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Authors: Kirill Yeskov

BOOK: The Last Ringbearer
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There are two ways of dealing with a foundation world. One can mechanically expand it in time or space, making a sequel. A sequel is by definition secondary and competitive, and I know of no sequels that are more or less notable as literature (serial novels are another matter). Moreover, an author can’t even write a decent sequel to his own text: I think we can agree that
Twenty Years After
vs.
The Three Musketeers
is like a woodcutter vs. a carpenter.

An apocryphal work – a different take on well-known events (whether from the real or an imaginary world is irrelevant: who are we to judge which is derivative?) – is totally different. Naturally, the world of an apocryphal work turns out differently, bearing at best the same relation to the initial world as that of d’Artagnan and milady Winter does to real France under Louis the XIII … or is it vice-versa? Actually, upon contemplation, what difference does it make? What’s important is that while the world of a sequel is a reproduction that adds absolutely nothing to the original, the worlds of a canonical and an apocryphal work can ideally make a “stereoscopic pair” that adds “depth” to the former. That is the field where all self-respecting authors have been playing ever since the aforementioned Dio, sometimes with quite decent results. (Interestingly, one can’t write a good sequel to one’s own work, but one definitely can write a worthy apocrypha – take Stanislaw Lem’s
Observation on the Spot
.)

This immediately creates a moral contradiction that’s difficult to resolve. A view of any interest is only possible when one looks at a given world from an unusual ethical or aesthetical viewpoint, one that’s most removed from that of its creator. Thus did Mark Twain, an orthodox adept of
liberte
,
egalite
, and
fraternite
, plunge his Yankee into the idealistic knightly world, proving convincingly that all those Galahads and Merlins lied often and bathed seldom; thus did Sapkovsky gaily turn Wonderland into black horror, brewed, for good measure, from a clinical psychoanalysis of the relationship between Professor Dodgson and little Alice Liddell; thus did feminist Gloria Howard prove, from the viewpoint of Captain Ahab’s wife, that the entire stupid hunt for the White Whale was but a game of a bunch of developmentally arrested guys, an apotheosis of male infantilism and irresponsibility … The literary worth of the aforementioned works is beyond doubt, but whether it’s ethical to so treat the source texts by Melville, Carroll, and the Arthurian legends is not obvious.

Nor is this an idle question. For example, I’ve read
Yankee at King Arthur’s Court
prior to the legends themselves, and Mark Twain had forever poisoned my perception of this part of the global cultural heritage with his vitriol: “Now Sir Kay arose, and began to fire up on his history-mill with me for fuel. It was time for me to feel serious, and I did.” (And brothers Strugatzky made it even worse with their “comrade Merlin” and “fair sir Melnichenko” …) Honestly – cross my heart and hope to die – the last thing I want to do is to poison some teenager’s future experience of Tolkien. Looking for a place for
The Last Ringbearer
in the long row of literary apocrypha, I dare place it next to my personal favorite
Rozenkrantz and Gildenstern Are Dead
(the movie, not the play). An exquisitely paradoxical post-modern game Tom Stoppard played against the Shakespearean backdrop is precisely the relationship with the source Text that I sought to accomplish. Whether I have succeeded is for readers to judge.

Now for the biggest question which I get asked constantly: “What was it about the world of
The Lord of the Rings
that had so attracted you, enough to make you want to write in it?” Briefly, I was attracted by a logical challenge to come up with a consistent explanation for several obvious contradictions in the image of Middle Earth that the Professor painted, demonstrating thereby that those contradictions are not real. Paradoxically, it was precisely the widely known “the Professor was wrong” thesis (which, thanks to the publisher’s whim, graces the cover of the first edition of
The Last Ringbearer
) that I sought to disprove.

