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Authors: 1945- Mia Farrow

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* I acknowledge the assistance of Analisa Torres m the preparation of this opinion.

FINDINGS OF FACF

Mr. Allen is a fifty-seven year old film maker. He has been divorced twice. Both marriages were childless. Ms. Farrow is forty-eight years old. She is an actress who has performed in many of Mr. Allen's movies. Her first marriage, at age twenty-one, ended m divorce two years later. Shortly thereafter, she married Andre Prevm, with whom she had six children, three biological and three adopted.

Matthew and Sascha Previn, twenty-three years old, were born on February 26, 1970. The birth year of Soon-Yi Previn is believed to be 1970 or 1972. She was born in Korea and was adopted in 1977. Lark Previn, twenty years old, was born on February 15, 1973. Fletcher Previn, nineteen years old, was born on March 14, 1974. Daisy Previn, eighteen years old, was born on October 6, 1974.

After eight years of marriage, Ms. Farrow and Mr. Previn were divorced. Ms. Farrow retained custody of the children.

Mr. Allen and Ms. Farrow met in 1980, a few months after Ms. Farrow had adopted Moses Farrow, who was born on January 27, 1978. Mr. Allen preferred that Ms. Farrow's children not be a part of their lives together. Until 1985, Mr. Allen had "virtually a single person's relationship" with Ms. Farrow and viewed her children as an encumbrance. He had no involvement with them and no interest in them. Throughout their relationship, Mr. Allen has maintained his residence on the east side of Manhattan and Ms. Farrow has lived with her children on the west side of Manhattan.

In 1984, Ms. Farrow expressed a desire to have a child with Mr. Allen. He resisted, fearing that a young child would reduce the time that they had available for each other. Only after Ms. Farrow promised that the child would live with her and that Mr. Allen need not be involved with the child's care or upbringing, did he agree.

After six months of unsuccessful attempts to become pregnant, and with Mr. Allen's lukewarm support, Ms. Farrow decided to adopt a child. Mr. Allen chose not to participate in the adoption and Ms. Farrow was the sole adoptive parent. On July II, 1985, the newborn Dylan joined the Farrow household.

Mr. Allen's attitude toward Dylan changed a few months after the adoption. He began to spend some mornings and evenings at Ms. Farrow's apartment in order to be with Dylan. He visited at Ms. Farrow's country home in Connecticut and accompanied the Farrow-Previn family on extended vacations to Europe in 1987, 1988 and 1989. He remained aloof from Ms. Farrow's other children except for Moses, to whom he was cordial.

In 1986, Ms. Farrow suggested the adoption of another child. Mr. Allen, buoyed by his developing affection for Dylan, was enthusiastic. Before another adoption could be arranged, Ms. Farrow became pregnant with Satchel.

During Ms. Farrow's pregnancy, Mr. Allen did not touch her stomach, listen to the fetus, or try to feel it kick. Because Mr. AUen had shown no interest in her pregnancy and because Ms. Farrow believed him to be squeamish about the delivery process, her friend Casey Pascal acted as her Lamaze coach.

A few months into the pregnancy, Ms. Farrow began to withdraw from Mr. Allen. After Satchel's birth, which occurred on December 19, 1987, she grew more distant from Mr. Allen. Ms. Farrow's attention to Satchel also reduced the time she had available for Dylan. Mr. Allen began to spend more time with Dylan and to intensify his relationship with her.

By then, Ms. Farrow had become concerned with Mr. Allen's behavior toward Dylan. During a trip to Paris, when Dylan was between two and three years old, Ms. Farrow told Mr. Allen that "[y]ou look at her [Dylan] in a sexual way. You fondled her. It's not natural. You're all over her. You don't give her any breathing room. You look at her when she's naked."

Her apprehension was fueled by the intensity of the attention Mr. Allen lavished on Dylan, and by his spending play-time in bed with her, by his reading to her in his bed while dressed in his undershorts, and by his permitting her to suck on his thumb.

Ms. Farrow testified that Mr. Allen was overly attentive and demanding ot Dylan's time and attention. He was aggressively affectionate, providing her with little space of her own and with no respect for the integrity of her body. Ms. Farrow, Casey Pascal, Sophie Raven (Dylan's French tutor), and Dr. Coates testified that Mr. Allen focused on Dylan to the exclusion of her siblings, even when Satchel and Moses were present.

