluks in 1260, at the start of Khubilai’s rule, had marked the southwestern border, just as precisely as the voluntary abandonment of Poland and Hungary had marked the northwestern point twenty years earlier. Thus, between 1242 and 1293, the Mongol expansion reached its maximum, and four battles marked the outer borders of the Mongol world—Poland, Egypt, Java, and Japan. The area inside those four points had suffered devastating conquests and radical adjustments to a markedly different kind of rule, but they were about to enjoy an unprecedented century of political peace with a commercial, technological, and intellectual explosion unlike any in prior history.
Every spring when flocks of cranes passed over northern China headed north to breed around the shallow lakes and rivers of Mongolia, Khubilai Khan awaited them in the countryside, stretched out on his silk couch covered with tiger skins in a beautiful gilded pavilion mounted on the backs of four elephants brought to him as part of the plunder from Burma. Too fat to ride a horse and pained by gout, he hunted from the more comfortable confines of this special and elaborately mounted chamber. When he was ready to hunt, the roof of the room rolled back to reveal the white and gray cranes so dense overhead that they appeared as clouds against the crisp blue sky. At the signal from Khubilai, hundreds of falconers lined up on either side of the elephants, removed the leather hoods from their birds, and the gyrfalcons, peregrine falcons, and eagles took flight. They raced after the cranes and, one by one, tore them out of the sky, and brought them back to their handler.
Although his grandfather codified the Mongol preference for hunting only in winter and never in spring, Khubilai did not enjoy hunting in the cold of winter and changed the law. Even with his white ermine coat, sable blankets, and tiger skin rugs on the floor and walls around him, he found the temperature uncomfortable and the wind biting; as a result, he pushed the hunting season into the early spring when the weather proved more agreeable.
In the hunting procession, soldiers rode the horses. Camels transported the goods, and other elephants carried smaller individual pavilions in case the khan wanted to chase the game into more confined areas than his four-elephant mobile palace could fit. The caravan followed the imperial banners of Khubilai and was festooned with brightly colored silks. The procession included hunting tigers riding in mobile cages pulled by powerful oxen, as well as leopards and lynx riding on the hind quarters of horses, alone or seated behind their trainers. When prey appeared, Khubilai dispatched one of his trained predators to bring it down. Dogs sufficed for the bears and smaller game, leopards for the deer, and tigers for the large wild asses or bulls. A phalanx of archers stood ready to shoot at whatever target their master might command if it could not be reached by the hunting animals.
Khubilai’s processions across the countryside included a large number of astrologers, diviners, Mongol shamans, and Tibetan monks, whose work, vaguely reminiscent of Genghis Khan’s use of shamans before battle, consisted of clearing the path of clouds, rain, and any other form of inclement weather that might hamper the mighty hunter. With the sounds and smells of such a massive caravan, animals had ample warning and opportunity to flee. It was hard for them to be taken by surprise, so Khubilai’s caravan moved like the traditional Mongol army. While the emperor, his court and menagerie moved as the center or pivot of the caravan, he kept a
tumen
(nominally of ten thousand men, but in this case perhaps less) spread out to his forward left, and another spread out to the forward right. To show their wing assignment, one side wore scarlet, and the other wore blue. According to Marco Polo, they spread the distance of a whole day’s journey in both directions. Accompanied by mastiffs and hunting birds, the retainers drove the animals before them and toward the center so that they would be correctly positioned when the elephants arrived with Khubilai in his portable palace.
In order to cater to the needs of the hunting party after an exhausting day on the backs of the elephants, a vanguard of servants preceded them to erect a camp that resembled a portable city. The largest pavilion held a thousand guests for the rowdy Mongol celebrations. Adjacent tents provided sleeping quarters. A troupe of musicians accompanied the court to perform with singers, acrobats, jugglers, and the contortionists so enjoyed by the court.
At each evening’s celebration, everyone wore a
deel
of the same style and assigned color for the day; but lest they appear too egalitarian, rank and power were symbolized in the number and value of the jewels and pearls worked into the costume. They wore golden belts and silver embroidered onto their boots. In the midst of all the celebration, one of the trained tigers entered the pavilion, proceeded slowly among the guests to the khan, bowed, and then took its place seated beside the throne for the evening. The meals were served in dishes of gold and silver. Each servant wore a silk napkin trimmed in gold as a veil across his nose and mouth to prevent his breath, or any other essence, from contaminating the food. The recipes of the dishes served Khubilai Khan still survive. They include a variety of foods but maintain the traditional Mongol emphasis on meat and dairy products. The members of the Mongol court ate such delicacies as strips of mutton tail fat dusted with flour and baked with leeks. Bull testicles fried in hot oil, basted with saffron paste, and sprinkled with coriander. Mutton boiled with cardamom and cinnamon and served with rice and chickpeas. Young eggplant stuffed with chopped mutton, fat, yogurt, orange peel, and basil.
