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Authors: John le Carré

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As to his Service being unable to answer back, well I would guess there is not a spy agency anywhere in the Western world that has enjoyed more mollycoddling from its domestic media than ours.
Embedded
scarcely covers it. Our systems of censorship, whether voluntary or imposed by vague and draconian legislation, our skills in artful befriending and the British public's collective submission to wholesale surveillance of dubious legality are the envy of every spook in the free and unfree world.

No good either my pointing to the many ‘approved' memoirs of former members that portray the Service in the clothes in which it likes to be admired; or to the ‘official histories' that draw such a forgiving veil over its more heinous misdeeds; or to the numberless cooked-up articles in our national newspapers that result from much cosier luncheons than the one I enjoyed with Maurice Oldfield.

Or how about suggesting to my furious friend that a writer who treats professional spies as fallible human beings like the rest of us is performing a modest social service – even, God help us, a democratic function, since in Britain our secret services are still, for better or worse, the spiritual home of our political, social and industrial elite?

For that, dear former colleague, is the limit of my disloyalty. And that, dear departed Lord Healey, is the limit of my communism which, come to think of it, can't be said of you in your younger days.

It's hard to convey, half a century on, the atmosphere of mistrust that pervaded Whitehall's corridors of secret power in the late fifties and early sixties. I was twenty-five when, in 1956, I was formally inducted into
MI
5 as a junior officer. Any younger, they told me, and I wouldn't have been eligible. Five, as we called it, prided itself on its maturity. Alas, no amount of maturity protected it from recruiting such luminaries as Guy Burgess and Anthony Blunt and the other sad traitors of that period whose names linger like half-forgotten football stars in the British public memory.

I had entered the Service with high expectations. My intelligence exploits to date, trivial as they were, had left me with an appetite for more. My case officers had been uniformly agreeable, efficient and considerate. They had spoken to my sense of calling and revived my lapsed public schoolboy's duty of pain. As a National Service intelligence officer in Austria, I had lived in awe of the shadowy civilians who periodically descended on our humdrum encampment in Graz and invested it with a mystique it otherwise sadly lacked. It was only when I entered their citadel that I came smartly to earth.

Spying on a decaying British Communist Party twenty-five thousand strong that had to be held together by
MI
5 informants did not meet my aspirations. Neither did the double standards by which the Service nurtured its own.
MI
5, for better or worse, was the moral arbiter of the private lives of Britain's civil servants and scientists. Under the vetting procedures of the day, homosexuals and other perceived deviants were held to be vulnerable to blackmail, and consequently debarred from secret work. But the Service seemed quite content to ignore the homosexuals in its own ranks, and its Director General openly cohabiting with his secretary during the week and his wife at weekends, even to the point of leaving written instructions for the night duty officer in case his wife called up wanting to know where he was. Yet God help the registry typist whose skirt was deemed too short or too tight, or the married desk officer who gave her the eye.

While the upper echelons of the Service were staffed by ageing
survivors of the glory days of 1939–45, its middle order comprised former colonial police and district officers left over from Britain's dwindling empire. Experienced as they might be in quelling unruly natives who had the temerity to want their countries back, they were less at ease when it came to guarding the mother country they barely knew. The British working classes were as volatile and unknowable to them as were once the rioting Dervishes. Trade unions in their eyes were nothing but communist front organizations.

Meanwhile, young spy hunters such as myself, thirsting for stronger fare, were ordered not to waste their time looking for Soviet-controlled ‘illegals', since it was known on unassailable authority that no such spies were operating on British soil. Known to whom, by whom, I never learned. Four years were enough. In 1960 I applied for a transfer to
MI
6 or, as my disgruntled employers had it, to ‘those shits across the park'.

But let me in parting acknowledge one debt of gratitude to
MI
5 that I can never sufficiently repay. The most rigorous instruction in prose writing that I ever received came, not from any schoolteacher or university tutor, least of all from a writing school. It came from the classically educated senior officers on the top floor of
MI
5's headquarters in Curzon Street, Mayfair, who seized on my reports with gleeful pedantry, heaping contempt on my dangling clauses and gratuitous adverbs, scoring the margins of my deathless prose with such comments as
redundant – omit – justify – sloppy – do you really mean this?
No editor I have since encountered was so exacting, or so right.

