Dobrynin reassured Robert Kennedy accordingly, with all the more conviction in that he, too, knew nothing about the ballistic missile emplacements. The U.S. authorities accepted these reassurances, particularly since, as George Ball notes in his memoirs, the Soviet Union had never hitherto placed offensive missile bases outside its own territory, not even in the neighboring countries of the Warsaw Pact.
2
The significance of the MRBMs and IRBMs lay in their reach. They were designed not to hit incoming aircraft but to land on targets deep inside the U.S.; the range of an SS-4 was about 1,100 nautical miles, that of an SS-5 nearly twice that. A Soviet MRBM of that era, launched from Cuba, could hit Washington, D.C.; an IRBM could hit almost any target in the continental U.S., sparing only the far Pacific Northwest. They were useless as defensive weapons; their only possible value was offensive—or as a deterrent to the offensives of others. Thus, when a U-2 flying over San Cristobal, in western Cuba, on October 14 spotted three missile sites under construction, and when these sites were identified in Washington as identical to known MRBM launch sites in the Soviet Union, President Kennedy and his advisers drew the obvious conclusion. They had been lied to, and their warnings had been ignored. The Soviet Union was placing offensive missiles in Cuba, missiles that could only be deployed against targets in the U.S. The Cuban missile crisis had begun.
The first, confidential phase of the crisis, from early morning on October 16, when McGeorge Bundy, Kennedy’s national security adviser, woke him up with the bad news, until 7:00 p.m. on the evening of October 22, when President Kennedy announced a naval quarantine around Cuba, was confined to a handful of men in Washington, D.C.: the “Executive Committee” (ExComm) that Kennedy gathered around him to decide what to do. The deliberations of this group, secretly taped by Kennedy himself, have now been painstakingly transcribed and impeccably edited by Ernest R. May and Philip D. Zelikow.
16
Curiously, and like Khrushchev, who had made no contingency plans for the eventuality of his missile buildup being discovered before completion, Kennedy and his advisers had given no thought to what they should do if just such a crisis should occur: “No one, as far as I can remember,” Bundy later wrote, “thought it necessary in September to consider what we would do if our warnings were disregarded . . . . This was a failure of foresight, and one of the reasons for respecting the quality of the basic decision President Kennedy reached on October 20 is that he had to begin on the sixteenth almost from a standing start.”
3
That decision, of course, was to announce a partial quarantine of Cuba, under which ships suspected of carrying military supplies would be stopped from entering Cuban waters. But among the other strategies considered—and according to Kennedy it was not until October 21 that he made his final decision—were a more comprehensive blockade than the selective one eventually imposed, an air strike on the missile sites in Cuba, a blanket air strike on the island’s military bases, and a full-scale military invasion.
The Joint Chiefs of Staff favored the most extreme response, but they had little civilian backing on ExComm. The option of ignoring the buildup and continuing as before had no takers. For five days ExComm debated three unknowns: How many missiles were in place, and were they operational? How would the NATO allies react to either an insufficient U.S. response or an excessive one, the dilemma of “credibility” that obsessed Kennedy and his close advisers? And what would Khrushchev do in response to various possible American moves?
An air strike risked missing some of the missile sites—their exact number was unknown—and thus inviting a response from those still in place, or in some part of the world where the balance of forces favored the Soviet Union, notably Berlin. Conversely, if the nuclear warheads were not yet in Cuba—and no one at this stage knew the answer to that—an air strike was excessive; a blockade on all incoming offensive weaponry would suffice. And since an invasion took some advance planning, it could be kept in reserve as an option if all else failed. Meanwhile, a naval blockade or quarantine would buy both sides time to reconsider. Following the advice of Secretary of Defense Robert McNamara, Secretary of State Dean Rusk, Under Secretary of State George Ball, and his Soviet experts (former ambassadors Charles Bohlen and Llewellyn Thompson), this was the option that Kennedy chose.
On October 22, then, having first informed senior congressmen, leading NATO allies, and the Soviet leadership of his intentions, Kennedy announced to the world the presence of offensive nuclear missiles in Cuba and the U.S. response—a limited naval quarantine (civilian necessities would be allowed through) until the offending weaponry had been removed. To justify his actions, Kennedy emphasized the threat to peace in the Western Hemisphere and the U.S. commitment to defending the West, as well as the danger now faced by Americans living under the shadow of nuclear missiles.
