Strategy (112 page)

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Authors: Lawrence Freedman

BOOK: Strategy
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“Research suggests that power comes less from knowing the right stories than from knowing how and [how] well to tell them: what to leave out,
what to fill in, when to revise and when to challenge, and whom to tell or not to tell.”
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In terms of everyday human interaction, persuasion through storytelling can be an important skill, especially when engaging those with similar backgrounds and interests. When engaging those who might be skeptical or suspicious, with separate frames of reference, they may be of less value. Moreover, narratives deliberately manufactured to achieve some desired effect risk appearing forced and contrived. They suffer from all the problems once associated with propaganda, which lost credibility precisely because of its blatant attempt to influence how others thought and behaved.

Indeed, the current enthusiasm for “strategic narratives” might fade with greater appreciation of their roots in what was once unashamedly and positively called propaganda, before it acquired totalitarian connotations. These narratives have to work within all the previously described constraints. With sufficient ambiguity, the same strategic story might hold a group together or advance a political project but then fall apart as soon as clarity is required, empirical tests present themselves, or contradictory messages emerge. When it comes to “battles of narratives,” what matters is not only their inherent quality but the resources behind them, reflected in the capacity for an organization to propagate its own myths and censor or counter contrary claims. Narratives are neither “fundamentally subversive nor hegemonic.” They can be told effectively—and ineffectually—by authorities and their opponents. They are not precise strategic instruments because they can convey a range of messages, not all of which may be understood, and narrative devices such as metaphors and irony can cause confusion. The meaning of stories can be ambiguous and some interpretations may undercut the storyteller. Audiences may focus on minor features or impose their own experiences on the narrative. Familiar stories which apparently convey one message can be given a mischievous twist by groups promoting an apparently contrary cause.
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We can recall the classicist Francis Cornford's definition of propaganda: “That branch of the art of lying which consists in very nearly deceiving your friends without quite deceiving your enemies.”
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Scripts

These ambiguous aspects of narratives explain their limitations as strategic instruments. Are there ways of thinking about them that might help give them more value? We can assume that it is much easier to control for problems of meaning and interpretation when the audience is quite small and already sharing much by way of culture and purposes. Reference was made in
the last chapter to the concept of an internalized script as a source of orientation to a new situation. This concept has been influential in the psychology and artificial intelligence communities but less so in the strategic. Strictly speaking, the concept refers to stereotypical situations which set expectations for appropriate behavior. Scripts can be either weak, for example, deciding that somebody fits a certain personality type, or strong, in anticipating a whole sequence of events. In the original concept, scripts were about drawing on stored knowledge that led to almost automatic responses—which might turn out to be wholly inappropriate. Scripts can, however, be taken as starting points for deliberate action and even be developed and internalized by groups as they consider together a developing situation. Studies of scripts have therefore considered how individuals respond to organizational routines, such as appraisals, or to events which they are unlikely to have experienced ever before, such as fires in a public place. This work has demonstrated the hold scripts can have and the difficulty of persuading people who have committed to a particular script to abandon it. Scripts may be a natural way of responding to new situations, but they can also be seriously misleading. Thus, if people need to behave abnormally, they need to know that they are in an abnormal situation.
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The advantages of scripts for our purposes are twofold. First, the concept provides a way of addressing the problem about how individuals enter into new situations, give them meaning, and decide how to behave. Second, it has a natural link with performance and narrative. Indeed, Abelson discussed scripts in terms of being composed of a series of scenes made up of linked vignettes that are as likely to originate in reading, including fiction, as experience.
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One use of the idea in a wider context comes from Avner Offer's account of the origins of the Great War, in which he describes the importance of “honor” as a motivation and asks why it took precedence over survival. It was not as if the German High Command was confident of victory. They knew that the planned offensive was something of a gamble, even though they could think of no other way to wage the war. In the war counsels of Berlin in 1914, the view was that Germany dared not hold back. It had done so with the last crisis, and if it did so again its reputation would be lost. The only prospect would be an ignominious and decadent decline. The consequences were uncertain, but a fine intention would provide its own vindication. The German decision to go to war—and those equally belligerent decisions it provoked—was, Offer asserts, an “expressive rather than instrumental act.” In this respect war was the outcome of a sequence of insults, a “chain of honorable reactions” which none felt able to ignore. Offer explains the emphasis on honor in deciding on war and then the military mobilization of whole
societies on the basis of scripts. The honor script was not “overt” but was influential, sanctioning a “reckless attitude” and creating “a powerful social pressure to subordinate prudential considerations and to conform.” This script, he suggests, was derivative of an even more implicit dueling script, which had its own sequence. When honor was challenged or questioned in some episode, the remedy was violence “in the case of nation-states, preceded by the polite maneuvers and language of diplomacy.” If “satisfaction” was denied, there would be a “loss of reputation, status, [and] honor,” which would lead to “humiliation and shame.” This script proved to be powerful. It “provided a narrative in which decisions could be communicated, a justification and legitimation for sacrifice that everyone could understand and accept.” So what started as an emotion among the few at the top could be transmitted through the culture. So powerful was this script that those in its grip were blinded to alternative scripts based on “other forms of courage and risk taking; to those of timely concession, of conciliation, cooperation, and trust.”
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In this respect, a strategic script in a System 1 sense can be considered a largely internalized foundation for attempts to give situations meaning and suggest appropriate responses. These scripts may be implicit or just taken for granted, as in the assumptions that the logic of war is a battle of annihilation leading to enemy capitulation, that sea power must be about command of the sea, that the best form of counterinsurgency addresses hearts and minds, that appeasement always leads to an impression of weakness, or that an arms race always escalates into war. These are stereotypes that can often serve as substitutes for original thought or consideration of the particularities of situations. While they may be validated if acted upon, they may turn out to be wrong. At a less elevated level, scripts may be about the correct sequence of operations in a military campaign, the effect of state violence on popular movements, forming community organizations, securing a presidential nomination, managing organizational change, identifying the optimum time and place for a new product launch, or making the first move in a hostile takeover.

