I
The End of the Western World
Until the second half of the eighteenth century, life was conceived of largely in terms of the past. The present was seen as no more than the latest version of what had gone before. Similarly, the future, rather than being a separate and distinct idea, was regarded as a repetition or re-creation of the past. In a world in which the overwhelming majority worked on the land and where change was glacial, this is understandable. Material circumstance and daily experience complemented a philosophy and religious belief that reproduced and venerated the past. The values that counted - in everyday life, art, literature - were those of experience, age, wisdom, hierarchy and tradition. Change was acceptable and legitimate as long as it did not threaten the cherished ideas of the past. Even the Renaissance and the Reformation, two great efflorescences of European life, were, as their names suggest, couched in terms of the past, despite the fact that they contained much that was forward-looking and novel.
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Scholars of Renaissance Europe believed that the learning of classical antiquity was being restored even while they were busy transforming the very manner in which people understood history.
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From the sixteenth century, this retrospective way of thinking gradually began to subside, not just in Europe but also in China, India, Japan and the Islamic world, though the process has been best chronicled in Europe. The growth of scientific knowledge, the expanding influence of the scientific method, the spread of secularism, and the burgeoning importance of the market and commerce slowly eroded the idea that the present and the future were little more than replays of the past.
From the late eighteenth century, a fundamentally different outlook began to take root with the arrival of modernity. Instead of the present being lived as the past, it became increasingly orientated towards the future. From change being seen as so many variants of the past, it acquired a quite new power and promise as a way of making a different future. A new set of words and concepts became the bearers of the values that were intrinsic to modernity: progress, change, modernization, reason, enlightenment, development and emancipation. There was growing conflict between these attitudes and those - such as tradition, custom, heritage, experience and conservative - associated with the old modes of thinking. The modernity-tradition divide became a new central organizing principle of social life.
The coming of modernity cannot be considered in neat chronological terms like the reign of a king, or the period of a dynasty, or the duration of a war, or (though with less precision) the boundaries of an industrial revolution. Its inception cannot be given a date, only a period; while there appears, as yet at least, to be no obvious end but more a process akin to perpetual motion. It was the onset of industrialization that marked the arrival and diffusion of modernity and, rather like the ever-expanding universe, modernity has relentlessly kept on moving ever since. According to Göran Therborn, modernity marked the arrival of ‘an epoch turned to the future’.
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Christopher Bayly argues that modernity should be seen as an open-ended process, ‘which began at the end of the eighteenth century and has continued up to the present day’.
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If modernity was a novelty at the time of the British Industrial Revolution, it has since become a compelling and seemingly omnipotent narrative, sweeping all before it, with the ‘new’ exercising a magnetic attraction on the popular imagination from North America to Europe, from China to Japan. The extent to which so many contemporary conflicts are fought out between ‘progressive’ on the one hand and ‘conservative’ or ‘traditional ist’ on the other underlines the degree to which the language of modernity has insinuated itself into the bloodstream of societies.
The decisive moment for modernity was, and remains, economic take-off and the coming of industrialization. This is when the new mentality - the orientation towards change and uncertainty, the belief that the future will be different from the past - slowly moves from being the preserve of a few elites to eventually infecting the psyche of the entire population. The locus of economic activity shifts from the field to the factory, and that of residence from the countryside to the cities. Every aspect of human life is progressively transformed: living standards, family structure, working conditions, skills and knowledge, self-organization, political representation, the relationship with the natural environment, the idea of time, and the perception of human existence. Like modernity itself, and as its key driver, the industrial revolution unleashed a process of economic transformation which continues unabated to this day.
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Even though one can trace some of the origins of the modern in Europe back to the sixteenth century, the decisive period of change was the nineteenth century, when industrialization swept across north-west Europe, the economic power of European nations was transformed, the modern nation-state was born, and virtually the entire world was brought into a global system dominated by Europe. The merging of all these trends marked a qualitative shift in human organization. This was the period when modernity began to acquire a global reach, and people aspired to be modern and to think of themselves as modern - from dress and ways of being named to the possession of objects like fob watches and umbrellas - not only in Europe and North America, but also even amongst elite groups, though not amongst the masses (with the exception of Japan), in Asia and Africa.
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This process has been gathering speed ever since. By previous standards, Britain’s Industrial Revolution between 1780 and 1840 was breathtakingly rapid, but, when judged by later examples, especially those of the Asian tigers, it was, paradoxically, extremely slow. Each successive economic take-off has got faster and faster, the process of modernization, with its attendant urbanization and rapid decline in agrarian employment, steadily accelerating. Although Europe has, in the debates about post-modernity, recently expressed qualms about modernity, seen from a global perspective, it is abundantly clear - as it sweeps across the Asian continent, home to 60 per cent of the world’s population - that the insatiable desire for modernity is still the dominant force of our time; far more, in fact, than ever before. Europe’s confidence and belief in the future may have dimmed compared with that of Victorian Britain, but the United States is still restlessly committed to notions of progress and the future. And if one wants to understand what ‘the embrace of the future’ means in practice, then there is no better vantage point than China.
Europe was the birthplace of modernity. As its tentacles stretched around the globe during the course of the two centuries after 1750, so its ideas, institutions, values, religion, languages, ideologies, customs and armies left a huge and indelible imprint on the rest of the world. Modernity and Europe became inseparable, seemingly fused, the one inconceivable without the other: they appeared synonymous. But though modernity was conceived in Europe, there is nothing intrinsically European about it: apart from an accident of birth it had, and has, no special connection to that continent and its civilization. Over the last half-century, as modernity has taken root in East Asia, it has drawn on the experience of European - or, more precisely, Western - modernity. However, rather than simply being clones of it, East Asian modernities are highly distinctive, spawning institutions, customs, values and ideologies shaped by their own histories and cultures. In Part I, I will explore how modernity came to be indelibly associated with Europe, and more broadly the West, and how East Asia is now in the process of prising that relationship apart.