Like true Mongols, they gorged themselves on their favorite drink of fermented mare’s milk, but this milk originated from the special imperial herd of pure white mares that had been impregnated by pure white stallions to produce a special milk restricted exclusively for Khubilai and his court. When it came time to retire to his chamber for the night, the khan had his pick of beautiful young women, all of whom had been tested to make sure that they did not snore, have bad breath, or discharge any unpleasant body odors. The next morning, to recover from the excessive drinking, eating, and indulging of every appetite, the khan’s mobile unit of doctors and pharmacists served him a tea made from orange peel, kudzu flowers, ginseng, sandalwood, and cardamom. Sipped on an empty stomach, the tea was guaranteed to overcome a hangover and make the khan fit for another day of hunting, eating, and drinking.
Only a few generations earlier, Khubilai’s ancestors had used the hunt as the primary means of acquiring food. His great-grandfather Yesugei had been out hunting with his gyrfalcon when he saw the bride Hoelun, whom he seized to make his own wife. Khubilai’s grandfather Genghis Khan fed his family by hunting after his father’s death, and he had killed his half brother Begter in an argument ostensibly following a hunting quarrel about a bird and a fish. Later in life, Genghis Khan, with the aid of Subodei and other good hunters, adapted the extensive hunting strategies, techniques, and weapons to the task of warfare by treating his enemies as objects of prey to be trapped and stalked, and he thereby conquered his vast empire.
The hunt combined a recreational pastime enjoyed by Khubilai with the imperial needs of ceremonial pomp and wasteful spectacle. Khubilai still participated in some of the traditional features of the Mongol hunt and lifestyle—the emphasis on archery, trained raptors, enjoyment of mare’s milk, sleeping in tents, and organization of the Armies of the Left and the Right. But he turned it into a decadent and luxurious recreation that provided costly, if vapid, amusements for the Mongol elite and himself. His great procession was more show than substance. Its meaning came from the public spectacle that it made and the impression it created on his subjects and foreign visitors.
Like the frequent relocation of camp on the Mongol steppe, Khubilai’s caravan followed a rider carrying his Spirit Banner before him. The Spirit Banner led him on a frivolous round of entertainments that ultimately meant nothing and ended nowhere. The Mongol Empire would continue on for another century, but already, only three generations after its founding, it had lost its way. It was clear to anyone that the Spirit Banner of Genghis Khan no longer led his descendants and the people who claimed to be his followers.
9
Their Golden Light
The artists of China and Paris vied with each other
in the service of the great Khan.
E
DWARD
G
IBBON
D
URING
M
ASS ONE DAY
in the winter of 1287–1288, King Edward I of England rose up from his throne to stand in honor of Rabban Bar Sawma, the newly arrived envoy from the Mongol Emperor Khubilai Khan. When he reached the court of the English king, Rabban Bar Sawma had probably traveled farther than any official envoy in history, covering some seven thousand miles on the circuitous land route from the Mongol capital, through the major cities of the Middle East, and on to the capitals of Europe. King Edward stood before the envoy not to offer submission to the Mongol Khan, but to accept bread from the hand of the Mongol envoy as part of the Christian sacrament of communion. Since the early European envoys to the Mongols had been priests, Khubilai Khan had chosen Rabban Bar Sawma because, although a loyal Mongol, he was also a Christian priest, albeit of the Assyrian rite.
Rabban Bar Sawma’s mission began as a pilgrimage from Khubilai Khan’s capital to Jerusalem, but after reaching Baghdad, his superiors diverted him to Europe in 1287. In addition to visiting with the Mongol Ilkhan in Persia, Emperor Andronicus II Palaeologus of Byzantium in Constantinople, the College of Cardinals in Rome, and King Philip IV of France in Paris, Rabban Bar Sawma made his way to the court of Edward, at the most distant point of his journey. He delivered letters and gifts to each monarch along his route, and he stayed in each court for a few weeks or months before moving on to the next. He used his time sightseeing and meeting with scholars, politicians, and church officials to tell them about the Great Khan of the Mongols, his subordinate the Ilkhan, and their burning desire for peaceful relations with the world. On his way back through Rome, Pope Nicholas IV invited Rabban Bar Sawma to celebrate Mass in his language; and then, on Palm Sunday, 1288, the pope celebrated Mass and personally gave communion to the Mongol envoy.
