The Life of the Mind (6 page)

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Authors: Hannah Arendt

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If the inner psychic ground of our individual appearance were not always the same, there could be no science of psychology which qua science relies on a psychic "inside we are all alike,"
29
just as the science of physiology and medicine relies on the sameness of our inner organs. Psychology, depth psychology or psychoanalysis, discovers no more than the ever-changing moods, the ups and downs of our psychic life, and its results and discoveries are neither particularly appealing nor very meaningful in themselves. "Individual psychology," on the other hand, the prerogative of fiction, the novel and the drama, can never be a science; as a science it is a contradiction in terms. When modern science finally began to illuminate the Biblical "darkness of the human heart"—of which Augustine said: "
Latet cor bonum, latet cor malum, abyssus est in corde bono et in corde malo
" ("Hidden is the good heart, hidden is the evil heart, an abyss is in the good heart and in the evil heart")
30
—it turned out to be "a motley-colored and painful storehouse and treasure of evils," as Democritus already suspected.
31
Or to put it in a somewhat more positive way: "
Das Gefühl ist herr-lich, wenn es im Grunde bleibt; nicht aber voenn es an den Tag tritt, sich zum Wesen machen und herrschen will
" ("The emotions are glorious when they stay in the depths, but not when they come forth into the day and wish to become of the essence and to rule").
32

The monotonous sameness and pervasive ugliness so highly characteristic of the findings of modern psychology, and Contrasting so obviously with the enormous variety and richness of overt human conduct, witness to the radical difference between the inside and outside of the human body. The passions and emotions of our soul are not only body-bound, they seem to have the same life-sustaining and preserving functions as our inner organs, with which they also share the fact that only disorder or abnormality can individualize them. Without the sexual urge, arising out of our reproductive organs, love would not be possible; but while the urge is always the same, how great is the variety in the actual appearances of lovel To be sure, one may understand love as the sublimation of sex if only one keeps in mind that there would be nothing that we understand as sex without it, and that without some intervention of the mind, that is, without a deliberate choice between what pleases and what displeases, not even the selection of a sexual partner would be possible. Similarly fear is an emotion indispensable for survival; it indicates danger, and without that warning sense no living thing could last long. The courageous man is not one whose soul lacks this emotion or who can overcome it once and for all, but one who has decided that fear is not what he wants to show. Courage can then become second nature or a habit but not in the sense that fearlessness replaces fear, as though it, too, could become an emotion. Such choices are determined by various factors; many of them are predetermined by the culture into which we are born—they are made because we wish to please others. But there are also choices not inspired by our environment; we may make them because we wish to please ourselves or because we wish to set an example, that is, to persuade others to be pleased with what pleases us. Whatever the motives may be, success and failure in the enterprise of self-presentation depend on the consistency and duration of the image thereby presented to the world.

Since appearances always present themselves in the guise of seeming, pretense and willful deception on the part of the performer, error and illusion on the part of the spectator are, inevitably, among the inherent potentialities. Self-presentation is distinguished from self-display by the active and conscious choice of the image shown; self-display has no choice but to show whatever properties a living being possesses. Self-presentation would not be possible without a degree of self-awareness—a capability inherent in the reflexive character of mental activities and clearly transcending mere consciousness, which we probably share with the higher animals. Only self-presentation is open to hypocrisy and pretense, properly speaking, and the only way to tell pretense and make-believe from reality and truth is the former's failure to endure and remain consistent It has been said that hypocrisy is the compliment vice pays to virtue, but this is not quite true. All virtue begins with a compliment paid to it, by which I express my being pleased with it The compliment implies a promise to the world, to those to whom I appear, to act in accordance with my pleasure, and it is the breaking of the implied promise that characterizes the hypocrite. In other words, the hypocrite is not a villain who is pleased with vice and hides his pleasure from his surroundings. The test applying to the hypocrite is indeed the old Socratic "
Be
as you wish to appear," which means appear
always
as you wish to appear to others even if it happens that you are alone and appear to no one but yourself. When I make such a decision, I am not merely reacting to whatever qualities may be given me; I am making an act of deliberate choice among the various potentialities of conduct with which the world has presented me. Out of such acts arises finally what we call character or personality, the conglomeration of a number of identifiable qualities gathered together into a comprehensible and reliably identifiable whole, and imprinted, as it were, on an unchangeable substratum of gifts and defects peculiar to our soul and body structure. Because of the undeniable relevance of these self-chosen properties to our appearance and role in the world, modern philosophy, starting with Hegel, has succumbed to the strange illusion that man, in distinction from other things, has created himself. Obviously, self-presentation and the sheer thereness of existence are not the same.