By the spring of 1961 I had completed the
MI
6 initiation course, which equipped me with skills I never needed and quickly forgot. At the concluding ceremony the Service's head of training, a rugged, pink-faced veteran in tweeds, told us with tears in his eyes that we were to go home and await orders. They might take some time. The reason – which he vowed he had never dreamed he would have to utter – was that a longstanding officer of the Service, who had enjoyed its unstinted trust, had been unmasked as a Soviet double agent. His name was George Blake.

The scale of Blake's betrayal remains, even by the standards of the period, monumental: literally hundreds of British agents – Blake himself could no longer calculate how many – betrayed; covert audio operations deemed vital to the national security, such as, but not exclusively, the Berlin audio tunnel, blown before they were launched; and the entire breakdown of
MI
6's personnel, safe houses, order of battle and outstations across the globe. Blake, a most capable field agent in both interests, was also a God-seeker, who by the time of his unmasking had espoused Christianity, Judaism and communism in that order. Imprisoned at Wormwood Scrubs, from which he later famously escaped, he gave lessons to his fellow inmates in the Holy Koran.

Two years after receiving the unsettling news of George Blake's treachery, I was serving as a Second Secretary (Political) at the British Embassy in Bonn. Summoning me to his office late one evening, my Head of Station informed me, strictly for my own information, of what every Englishman would be reading in his evening newspaper the next day: that Kim Philby,
MI
6's brilliant former head of counter-intelligence, once tipped to become Chief of the Service, was also a Russian spy and, as we were only gradually allowed to know, had been one since 1937.

Later in this book you will read an account by Nicholas Elliott, Philby's friend, confidant and colleague in war and peace, of their final encounter in Beirut that led to Philby's partial confession. And it may cross your mind that Elliott's account is mysteriously short on outrage or even indignation. The reason is very simple. Spies are not policemen, neither are they quite the moral realists they like to think they are. If your mission in life is to win over traitors to your cause, you can hardly complain when one of your own, even if you loved him as a brother and cherished colleague, and shared every aspect of your secret work with him, turns out to have been obtained by someone else. It was a lesson I had taken to heart by the time I wrote
The Spy Who Came in from the Cold.
And when I came to write
Tinker Tailor Soldier Spy
, it was Kim Philby's murky lamp that lit my path.

Spying and novel writing are made for each other. Both call for a ready eye for human transgression and the many routes to betrayal. Those of us who have been inside the secret tent never really leave it. If we didn't share its habits before we entered it, we will share them ever after. For proof of this we need look no further than Graham Greene, and the anecdotal account of his self-imposed game of foxes with the
FBI
. Perhaps it is recorded by one of his disobliging biographers, but better not to look.

All through his later life, Greene, the novelist and former spy, was convinced that he was on the
FBI
blacklist of subversive pro-communists. And he had good reason, given his numerous visits to the Soviet Union, his continuing and outspoken loyalty to his friend and fellow spy Kim Philby, and his futile exertions to reconcile the Roman Catholic and communist causes. When the Berlin Wall went up, Greene had himself photographed posing on the wrong side of it, while telling the world he'd rather be there than here. Indeed, Greene's aversion to the United States and his fear of the consequences of his radical pronouncements reached such heights that he insisted that any meeting with his
US
publisher be conducted on the Canadian side of the border.

Came a day, then, when he was at last able to demand sight of his
FBI
file. It contained one entry only: that he had kept company with the politically erratic British ballerina Margot Fonteyn, when she was fighting the doomed cause of her paralysed and faithless husband, Roberto Arias.

Spying did not introduce me to secrecy. Evasion and deception were the necessary weapons of my childhood. In adolescence we are all spies of a sort, but I was a veteran. When the secret world came to claim me, it felt like a coming home. Why this was so is best left to the later chapter called ‘Son of the author's father'.

2

Dr Globke's laws

Bloody Bonn
was what we young British diplomats called the place in the early sixties, not out of any particular disrespect for the sleepy Rhineland spa, seat of the prince-electors of the Holy Roman Empire and birthplace of Ludwig van Beethoven, but as a sceptical doffing of the cap to our hosts' absurd dreams of moving the German capital up the road to Berlin, which we happily shared with them in the certainty it would never happen.