The crowned heads of Europe received Rabban Bar Sawma openly in their courts, but many prior envoys had been sent, only to be officially ignored by church and state. As early as 1247, during the reign of Guyuk Khan, Matthew Paris reported ambassadors from the Mongols arriving at the French court. Again in the summer of the following year, “two envoys came from the Tartars, sent to the lord pope by their prince.” During the earlier visits, however, European officials seemed afraid to let out any information about the Mongols. As Paris wrote, “the cause of their arrival was kept so secret from everyone at the curia that it was unknown to clerks, notaries and others, even those familiar with the pope.” Again in 1269, when the Polo brothers, Maffeo and Nicolo, returned from their first trip to Asia, they brought a request from Khubilai Khan to the pope to send the Mongols one hundred priests, that they might share their knowledge with the Mongol court.
With the tremendous emphasis on religious freedom throughout the Mongol Empire, Rabban Bar Sawma was surprised when he arrived in Europe and found that only a single religion was tolerated. He found particularly amazing that the religious leaders had so much political power over nations as well as more mundane powers over the everyday lives of the common people. As a Christian himself, he was delighted with the monopoly that his religion exercised, but it presented a stark contrast to the Mongol Empire where many religions flourished but had the obligation to serve the needs of the empire before their own.
Despite the publicity of his visit and the cordial reception across Europe, Rabban Bar Sawma fared no better in his mission than the other unacknowledged envoys; he failed to secure treaties with a single one of the European monarchs or church officials. His only success was that he managed to get a commitment from the pope to send teachers to the Mongol court as Khubilai had requested several times already. Failing in his diplomatic mission, Rabban Bar Sawma returned to the court of the Ilkhan in Persia, and related the events of his travels that were copied down in Syriac as
The History of the Life and Travels of Rabban Swama, Envoy and Plenipotentiary of the Mongol Khans to the Kings of Europe
. The trip of Rabban Bar Sawma, and particularly his serving communion to the king of England and personally receiving communion from the hands of the pope, illustrates how much the Mongols had changed the world in the fifty years since their army invaded Europe. Civilizations that had once been separate worlds unto themselves and largely unknown to one another, had become part of a single intercontinental system of communication, commerce, technology, and politics.
Instead of sending mounted warriors and fearsome siege engines, the Mongols now dispatched humble priests, scholars, and ambassadors. The time of Mongol conquests had ended, but the era of the Mongol Peace was only beginning. In recognition of the phenomenal changes of expanding peace and prosperity on the international scene, Western scholars later designated the fourteenth century as the Pax Mongolica or Pax Tatarica. The Mongol Khans now sought to bring about through peaceful commerce and diplomacy the commercial and diplomatic connections that they had not been able to create through force of arms. The Mongols continued, by a different means, to pursue their compulsive goal of uniting all people under the Eternal Blue Sky.
The commercial influence of the Mongols spread much farther than their army, and the transition from the Mongol Empire to the Mongol Corporation occurred during the reign of Khubilai Khan. Throughout the thirteenth and early fourteenth centuries, the Mongols maintained trade routes across the empire and stocked shelters with provisions interspersed every twenty to thirty miles. The stations provided transport animals as well as guides to lead the merchants through difficult terrain. Marco Polo, who was at the Mongol court at the same time that Bar Sawma was on his mission to Europe, frequently used the Mongol relay stations in his travels. With perhaps a little more enthusiasm than accuracy, he describes them as not merely “beautiful” and “palatial,” but also having “silk sheets and every other luxury suitable for a king.” To promote trade along these routes, Mongol authorities distributed an early type of combined passport and credit card. The Mongol
paiza
was a tablet of gold, silver, or wood larger than a man’s hand, and it would be worn on a chain around the neck or attached to the clothing. Depending on which metal was used and the symbols such as tigers or gyrfalcons, illiterate people could ascertain the importance of the traveler and thereby render the appropriate level of service. The
paiza
allowed the holder to travel throughout the empire and be assured of protection, accommodations, transportation, and exemption from local taxes or duties.
The expansion and maintenance of the trading routes did not derive from an ideological commitment of the Mongols to commerce and communication in general. Rather, it stemmed from the deeply rooted system of shares, or
khubi,
in the Mongol tribal organization that had been formalized by Genghis Khan. Just as each orphan and widow, as well as each soldier, was entitled to an appropriate measure of all the goods seized in war, each member of the Golden Family was entitled to a share of the wealth of each part of the empire. Instead of the salary paid to non-Mongol administrators, the higher-ranking Mongol officials received shares in goods, a large part of which they sold or traded on the market to get money or other commodities. As ruler of the Ilkhanate in Persia, Hulegu still had twenty-five thousand households of silk workers in China under his brother Khubilai. Hulegu also owned valleys in Tibet, and he had claim on a share of the furs and falcons of the northern steppes, and, of course, he had pastures, horses, and men assigned to him in the homeland of Mongolia itself. Each lineage in the Mongol ruling family demanded its appropriate share of astronomers, doctors, weavers, miners, and acrobats.