In June 1990, the parties became concerned with Satchel's behavior and took him to see Dr. Coates, with whom he then began treatment. At Dr. Coates' request, both parents participated in Satchel's treatment. In the fall of 1990, the parties asked Dr. Coates to evaluate Dylan to determine if she needed therapy. During the course of the evaluation, Ms. Farrow expressed her concern to Dr. Coates that Mr. Allen's behavior with Dylan was not appropriate. Dr. Coates observed:

I understood why she was worried, because it [Mr. Allen's relationship with Dylan] was intense, ... I did not see it as sexual, but I saw it as inappropriately intense because it excluded everybody else, and it placed a demand on a child for a kind of acknowledgment that I felt should not be placed on a child . . .

She testified that she worked with Mr. Allen to help him to understand that his behavior with Dylan was inappropriate and that it had to be modified. Dr. Coates also recommended that Dylan enter therapy with Dr. Schultz, with whom Dylan began treatment in April 1991.

In 1991, Ms. Farrow expressed a desire to adopt another

child. Mr. Allen, who had begun to believe that Ms. Farrow was growing more remote from him and that she might discontinue his access to Dylan, said that he would not take "a lousy attitude towards it" if, in return, Ms. Farrow would sponsor his adoption of Dylan and Moses. She said that she agreed after Mr. Allen assured her that "he would not take Dylan for sleep-overs . . . unless I was there. And that if, God forbid, anything should happen to our relationship, that he would never seek custody." The adoptions were concluded in December 1991.

Until 1990, although he had had little contact with any of the Previn children, Mr. Allen had the least to do with Soon-Yi. "She was someone who didn't like me. I had no interest in her, none whatsoever. She was a quiet person who did her work. I never spoke to her." In 1990, Mr. Allen, who had four season tickets to the New York Knicks basketball games, was asked by Soon-Yi if she could go to a game. Mr. Allen agreed.

During the following weeks, when Mr. Allen visited Ms. Farrow's home, he would say hello to Soon-Yi, "which is something I never did in the years prior, but no conversations with her or anything."

Soon-Yi attended more basketball games with Mr. Allen. He testified that "gradually, after the basketball association, we became more friendly. She opened up to me more." By 1991 they were discussing her interests in modeling, art, and psychology. She spoke of her hopes and other aspects of her life.

In September 1991, Soon-Yi entered Drew College in New Jersey. She was naive, socially inexperienced and vulnerable. Mr. Allen testified that she was lonely and unhappy at school, and that she began to speak daily with him by telephone. She spent most weekends at home with Ms. Farrow. There is no evidence that Soon-Yi told Ms. Farrow either that she was lonely or that she had been in daily communication with Mr. AUen.

On January 13, 1992, while in Mr. Allen's apartment, Ms. Farrow discovered six nude photographs of Soon-Yi which had been left on a mantelpiece. She is posed reclming on a couch with her legs spread apart. Ms. Farrow telephoned Mr. Allen to confront him with her discovery of the photographs.

Ms. Farrow returned home, showed the photographs to Soon-Yi and said, "What have you done?" She left the room before Soon-Yi answered. During the following weekend, Ms. Farrow hugged Soon-Yi and said that she loved her and did not blame her. Shortlv thereafter, Ms. Farrow asked Soon-Yi how long she had been seeing Mr. Allen. When Soon-Yi referred to her sexual relationship with Mr. Allen, Ms. Farrow hit her on the side of the face and on the shoulders.^ Ms. Farrow also told her older children what she had learned.

After receiving Ms. Farrow's telephone call, Mr. Allen went to her apartment where, he said, he found her to be "ragingly angry." She begged him to leave. She testified that:

[w]hen he finally left, he came back less than an hour later, and I was sitting at the table. By then, all of the children were there . . . and it was a rather silent meal. The little ones were chatting and he walked right in and he sat right down at the table as if nothing had happened and starts chatting with . . . the two little ones, said hi to everybody. And one by one the children [Lark, Daisy, Fletcher, Moses and Sascha] took their plates and left. And I'd, 1 didn't know what to do. And then 1 went out.