“It appears to us that the chief motive and the main impulse of Tolkien’s myth-making was the joy of creating a vast and consistent imaginary world, well developed in space and time. It is this joy of creation that undergirds Tolkien’s ethical-religious concept of ‘co-creation,’ which likens the true Artist creating his own world to the Creator Himself. […] Apparently, this writer has created the most complete ‘personal’ mythology in the history of literature: an imaginary world with its own Book of Genesis, history, chronicles, geography, languages, etc. This painstakingly detailed imaginary universe
has no close literary equivalent
(emphasis mine).” (R.I. Kabakov,
Tolkien’s Lord of the Rings and the Problem of Contemporary Literary Myth-making
.) In other words, the world the Professor had created turned out to be “real”; moreover, it is the only real one in the entire fantasy genre. Well,
noblesse oblige
.

It’s unlikely that anyone will devote any serious effort to analyzing the ecosystem of a barren desert populated by train-sized predatory worms that eat excavators and sweat psychedelics – fantasy is fantasy. Not so the Middle Earth; the developed perfection of Tolkien’s world quite impels one to conduct natural history studies of it, sometimes provocatively so. This invites another comparison, however strange at first blush, between Tolkien and Yefremov.

Perhaps you remember
The Hour of the Bull
– a sociological dissection of totalitarianism plus intriguing (albeit sometimes drawn-out) philosophical digressions on various topics. Besides all that, the book featured a very curious planet, with its axis of rotation in the orbital plane (making for no seasons), eight continents grouped in four-link chains in the middle latitudes of either hemisphere (the combination of ocean currents that arises under such conditions makes for a very warm and even climate, like that of Earth’s Mezozoic). And if we observe the existence of ancient giant trees (much like mallorns), then you can be sure that the absence of strong winds that would endanger such structures is implicit in the properties of atmospheric circulation in the planet’s trade wind belts in this type of climate. It’s noteworthy that Yefremov introduced all of those peculiarities of Tormans’s physical geography only for the sake of that “real feel”; they are completely irrelevant to the literary goals of the book. It’s just that Yefremov (a professional geologist who was awarded the USSR State Prize for his scientific, rather than literary, work) couldn’t help but do a good job on these details.

Tolkien was a practicing scientist, too, but a linguist rather than a natural scientist like Yefremov, so the foundation of professional knowledge he had used to erect Middle Earth was different. It is fairly obvious to me that the game the Oxford professor decided to play with nature began, in essence, with the creation of imaginary languages, with their own alphabets and grammar. Then he created the epic tales to match those languages, then the peoples who composed those tales, and only then the steppes, mountains, and forests for those peoples to pasture their herds, build citadels, and battle the “Dark from the East” wherein. This, precisely, was the sequence: “In the beginning was the Word” – Ainur’s music, pure and simple. Truly an excellent model of the Act of Creation!

However, Tolkien the philologist had obviously had a very weak interest in this last, non-living component of Middle Earth – its physical geography – and created it only because he had to, with predictable results. It is a well-known fact that the Professor had painstakingly verified, to the day, the lunar phases during his heroes’ long quest. I believe that, but the problem is that he had overlooked some much more significant elements of the local natural history background.

The Middle Earth has several built-in physical defects, and there’s no getting away from that. In his well-known essay
Must Fantasy Be Stupid?
Sergei Pereslegin provides a detailed classification of errors commonly committed by fantasy authors. He uses Tolkien’s work as an example of one of them, an “irreversible professional error”: “It occurs in a geologically unstable world. Tolkien, being a professor of English Literature, knew nothing of plate tectonics, while the topography of Beleriand and Eriador are highly important to the story; therefore, it seems impossible to fix the author’s mistake.”

To explain: if a planet has a single continent – Middle Earth – it means that the convection currents in the planet’s mantle form a single cell, so that the entire “light” part of the continental crust has gathered over the point where the mantle matter sinks toward the core, like foam gathers over the bathtub drain. (This had happened on Earth at least twice, in mid-Proterozoic and late Paleozoic, which is when two super-continents of Megagea and Pangea formed.) When subcontinents collide, they bunch up into folds (
e.g.
, the Himalayas that arose at the collision of the Indian subcontinent with the Eurasian plate). This means that there ought to be a huge Tibet-like mountain plateau smack in the center of Middle Earth; well, where is it?