Khubilai owned farms in Persia and Iraq, as well as herds of camels, horses, sheep, and goats. An army of clerics traveled throughout the empire checking on the goods in one place and verifying accounts in another. The Mongols in Persia supplied their kinsmen in China with spices, steel, jewels, pearls, and textiles, while the Mongol court in China sent porcelains and medicines to Persia. In return for collecting and shipping the goods, the Mongols in China kept about three-quarters of this output for themselves; nevertheless, they exported a considerable amount to their relatives in other areas. Khubilai Khan imported Persian translators and doctors as well as some ten thousand Russian soldiers, who were used to colonize land north of the capital. The Russians stayed as permanent residents, and they remained in the official Chinese chronicles until last mentioned in 1339.
Despite political disagreement between contending branches of the family over the office of Great Khan, the economic and commercial system continued to operate with only brief pauses or detours because of sporadic fighting. Sometimes even in the midst of war, the fighting sides allowed the exchange of these shares. Khaidu, the grandson of Ogodei Khan and the ruler of the central steppe, was often in rebellion against his cousin Khubilai. Yet Khaidu also had extensive holdings of craftsmen and farmers around the Chinese city of Nanjing. In between sessions of fighting with Khubilai Khan, Khaidu would claim shipments of his Nanjing goods, and, presumably in exchange, he allowed Khubilai to collect his share of horses and other goods from the steppe tribes. The administrative division of the Mongol Empire into four major parts—China, Moghulistan, Persia, and Russia—did nothing to lessen the need for goods in the other regions. If anything, the political fragmentation increased the need to preserve the older system of shares. If one khan refused to furnish the shares to other members of the family, they would refuse to send him his share in their territories. Mutual financial interests trumped political squabbles.
The constant movement of shares gradually transformed the Mongol war routes into commercial arteries. Through the constantly expanding
ortoo
or
yam,
messages, people, and goods could be sent by horse or camel caravan from Mongolia to Vietnam or from Korea to Persia. As the movement of goods increased, Mongol authorities sought out faster or easier routes than the older traditional ones. Toward this end, Khubilai Khan launched a major expedition in 1281 to discover and map the source of the Yellow River, which the Mongols called the Black River. Scholars used the information to make a detailed map of the river. The expedition opened up a route from China into Tibet, and the Mongols used this as a means of including Tibet and the Himalayan area in the Mongol postal system. The new connections did more to connect Tibet—commercially, religiously, and politically—with the rest of China than anything else during the Mongol era.
During military campaigns, Mongol officials exerted a conscientious effort to locate and appropriate maps, atlases, and other geographic works found in enemy camps or cities. Under Khubilai’s rule, scholars synthesized Chinese, Arab, and Greek knowledge of geography to produce the most sophisticated cartography known. Under the influence of the Arab geographers brought in by Khubilai Khan, particularly Jamal al-Din, craftsmen constructed terrestrial globes for Khubilai in 1267, which depicted Europe and Africa as well as Asia and the adjacent Pacific islands.
Despite the initial reliance of commerce on routes created through military conquest, it soon became obvious that whereas armies moved quickest by horse across land, massive quantities of goods moved best by water. Mongols expanded and lengthened the Grand Canal that already connected the Yellow and Yangtze Rivers to transport grain and other agricultural products farther and more efficiently into the northern districts. Adapting Chinese engineering and technology to new environments, they built water projects throughout their territories. In Yunnan, the Mongol governor created a dozen dams and reservoirs with connecting canals that survived until modern times.
The failed invasions of Japan and Java taught the Mongols much about shipbuilding, and when their military efforts failed, they turned that knowledge to peaceful pursuits of commerce. Khubilai Khan made the strategic decision to transport food within his empire primarily by ship because he realized how much cheaper and more efficient water transportation, which was dependent on wind and current, was than the much slower land transport, which was dependent on the labor of humans and animals that required constant feeding. In the first years, the Mongols moved some 3,000 tons by ship, but by 1329 it had grown to 210,000 tons. Marco Polo, who sailed from China to Persia on his return home, described the Mongol ships as large four-masted junks with up to three hundred crewmen and as many as sixty cabins for merchants carrying various wares. According to Ibn Battuta, some of the ships even carried plants growing in wooden tubs in order to supply fresh food for the sailors. Khubilai Khan promoted the building of ever larger seagoing junks to carry heavy loads of cargo and ports to handle them. They improved the use of the compass in navigation and learned to produce more accurate nautical charts. The route from the port of Zaytun in southern China to Hormuz in the Persian Gulf became the main sea link between the Far East and the Middle East, and was used by both Marco Polo and Ibn Battuta, among others.