In 1961 the British Embassy, a sprawling industrial eyesore on the dual carriageway between Bonn and Bad Godesberg, boasted three hundred souls, the majority of them home-based rather than locally engaged. To this day I can't imagine what the rest of us got up to in the fuggy Rhineland air. Yet for me the three years in Bonn contain such seismic shifts in my life that today I think of it as the place where my past life entered its unstoppable demise, and my writing life began.

True, back in London I had had my first novel accepted by a publisher. But it wasn't till I'd been in Bonn several months that it made its modest appearance. I remember driving to Cologne airport on a damp Sunday afternoon, buying copies of the British newspapers, then parking the car and sitting down on a sheltered garden bench in Bonn and reading them alone. Reviewers were benign, if not quite as ecstatic as I had hoped. They approved of George Smiley. And suddenly that was all there was.

Probably all writers, at any stage in their lives, tend to feel that way: the weeks and months of anguish and wrong turnings; the precious
finished typescript; the ritual enthusiasm of agent and publisher; the proof editing; the great expectations; the angst as the Big Day approaches; the reviews, and suddenly it's over. You wrote the book a year ago, so what are you sitting around for, instead of writing something new?

Well, in fact, I
was
writing something new.

I had begun a novel set in a public school. For background I was using Sherborne, where I had been a pupil, and Eton, where I had been a schoolmaster. There is a suggestion that I started preparing the novel while I was still teaching at Eton, but I have no memory of doing so. Rising at an unearthly hour before setting off for the Embassy, I completed the novel in short order, and sent it in. So once again, job done – except that next time round I was determined to do something grittier. I would write about the world on my doorstep.

By the time I had been
en poste
for a year, my remit covered all of West Germany and gave me unlimited freedom of movement and access. As one of the Embassy's travelling evangelists for Britain's entry into the Common Market, I could invite myself to town halls, political societies and mayoral parlours anywhere in West Germany. In the young West Germany's determination to appear an open, democratic society, all doors were open to the inquisitive young diplomat. I could sit all day in the Bundestag's diplomatic gallery, lunch with parliamentary journalists and advisers. I could knock on ministerial doors, attend protest rallies and lofty weekend seminars on culture and the German soul, all the while trying to fathom, fifteen years after the collapse of the Third Reich, where the old Germany ended and the new one began. In 1961 this wasn't at all easy. Or it wasn't to me.

A dictum attributed to Chancellor Konrad Adenauer, nicknamed ‘The Old Man', who held the post from West Germany's foundation
in 1949 until 1963, neatly summed up the problem: ‘You don't throw away dirty water for as long as you haven't got any clean.' It is widely assumed that this was a veiled reference to Dr Hans Josef Maria Globke, his grey eminence on matters of national security and much else. Globke's record was impressive even by Nazi standards. Even before Hitler's rise to power, he had distinguished himself by drafting anti-Semitic laws for the Prussian government.

Two years later under his new Führer he drafted the Nuremberg Law, revoking German citizenship for all Jews and, for purposes of identification, requiring them to insert the word
Sara
or
Israel
into their names. Non-Jews who were married to Jews were ordered to get rid of their spouses. Serving under Adolf Eichmann in the Nazi Office of Jewish Affairs, he drafted a new law for the Protection of German Blood and German Honour, which sounded the signal for the Holocaust.

Simultaneously, I presume by virtue of his ardent Catholicism, Globke contrived to reinsure himself with right-wing anti-Nazi resistance groups: so much so that he was earmarked for high office should the plotters succeed in getting rid of Hitler. And perhaps this was how, when the war ended, he eluded half-hearted Allied attempts to prosecute him. Adenauer was determined to have his Globke at his side. The British did not stand in Globke's way.

Thus it happened that in 1951, a mere six years after the end of the war, and two years after the creation of West Germany as a state, Dr Hans Globke achieved a stroke of legislation on behalf of his former and present Nazi colleagues that today remains barely conceivable. Under Globke's New Law, as I shall call it, civil servants of the Hitler regime whose careers had been curtailed by circumstances beyond their control would henceforth receive full restitution of such pay, back-pay and pension rights as they would have enjoyed if the Second World War hadn't taken place, or if Germany had won it. In a word, they would be entitled to whatever promotion would have come their way had their careers proceeded without the inconvenience of an Allied victory.