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The Rise of the West
By the mid nineteenth century, European supremacy over East Asia had been clearly established, most graphically in Britain’s defeat of China in the First Opium War in 1839-42. But when did it start? There is a temptation to date it from considerably earlier. Part of the reason for this, perhaps, is that China’s history after the Ming dynasty (1368-1644), and especially after the genius of the Song dynasty (960-1279), was to blaze an altogether less innovative trail. Writing of the Qing dynasty (1644-1912), for example, the historian David Landes suggests that: ‘China had long slipped into technological and scientific torpor, coasting along on previous gains and losing speed as talent yielded to gentility.’ As a result, he argues: ‘So the years passed and the decades and the centuries. Europe left China far behind.’
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As China disappointed compared with its previous record, Europe, on the other hand, grew steadily more dynamic. From around 1400, parts of it began to display steady economic growth, while the intellectual ferment of the Renaissance provided some of the foundations for its later scientific and industrial revolutions. The longer-term significance of these developments, though, has probably been exaggerated by what might be described as hindsight thinking: the belief that because of the dazzling success and extraordinary domination of Europe from the beginning of the nineteenth century, the roots of that success must date back rather longer than they actually did. The result has been a tendency - by no means universal - to believe that Europe’s lead over China, and China’s own decline, commenced rather earlier than was in fact the case.
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The idea that Europe enjoyed a comfortable lead over China and Japan in 1800 has been subject to growing challenge by historians. Kaoru Sugihara has argued that, far from going into decline after 1600, over the course of the next three centuries there was an ‘East Asian miracle’ based on the intensive use of labour and market-based growth - which he describes as an ‘industri ous revolution’ - that was comparable as an economic achievement to the subsequent ‘European miracle’ of industrialization. He shows that Japanese agriculture displayed a strong capacity for innovation long before the Meiji Restoration in 1868, with major improvements in crops and productivity helping to support a growing population.
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It is clear, as Adam Smith pointed out, that in the late eighteenth century China enjoyed a rather more developed and sophisticated market than Europe.
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The share of the Chinese harvest that was marketed over long distances, for example, was considerably higher than in Europe. A key reason for the early development of the market in China was the absence of feudalism. In medieval Europe the serf was bound to the land and could neither leave it nor dispose of it, whereas the Chinese peasant, both legally and in reality, was free, provided he had the wherewithal, to buy and sell land and the produce of that land.
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In 1800 China was at least as urbanized as Western Europe, while it has been estimated that 22 per cent of Japan’s eighteenth-century population lived in cities compared with 10-15 per cent in Western Europe. Nor did Western Europe enjoy a decisive advantage over China and Japan before 1800 in terms of capital stock or economic institutions, with plenty of Chinese companies being organized along joint-stock lines. Even in technology, there appears to have been little to choose between Europe and China, and in some fields, like irrigation, textile weaving and dyeing, medicine and porcelain manufacture, the Europeans were behind. China had long used textile machines that differed in only one key detail from the spinning jenny and the flying shuttle which were to power Britain’s textile-led Industrial Revolution. China had long been familiar with the steam engine and had developed various versions of it; compared with James Watt’s subsequent invention, the piston needed to turn the wheel rather than the other way round.
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What is certainly true, however, is that once Britain embarked on its Industrial Revolution, investment in capital-and energy-intensive processes rapidly raised productivity levels and created a virtuous circle of technology, innovation and growth that was able to draw on an ever-growing body of science in which Britain enjoyed a significant lead over China.
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For China, in contrast, its ‘industrious revolution’ did not prove the prelude to an industrial revolution.
Living standards in the core regions of China and Western Europe appear to have been roughly comparable in 1800, with Japan perhaps slightly ahead, while the figures for life expectancy and calorie-intake were broadly similar.
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European life expectancy - an important measure of prosperity - did not surpass that of China until the end of the nineteenth century, except in its most affluent regions.
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Paul Bairoch has calculated figures for per capita income which put China ahead of Western Europe in 1800, with Asia as a whole behind Western Europe but in advance of Europe.
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In referring to China and Europe, of course, we need to bear in mind that we are dealing with huge land masses populated by very large numbers of people: in 1820, China’s population was 381 million while that of Western Europe was 133 million, and that of Europe as a whole 169 million. Levels of economic development and standards of living inevitably varied considerably from region to region, making comparisons between the two problematic. The key point is that the most advanced regions of China, notably the Yangzi Delta, seem to have been more or less on a par with the most prosperous parts of north-west Europe, in particular Britain, at the end of the eighteenth century.
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Given the crucial role played by the most advanced regions in pioneering industrial take-off, the decisive comparison must be that between Britain and the Yangzi Delta.
The general picture that emerges is that, far from Western Europe having established a decisive economic lead over China and Japan by 1800, there was, in fact, not that much to choose between them.
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In this light, the argument that industrialization was the product of a very long historical process that took place over several centuries, rather than a few decades, is dubious: instead, it would appear more likely that industrialization was, for the most part, a consequence of relatively contingent factors.
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This still begs the question, however, as to why Western Europe, rather than Japan or China, was able to turn its fortunes around so rapidly from around 1800 and then outdistance Japan, and especially China, by such a massive margin during the nineteenth century.