How would Khrushchev respond to the quarantine and the accompanying demands? Thanks to his memoirs and to the Soviet archival material presented by Fursenko and Naftali in
One Hell of a Gamble
, we know that Khrushchev was thoroughly chastened and confused by the course of events.
17
The men sitting in the White House did not know this, however, and even those who suspected it could not be sure. When the quarantine went into effect at 10:00 a.m. on October 24, the crisis seemed to be approaching its climax. That day Khrushchev sent Kennedy a cable insisting that Soviet weaponry in Cuba was purely defensive and threatening to ignore the quarantine—“We confirm that armaments now on Cuba, regardless of classification to which they belong, are destined exclusively for defensive purposes, in order to save Cuban Republic from attack of aggressor.” What, then, would happen if a U.S. destroyer hailed a Soviet vessel and it refused to stop? Kennedy himself was not optimistic. Far from expecting Khrushchev to accede to his demands, he feared a speed-up in the missile-site construction, a formal threat of Soviet nuclear retaliation if the U.S. were to attack Cuba—and possibly a move to take advantage of the crisis to squeeze the West out of Berlin.
In fact, the whole matter passed off peacefully. Kennedy and his colleagues took special care to seek out a harmless (Panamanian-owned) freighter to intercept and allow through, thus making their point without running undue risks. On the advice of his friend David Ormsby-Gore, the British ambassador to the U.S., Kennedy also reduced the quarantine zone from eight hundred miles, as initially announced, to five hundred miles, giving the Soviets more time to reflect and to call back their ships. Khrushchev, in turn, did not wish to have the U.S. discover and inspect his most advanced weaponry, and so, as Kennedy had anticipated and hoped, he ordered missile-carrying ships to stop and turn back, which they did on Thursday, October 25. The quarantine had not led to a shooting war. But the U.S. administration still had no solution to its primary concern, Soviet nuclear missiles already in Cuba. Plans for an air strike and even an invasion continued.
Then, on Friday the 26th, Khrushchev sent a long and rather rambling private communication to Kennedy in which he deplored the drift toward war: “If indeed war should break out, then it would not be in our power to stop it, for such is the logic of war. I have participated in two wars and I know that war ends when it has rolled through cities and villages, everywhere sowing death and destruction.” Instead, he proposed a solution: “If assurances were given by the President and the government of the United States that the USA itself would not participate in an attack on Cuba and would restrain others from actions of this sort, if you would recall your fleet, this would immediately change everything . . . . Then the necessity for the presence of our military specialists in Cuba would disappear . . . . Mr. President, we and you ought not now to pull on the ends of the rope in which you have tied the knots of war, because the more the two of us pull, the tighter this knot will be tied. And a moment may come when that knot will be tied so tight that even he who tied will not have the strength to untie it, and then it will be necessary to cut that knot. And what that would mean is not for me to explain to you, because you yourself understand perfectly of what terrible forces our countries dispose.”
Khrushchev’s letter, born of a growing fear in the Kremlin that Kennedy was about to attack Cuba and force a confrontation, might have defused the crisis there and then.
4
But the next day, Saturday the 27th, it was followed by a public and more formal letter, which made any settlement contingent on a quid pro quo: withdrawal of the offensive missiles in Cuba in return for the removal of NATO’s nuclear missiles in Turkey. The Soviet proposal put Kennedy in a difficult position—as he commented to George Ball that Saturday morning, “Well,
this
is unsettling
now
, George, because he’s got us in a pretty good spot here. Because most people would regard this as not an unreasonable proposal.”
The complications of such an exchange (to be discussed below), together with the shooting down of a U-2 reconnaissance plane over Cuba that same day, seemed to leave the crisis unresolved and the clock ticking. Kennedy’s military advisers insisted that delaying an air strike beyond Monday, October 29, was imprudent; but the president himself was more concerned than ever about the acknowledged impossibility of destroying all the missiles in one strike. As he remarked on Friday, “It still comes down to a question of whether they’re going to fire the missiles.” In the end it was decided to reply to Khrushchev’s first letter and, in essence, accept it. Meanwhile Robert Kennedy was dispatched to meet privately with Ambassador Dobrynin that Saturday evening and impress upon him the urgency of an agreement, and the possibility of coming to a confidential understanding on the “missile swap.”