Within the month, both parties retained counsel and attempted to negotiate a settlement of their differences. In an effort to pacify Ms. Farrow, Mr. Allen told her that he was no

' Ms. Farrow hai commenced an action in the Surrogate's Court to vacate Mr. Allen's adoption of Dylan and Moses. In that procecdtng, she contends that Mr. Allen began a secret affair with Soon-Yi prior to the date of the adoption. This issue has been reserved for consideration by the Surrogate and has not been addressed by me.

longer seeing Soon-Yi. This was untrue. A temporary arrangement enabled Mr. Allen to visit regularly with Dylan and Satchel but they were not permitted to visit at his residence. In addition, Ms. Farrow asked for his assurance that he would not seek custody of Moses, Dylan or Satchel.

On February 3, 1992, both parties signed documents in which it was agreed that Mr. Allen would waive custodial rights to Moses, Dylan and Satchel if Ms. Farrow predeceased him. On the same day, Mr. Allen signed a second document, which he did not reveal to Ms. Farrow, in which he disavowed the waiver, claiming that it was a product of duress and coercion and stating that "I have no intention of abiding by it and have been advised that it will not hold up legally and that at worst I can revoke it unilaterally at will."

In February 1992, Ms. Farrow gave Mr. Allen a family picture Valentine with skewers through the hearts of the children and a knife through the heart of Ms. Farrow. She also defaced and destroyed several photographs of Mr. Allen and of Soon-Yi.

In July 1992, Ms. Farrow had a birthday party for Dylan at her Connecticut home. Mr. Allen came and monopolized Dylan's time and attention. After Mr. Allen retired to the guest room for the night, Ms. Farrow affixed to his bathroom door, a note which called Mr. Allen a child molester. The reference was to his affair with Soon-Yi.

In the summer of 1992, Soon-Yi was employed as a camp counselor. During the third week of July, she telephoned Ms. Farrow to tell her that she had quit her job. She reftised to tell Ms. Farrow where she was staying. A few days later, Ms. Farrow received a letter from the camp advising her that:

[it] is with sadness and regret that we had to ask Soon-Yi to leave camp midway through the first camp session. . . . Throughout the entire orientation period and continuing during camp, Soon-Yi was constantly involved with telephone calls. Phone

calls from a gentleman whose name is Mr. Simon seemed to be her primary focus and this definitely detracted from her concentration on being a counselor.

Mr. Simon was Woody Allen.

On August 4, 1992, Mr. Allen travelled to Ms. Farrow's Connecticut vacation home to spend time with his children. Earlier in the day, Casey Pascal had come for a visit with her three young children and their babysitter, Alison Stickland. Ms. Farrow and Ms. Pascal were shopping when Mr. Allen arrived. Those present were Ms. Pascal's three children; Ms. Stickland; Kristie Groteke, a babysitter employed by Ms. Farrow; Sophie Berge, a French tutor for the children; Dylan; and Satchel.

Ms. Farrow had previously instructed Ms. Groteke that Mr. Allen was not to be left alone with Dylan. For a period of fifteen or twenty minutes during the afternoon, Ms. Groteke was unable to locate Mr. Allen or Dylan. After looking for them in the house, she assumed that they were outside with the others. But neither Ms. Berge nor Ms. Stickland was with Mr. Allen or Dylan. Ms. Groteke made no mention of this to Ms. Farrow on August 4.

During a different portion of the day, Ms. Stickland went to the television room in search of one of Ms. Pascal's children. She observed Mr. Allen kneeling in front of Dylan with his head on her lap, facing her body. Dylan was sitting on the couch staring vacantly in the direction of a television set.

After Ms. Farrow returned home, Ms. Berge noticed that Dylan was not wearing anything under her sundress. She told Ms. Farrow, who asked Ms. Groteke to put underpants on Dylan.

Ms. Stickland testified that during the evening of August 4, she told Ms. Pascal, "I had seen something at Mia's that day that was bothering me." She revealed what she had seen in the television room. On August 5, Ms. Pascal telephoned Ms.

Farrow to tell her what Ms. Stickland had observed. Ms. Farrow testified that after she hung up the telephone, she asked Dylan, who was sitting next to her, "whether it was true that daddy had his face in her lap yesterday." Ms. Farrow testified:

Dylan said yts. And then she said that she didn't like it one bit, no, he was breathing into her, into her legs, she said. And that he was holding her around the waist and I said, why didn't you get up and she said she tried to but that he put his hands underneath her and touched her. And she showed me where . . . Her behind.