5. Appearance and semblance

Since choice as the decisive factor in self-presentation has to do with appearances, and since appearance has the double function of concealing some interior and revealing some "surface"—for instance of concealing fear and revealing courage, that is, hiding the fear by showing courage—there is always the possibility that what appears may by disappearing turn out finally to be a mere
semblance.
Because of the gap between inside and outside, between the ground of appearance and appearance—or to put it differently, no matter how different and individualized we appear and how deliberately we have chosen this individuality—it always remains true that "inside we are all alike," unchangeable except at the cost of the very functioning of our inner psychic and bodily organs or, conversely, of an intervention undertaken to remove some dysfunction. Hence, there is always an element of semblance in all appearance: the ground itself does not appear. From this it does not follow that all appearances are mere semblances. Semblances are possible only in the midst of appearances; they presuppose appearance as error presupposes truth. Error is the price we pay for truth, and semblance is the price we pay for the wonders of appearance. Error and semblance are closely connected phenomena; they correspond with each other.

Semblance is inherent in a world ruled by the twofold law of appearing to a plurality of sensitive creatures each equipped with the faculties of perception. Nothing that appears manifests itself to a single viewer capable of perceiving it under all its inherent aspects. The world appears in the mode of it-seems-to-me, depending on particular perspectives determined by location in the world as well as by particular organs of perception. This mode not only produces error, which I can correct by changing my location, drawing closer to what appears, or by improving my organs of perception with the help of tools and implements, or by using my imagination to take other perspectives into account; it also gives birth to true semblances, that is, to deceptive appearance, which I cannot correct like an error since they are caused by my permanent location on die earth and remain bound up with my own existence as one of the earth's appearances. "Semblance" (
dokos,
from
dokei moi
), said Xenophanes, "is wrought over all things," so that "there is no man, nor will there ever be one who knows clearly about the gods and about everything I speak of; for even if someone should chance to say what appears in its total reality, he himself would not know it"
33

Following Portmann's distinction between authentic and inauthentic appearances, one would like to speak of authentic and inauthentic semblances: the latter, mirages like some Fata Morgana, will dissolve of their own accord or can be dispelled upon closer inspection; the former, on the contrary, like the movement of the sun, its rise in the morning and setting in the evening, will not yield to any amount of scientific information, because that is the way the
appearance
of sun and earth inevitably
seems
to an earth-bound creature that cannot change its abode. Here we are dealing with those "natural and unavoidable illusions" of our sense apparatus to which Kant referred in his introduction to the transcendental dialectic of reason. The illusion in transcendent judgment he called "natural and unavoidable," because it was "inseparable from human reason, and ... even after its deceptiveness has been exposed, will not cease to play tricks with reason and continually entrap it into momentary aberrations ever and again calling for correction."
34

That natural and inevitable semblances are inherent in a world of appearances from which we can never escape is perhaps the strongest, certainly the most plausible, argument against the simple-minded positivism that believes it has found a firm ground of certainty if it only excludes all mental phenomena from consideration and holds fast to observable facts, the everyday reality given to our senses. All living creatures, capable both of receiving appearance through sense organs and displaying themselves as appearances, are subject to authentic illusions, which are by no means the same for each species but connected with the form and mode of their specific life process. Animals are also able to produce semblances—quite a number of them can even counterfeit a physical appearance—and men and animals both possess an innate ability to manipulate appearance for the sake of deception. To uncover the "true" identity of an animal behind its adaptive temporary color is not unlike the unmasking of the hypocrite. But what then appears under a deceptive surface is not an inside self, an authentic appearance, changeless and reliable in its thereness. The uncovering destroys a deception; it does not discover anything authentically appearing. An "inside self," if it exists at all, never appears to either the inner or the outward sense, since none of the inner data possess stable, relatively permanent features which, being recognizable and identifiable, characterize individual appearance. "No fixed and abiding self can present itself in this flux of inner appearances," as Kant observed repeatedly.
35
Actually it is misleading to speak even of inner "appearances"; all we know are inner sensations whose relentless succession prevents any of them from assuming a lasting, identifiable shape. ("For where, when, and how has there ever been a vision of the inside?...The 'psychism' is opaque to itself."
36
) Emotions and "inner sensations" are "unworldly" in that they lack the chief worldly property of "standing still and remaining" at least long enough to be clearly perceived—and not merely sensed—to be intuited, identified, and acknowledged; again according to Kant, "time, the only form of inner intuition, has nothing permanent."
37
In other words, when Kant speaks of time as the "form of inner intuition," he speaks, though without being aware of it, metaphorically, and he draws his metaphor from our spatial experiences, which have to do with outside appearances. It is precisely the absence of form and hence of any possibility of intuition that characterizes our experience of inner sensations. In inner experience, the only thing to hold onto, to distinguish something at least resembling reality from the incessantly passing moods of our psyche, is persistent repetition. In extreme cases repetition can become so persistent that it results in the unbroken permanence of one mood, one sensation; but this invariably indicates a grave disorder of the psyche, the euphoria of the maniac or the depression of the melancholic.