Pay attention, now – strictly speaking, such errors are trifles. In Pereslegin’s litany of sins an “irreversible professional error” is classified under tolerable errors, being one of the minor ones. It’s obvious that one person can’t be equally proficient in linguistics and geology (I suspect that Yefremov had committed no fewer errors creating Tormansian languages than Tolkien had in Middle Earth tectonics). So we can pardon the Professor – the infraction he had committed was not particularly dangerous to society;
The Lord of the Rings
can be paroled. This will acknowledge it to be a regular fantasy text – I mean, a really good one, easily in the top five …

Do you like this option? Me neither. Because
The Lord of the Rings
is not a good, or even the best, fantasy text. It is sui generis, the only one of its kind; therefore, we will not settle for anything less than a full exoneration.

We will assume that Middle Earth is as real as our world, so if some of the details do not fit our concepts, it’s our problem. On the other hand, we will adhere scrupulously to the laws of nature. As Tolkien himself wrote, it’s easy to imagine a green sun, but “To make a Secondary World inside which the green sun will be credible, commanding Secondary Belief, will probably require labour and thought, and will certainly demand a special skill, a kind of elvish craft.” Well, the sun has its usual color in Middle Earth (and probably belongs to G-2 spectrum class), its surface gravity and geochemistry do not seem different from ours, and even the lunar month is 28 days. Therefore we have to approach the task wielding Occam’s Razor (as is customary to the European intellectual tradition): we will appeal to magic and suchlike only when out of all other options.

It turns out that all the seeming contradictions of Middle Earth’s natural history can be resolved with a single assumption: that Tolkien is describing only the northwestern part of the local landmass, rather than the whole thing. Actually, it’s not even an assumption: Tolkien’s map is obviously intentionally cut off in the south and the east; why should we assume that his world ends there? There’s enough room there for the hypothetical central plateau or even other continents and archipelagos.

If Middle Earth is as real as our world, it must be as infinitely varied. It must have a myriad of aspects that Tolkien had not covered as not worthy of his attention. For example, any mention of economics is as missing from his romantic world as sex was supposedly missing in the USSR – but how likely is one to find any such mundane matters in the knightly romances of our world? It seems quite justified to me to assume that the Middle Earth population, aside from battling the Dark Lord and his minions, also plowed, reaped, traded, robbed, etc. The heroic hobbits on their quest did not subsist only on herbs, rabbits, and Elvish breads – they also drank beer in taverns, and one has to pay for beer. (I mean, one doesn’t have to, really, but that would make for a criminal rather than a knightly novel.) Trick question: what coin did they use? Right – the Professor made no mention of that (pennies are merely a generic name for a fraction of a currency).

This question regarding Middle Earth currency, which I’ve used often to stump Tolkien experts, has served as the departure point for a whole series of conclusions. Take Rohan, for example: What was its population’s occupation? “The best horses in Middle Earth” are all nice and fine, but horse-breeding can in no way be the mainstay of an economy. Or take the Dark Lord’s countless hordes: What did they eat in the desert of Mordor – jackrabbits? We’ve all read Lev Gumilev and have some idea of the logistics of expansion. In general, how can there be a capital city smack in the middle of a desert? That just doesn’t happen… but wait – actually, it does happen! Cities in the desert – that’s the perished city civilizations of Sahelian Africa. Once the “Atlantic optimum” was over, Sahara began encroaching on the savannah, and that was the end of them. Actually, sorry – this isn’t
The
Lord of the Rings
any more, but rather
The Last Ringbearer
!

And if the world of Middle Earth is real, then so are its people. If all those Aragorns and Faramirs are not “dramatis personae” but real people who figure in the epochal tales of the North-western peoples (which tales Professor Tolkien had then collected and adapted), then there can be a variety of opinions concerning their deeds. This is something we’re quite familiar with in our own world: in alternative opinions Richard the III comes out a most noble man who had paid for his nobleness with both his crown and his head, plus posthumous reputation to boot, whereas Joanne of Arc turns out to have been a sadistic psychopath who belonged on the
auto-da-fe
pyre like few others. Plus Middle Earth surely has PR and infowars (how else?); perhaps it even has its own Professor Fomenko to claim in all seriousness that there was no Second Age, Angbad is nothing but Mordor, and Fingon, Isildur and Aragorn were the same person…

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