Because she was already uncomfortable with Mr. Allen's inappropriate behavior toward Dylan and because she believed that her concerns were not being taken seriously enough by Dr. Schultz and Dr. Coates, Ms. Farrow videotaped Dylan's statements. Over the next twenty-four hours, Dylan told Ms. Farrow that she had been with Mr. Allen in the attic and that he had touched her privates with his finger.

After Dylan's first comments, Ms. Farrow telephoned her attorney for guidance. She was advised to bring Dylan to her pediatrician, which she did immediately. Dylan did not repeat the accusation of sexual abuse during this visit and Ms. Farrow was advised to return with Dylan on the following day. On the trip home, she explained to her mother that she did not like talking about her privates. On August 6, when Ms. Farrow went back to Dr. Kavirajan's office, Dylan repeated what she had told her mother on August 5. A medical examination conducted on August 9 showed no physical evidence of sexual abuse.

Although Dr. Schultz was vacationing in Europe, Ms. Farrow telephoned her daily for advice. Ms. Farrow also notified Dr. Coates, who was still treating Satchel. She said to Dr. Coates, "it sounds very convincing to me, doesn't it to you. It is so specific. Let's hope it is her fantasy." Dr. Coates immedi-

ately notified Mr. Allen of the child's accusation and then contacted the New York City Child Welfare Administration. Seven days later, during a meeting of the lawyers at which settlement discussions were taking place, Mr. Allen began this action for custody.

Dr. Schultz returned from vacation on August 16. She was transported to Connecticut in Mr. Allen's chauffered limousine on August 17, 18 and 21 for therapy sessions with Dylan. Dylan, who had become increasingly resistant to Dr. Schultz, did not want to see her. During the third session, Dylan and Satchel put glue in Dr. Schultz's hair, cut her dress and told her to go away.

On August 24 and 27, Ms. Farrow expressed to Dr. Schultz her anxiety about Dr. Schultz continuing to see Mr. Allen, who had already brought suit for custody of Dylan. She asked if Dr. Schultz would

. . . please not come for a while until all of this is settled down because ... I couldn't trust anybody. And she said she understood completely . . . And soon after that ... 1 learned that Dr. Schultz had told [New York] child welfare that Dylan had not reported anything to her. And then a week later, either her lawyer or Dr. Schultz called [New York] child welfare and said she just remembered that Dylan had told her that Mr. Allen had put a finger in her vagina. When I heard that I certainly didn't trust Dr. Schultz.

Dr. Schultz testified that on August 19, Paul Williams of the New York Child Welfare Administration asked about her experience with Dylan. She replied that on August 17, Dylan started to tell her what had happened with Mr. Allen but she needed more time to explore this with Dylan. On August 27, she spoke more fully to Mr. Williams about her August 17 session with Dylan and speculated about the significance of

what Dylan reported. Mr. Williams testified that on August 19, Dr. Schultz told him that Dylan had not made any statements to her about sexual abuse.

Ms. Farrow did not immediately resume Dylan's therapy because the Connecticut State Police had requested that she not be in therapy during the investigation. Also, it was not clear if the negotiated settlement that the parties were continuing to pursue would include Mr. Allen's participation in the selection of Dylan's new therapist.

Dr. Coates continued to treat Satchel through the fall of 1992. Ms. Farrow expressed to Dr. Coates her unease with the doctor seeing Mr. Allen in conjunction with Satchel's therapy. On October 29, 1992, Ms. Farrow requested that Dr. Coates treat Satchel without the participation of Mr. Allen. Dr. Coates declined, explaining that she did not believe that she could treat Satchel effectively without the full participation of both parents. Satchel's therapy with Dr. Coates was discontinued on November 28, 1992. At Ms. Farrow's request. Dr. Coates recommended a therapist to continue Satchel's therapy. Because of a conflict, the therapist recommended by Dr. Coates was unable to treat Satchel. He did, however, provide the name of another therapist with whom Satchel is currently in treatment.

On December 30, 1992, Dylan was interviewed by a representative of the Connecticut State Police. She told them—at a time Ms. Farrow calculates to be the fall of 1991—that while at Mr. Allen's apartment, she saw him and Soon-Yi having sex. Her reporting was childlike but graphic. She also told the police that Mr. Allen had pushed her face into a plate of hot spaghetti and had threatened to do it again.

Ten days before Yale-New Haven concluded its investigation, Dylan told Ms. Farrow, for the first time, that in Connecticut, while she was climbing up the ladder to a bunk bed, Mr. Allen put his hands under her shorts and touched her. Ms. Farrow testified that as Dylan said this, "she was illustrating graphically where in the genital area."