6. The thinking ego and the self: Kant

In the work of no other philosopher has the concept of appearance, and hence of semblance (of
Erscheinung
and
Schein),
played so decisive and central a role as in Kant. His notion of a "thing in itself," something which
is
but does not appear although it causes appearances, can be, and has been, explained on the grounds of the theological tradition: God is "something"; He is "not nothing." God can be thought, but only as that which does not appear, is not given to our experience, hence is "in itself," and, as He does not appear, He is not
for us.
This interpretation has its difficulties. For Kant, God is an "Idea of reason" and as such
for us:
to think God and speculate about a hereafter is, according to Kant, inherent in human thought insofar as reason, man's speculative capacity, necessarily transcends the cognitive faculties of his intellect: only what appears and, in the mode of it-seems-to-me, is given to experience can be known; but thoughts also "are," and certain thought-things, which Kant calls "ideas," though never given to experience and therefore unknowable, such as God, freedom, and immortality, are
for us
in the emphatic sense that reason cannot help thinking them and that they are of the greatest interest to men and the life of the mind. It may therefore be advisable to examine to what extent the notion of a non-appearing "thing in itself" is given in the very understanding of the world as a world of appearances, regardless of the needs and assumptions of a thinking being and of the life of the mind.

There is first the everyday fact—rather than Kant's conclusion mentioned above (
[>]
)—that every living thing because it appears possesses a "ground which is not appearance" but which can be forced to the light of day and then becomes what Portmann called an "inauthentic appearance." To be sure, in Kant's understanding, things that do not appear of their own accord but whose existence can be demonstrated—inner organs, roots of trees and plants, and the like—are also appearances. Still, his conclusion that appearances "must themselves have grounds which are not appearances" and therefore must "rest upon a transcendent object
38
which determines them as mere representations,"
39
that is, upon something which in principle is of an altogether different ontological order, seems clearly drawn in analogy to phenomena of this world, which contains both authentic and inauthentic appearances, and in which the inauthentic appearances, insofar as they contain the very apparatus of the life process, seem to
cause
the authentic ones. The theological bias (in Kant's case the need to make the arguments favor the existence of an intelligible world) enters here in the word "
mere
representations'—as though he had forgotten his own central thesis: "We assert that the conditions of the
possibility of experience
in general are likewise conditions of the
possibility of the objects of experience,
and that for this reason they have objective validity in a synthetic
a priori
judgment."
40
The plausibility of Kant's argument, that what causes something to appear must be of a different order from the appearance itself, rests on our experience with these life phenomena, but the hierarchical order between the "transcendent object" (the thing in itself) and "mere representations" does not, and it is this order of priorities that Portmann's thesis reverses. Kant was carried away by his great desire to shore up each and every argument which, without being able to arrive at a definite proof, may at least make it overwhelmingly plausible that "there
undoubtedly
is something distinct from the world which contains the ground of the order of the world,"
41
and therefore is itself of a higher order. If we trust only our experiences with appearing and non-appearing things and start speculating on the same lines, we can just as well, actually with much stronger plausibility, conclude that there may indeed exist a fundamental ground behind an appearing world, but that this ground's chief and even sole significance lies in its effects, that is, in what it causes to appear, rather than in its sheer creativity. If the divine is what causes appearances and does not appear itself, then man's inner organs could turn out to be his true divinities.

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