Dobrynin’s report of this meeting—that the Americans were serious and that President Kennedy was under irresistible military pressure to commit the irreversible—may have exaggerated Robert Kennedy’s message, but it had the desired result. On Sunday, October 28, Radio Moscow broadcast Khrushchev’s formal acceptance of the official U.S. terms for an end to the crisis—“The Soviet Government . . . has given a new order to dismantle the arms which you described as offensive, and to crate and return them to the Soviet Union”—and work on dismantling the missiles began directly.
5
Much remained to be worked out—the exact list of matériel to be removed from Cuba, the conditions of observation and on-site supervision, which Castro (furious at the outcome) vehemently rejected, and the secret understanding to remove missiles in Turkey.
The U.S. imprudently pressed its public advantage to insist that the IL-28 light bombers be removed as well, even though Kennedy himself had privately recognized that they posed little threat. But Khrushchev conceded these terms, on November 20 the quarantine was lifted, and on December 6 the last bomber was shipped out.
6
The NATO missiles were removed from Turkey by April 1963, as unofficially promised.
Why did Khrushchev do it? It made no sense to install some of the Soviet Union’s most advanced (and vulnerable) military hardware seven thousand miles away on an undefendable island, in the hope that the U.S. would not notice what was happening until it was too late. During the crisis Kennedy and his advisers came up with four possible explanations for this aberrant behavior: (i) Cuba was to be a “lever” for Soviet ambitions in Berlin: “Let go in Berlin or else”; (ii) the move was part of internal Kremlin power struggles; (iii) Khrushchev was trying to compensate for Soviet strategic inferiority; (iv) Khrushchev seriously feared a coming U.S. invasion of Cuba and was seeking ways to avert it.
Of these, only (iii) and (iv) were true, in some degree—and it is symptomatic of the near-tragedy of errors in October 1962 that most of the men in the White House were much more disposed to believe and act on the assumption of (i) or (ii). Khrushchev was certainly frustrated with his inability to shift the Western allies from Berlin, despite his threats and bluffs of the past five years; what he calls in his memoirs the “anomalous” outcome of the 1945 Potsdam accords was a source of irritation to the Soviet Union throughout the first decades of the cold war.
7
But a change in the Berlin situation would at most have been a side benefit of a Soviet nuclear presence in Cuba; it was not its main purpose.
Khrushchev’s main purpose was to compensate, rather desperately, for Soviet military shortcomings. Until 1961 the USSR had seemed quite well placed. The outcome of the Suez crisis of 1956 had misled Khrushchev into thinking that his threat at the time to fire off rockets if the Anglo-French expedition didn’t withdraw had played a crucial part in the denouement (it didn’t). The successful launching of Sputnik in 1957 and Khrushchev’s own exaggerated boasting had aroused American fears of a “missile gap”—fears that Kennedy successfully exploited in his 1960 election campaign. But high-level reconnaissance flights over the Soviet Union had convinced the Americans that Soviet intercontinental ballistic capacity had been vastly overstated, and in October 1961 Roswell Gilpatric, the U.S. assistant secretary of defense, had publicly revealed U.S. knowledge of Soviet strategic inferiority. A year later, by the time of the Cuban crisis, the Soviet Union was at a seventeen-to-one disadvantage in intercontinental missiles.
8
Khrushchev knew this, and he knew that the Americans knew it. In John Gaddis’s words, he “understood more clearly than Kennedy that the West was winning the cold war.”
9
The Soviet resumption of atmospheric testing in August 1961—followed by the U.S. decision to follow suit in April 1962—did nothing to allay Khrushchev’s sense of military inferiority (to which should be added his domestic agricultural failures and the chorus of Chinese attacks on Soviet “revisionism”). The temptation to place medium-range missiles (with which the Soviet Union was well supplied) just off the Florida coast seemed irresistible. After all, the U.S. had bases all around the frontiers of the USSR. As Khrushchev complained to U.S. Ambassador Thompson in April 1961, “The USA . . . believes that it has the right to put military bases along the borders of the USSR”—and a few Soviet missiles up against America’s borders would serve it right. “The Americans had surrounded our country with military bases and threatened us with nuclear weapons, and now they would learn just what it feels like to have enemy missiles pointing at you.”
10