APPENDIX .327

CONCLUSIONS

A) Woody Allen

Mr. Allen has demonstrated no parenting skills that would qualify him as an adequate custodian for Moses, Dylan or Satchel. His financial contributions to the children's support, his willingness to read to them, to tell them stories, to buy them presents, and to oversee their breakfasts, do not compensate for his absence as a meaningful source of guidance and caring in their lives. These contributions do not excuse his evident lack of familiarity with the most basic details of their day-to-day existences.

He did not bathe his children. He did not dress them, except from time to time, and then only to help them put on their socks and jackets. He knows little of Moses' history, except that he has cerebral palsy; he does not know if he has a doctor. He does not know the name of Dylan and Satchel's pediatrician. He does not know the names of Moses' teachers or about his academic performance. He does not know the name of the children's dentist. He does not know the names of his children's friends. He does not know the names of any of their many pets. He does not know which children shared bedrooms. He attended parent-teacher conferences only when asked to do so by Ms. Farrow.

Mr. Allen has even less knowledge about his children's siblings, with whom he seldom communicated. He apparently did not pay enough attention to his own children to learn from them about their brothers and sisters.

Mr. Allen characterized Ms. Farrow's home as a foster care compound and drew distinctions between her biological and adopted children. When asked how he felt about sleeping with his children's sister, he responded that "she [Soon-Yi] was an adopted child and Dylan was an adopted child." He showed

no understanding that the bonds developed between adoptive brothers and sisters are no less worthy of respect and protection than those between biological siblings.

Mr. Allen's reliance on the affidavit which praises his parenting skills, submitted by Ms. Farrow in connection with his petition to adopt Moses and Dylan, is misplaced. Its ultimate probative value will be determined in the pending Surrogate's Court proceeding. In the context of the facts and circumstances of this action, I accord it little weight.

None of the witnesses who testified on Mr. Allen's behalf provided credible evidence that he is an appropriate custodial parent. Indeed, none would venture an opinion that he should be granted custody. When asked, even Mr. Allen could not provide an acceptable reason for a change in custody.

His counsel's last question of him on direct examination was, "Can you tell the Court why you are seeking custody of your children?" Mr. Allen's response was a rambling non sequitur which consumed eleven pages of transcript. He said that he did not want to take the children away from Ms. Farrow; that Ms. Farrow maintained a non-traditional household with biological children and adopted children from all over the world; that Soon-Yi was fifteen years older than Dylan and seventeen years older than Satchel; that Ms. Farrow was too angry with Mr. Allen to resolve the problem; and that with him, the children "will be responsibly educated" and "their day-to-day behavior will be done in consultation with their therapist." The most relevant portions of the response—that he is a good father and that Ms. Farrow intentionally turned the children against him—I do not credit. Even if he were correct, under the circumstances of this case, it would be insufficient to warrant a change of custody.

Mr. Allen's deficiencies as a custodial parent are magnified by his affair with Soon-Yi. As Ms. Farrow's companion, he was a frequent visitor at Soon-Yi's home. He accompanied the Farrow-Previns on extended family vacations and he is the father of Soon-Yi's siblings, Moses, Dylan and Satchel. The

fact that Mr. Allen ignored Soon-Yi for ten years cannot change the nature of the family constellation and does not create a distance sufficient to convert their affair into a benign relationship between two consenting adults.

Mr. Allen admits that he never considered the consequences of his behavior with Soon-Yi. Dr. Coates and Dr. Brodzinsky testified that Mr. Allen still fails to understand that what he did was wrong. Having isolated Soon-Yi from her family, he left her with no visible support system. He had no consideration for the consequences to her, to Ms. Farrow, to the Previn children for whom he cared little, or to his own children for whom he professes love.

Mr. Allen's response to Dylan's claim of sexual abuse was an attack upon Ms. Farrow, whose parenting ability and emotional stability he impugned without the support of any significant credible evidence. His trial strategy has been to separate his children from their brothers and sisters; to turn the children against their mother; to divide adopted children from biological children; to incite the family against their household help; and to set household employees against each other. His self-absorption, his lack of judgment and his commitment to the continuation of his divisive assault, thereby impeding the healing of the injuries that he has already caused, warrant a careftil monitoring of his ftiture contact with the children.

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