The effect was immediate. The old Nazi guard clung to the plum jobs. A younger, less tarnished generation was consigned to life below stairs.

Now enter Dr Johannes Ullrich, scholar, archivist and lover of Bach, good red burgundy and Prussian military history. In April 1945, a few days before Berlin's military commander unconditionally surrendered to the Russians, Ullrich was doing what he had been doing for the last ten years: beavering away as curator and junior archivist of the Prussian Imperial Archive at the German Foreign Office in the Wilhelmstrasse. As the Kingdom of Prussia was dissolved in 1918, no document that passed through his hands was less than twenty-seven years old.

I have seen no pictures of Johannes, as I came to know him, in his youth, but I imagine him a quite athletic fellow, sternly dressed in the suits and stiff collars of the bygone age that was his spiritual habitat. With Hitler's rise to power he was three times urged by his superiors to join the Nazi Party, and three times he refused. Junior archivist was therefore what he remained when, in the spring of 1945, General Zhukov's Red Army advanced on the Wilhelmstrasse. Soviet troops entering Berlin had little interest in taking prisoners, but the German Foreign Office promised prisoners of high value, as well as incriminating Nazi documents.

What Johannes now did with the Russians at his door is today the stuff of legend. Wrapping the Imperial Archive in swathes of oilcloth, he loaded it on to a handcart and, disregarding a torrent of small-arms fire, mortar bombs and grenades, trundled it to a patch of soft ground, buried it and returned to his post in time to be taken prisoner.

The case against him was, by the standards of Soviet military justice, irrefutable. As a keeper of Nazi files, he was by definition an agent of fascist aggression. Of his subsequent ten years in Siberian
jails, he served six in solitary and the rest in a communal cell for criminal lunatics, whose mannerisms he learned to mimic in order to survive.

In 1955, he was released under a prisoner-repatriation deal. His first act on arriving in Berlin was to lead a search party to the spot where he had buried the archive and supervise its exhumation. After which, he withdrew to recuperate.

Now back to Globke's New Law.

What entitlements were not due to this loyal civil servant from the Nazi era, this victim of Bolshevik brutality? Never mind his three-times refusal to join the Party. Never mind that his detestation of all things Nazi had driven him ever deeper into Prussia's imperial past. Rather ask yourself to what heights a young archivist with glowing academic credentials might not have ascended, had the Third Reich prevailed.

Johannes Ullrich, who for ten years had seen nothing of the world beyond the walls of a Siberian cell, was deemed to have spent the entire period of his incarceration as an aspirational diplomat. He was therefore entitled to the pay rises commensurate with the promotion he would have enjoyed, including back-pay, allowances, pension rights and – surely in any civil service that most desirable of perks – office space of a size appropriate to his status. Oh, and a year's paid leave, at least.

Recuperating, Johannes reads deeply in Prussian history. He rediscovers his love of red burgundy and marries a delightfully humorous Belgian interpreter who worships him. Finally the day comes when he can no longer resist the call of duty that is such an integral part of his Prussian soul. He puts on his new suit, his wife helps him tie his tie and drives him to the Foreign Office that is no longer in Berlin's Wilhelmstrasse, but in Bonn. A janitor escorts him to his room. Not
room
, he protests, but a
state apartment
, with a
3-acre desk that he swears was designed by Albert Speer. Herr Dr Johannes Ullrich, whether he likes it or not, is henceforth a senior representative of the West German Foreign Service.

To see Johannes in full flood, which was my good fortune on several occasions, you must picture a hunched, vigorous man in his fifties, so restlessly on the move that you could imagine him still pacing out his Siberian cell. Now he darts a quizzical glance at you over his shoulder in case he is being too much. Now he rolls his troubled eyes in horror at his own behaviour, lets out a hoot of laughter and takes another spin around the room, arms waving. But he isn't mad, like the poor prisoners he was chained up with in Siberia. He is brilliantly, unbearably sane, and once more the madness isn't in him, but around him.

First, every detail of his state apartment must be minutely described for the benefit of the spellbound dinner guests gathered at my diplomatic hiring in Königswinter beside the Rhine: the imaginary Bundesadler, the black eagle with its turned head and red claws scowling down on him from the wall – he mimes for us its disdainful sneer over its right shoulder – the ambassadorial cutlery set with its silver inkwell and penholder.

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