The point about these scripts is that if not challenged they may result in predictable behavior and miss variations in the context that should demand original responses. As I argued earlier, strategy really kicks in when there is something different and unfamiliar about the situation. System 1 scripts may be a natural starting point, but they may benefit from a System 2 appraisal that considers why the normal script might not work this time. In this respect, following established scripts risks strategic failure.

System 2 scripts should be more deserving of the adjective “strategic.” For dramatists, a compelling narrative is something to be worked on and refined
rather than merely a way of dignifying the inchoate mutterings of ordinary folk. Instead of being a subconscious set of internalized scripts, these scripts may be seen as acts of conscious communication. They do not need to take the form of screenplays in which each actor speaks in turn, but they should have a composed quality indicating the expected interaction between the main actors. They may be rooted in the past or draw on well-known events, but they have to take the present as a starting point and project forward. These strategies are stories about the future, starting with imaginative fiction but with an aspiration to nonfiction.

Jerome Bruner's discussion of narratives also illustrates the possibilities and limitations of strategic scripts. He suggested the following requirements. First, though they may not present reality accurately, they must meet the standard of verisimilitude, that is, the appearance of being true. Second, they will predispose an audience to a particular interpretation of events and an anticipation of what is to come. They do not involve empirical verification or steps in a logical sequence, but they create their own imperatives. “Narrative necessity” is the counterpart of “logical necessity.” They can use devices such as suspense, foreshadowing, and flashbacks, and be allowed more ambiguity and uncertainty than formal analyses. Third, while they cannot be constituted as a formal proof of any general theory, they can be used to demonstrate a principle, uphold a norm, or offer guidance for the future. These, however, must arise naturally out of the narrative and not necessarily be stated explicitly in conclusion. It is often impossible to know where a good story is leading until the destination is reached. The audience must be taken to the required point by the “narrative imperative.” According to Bruner, an “innovative story teller goes beyond the obvious.” To get the audience's attention, the story must breach the expectations created by an “implicit canonical script” to contain an element of the unusual and unexpected.
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The purpose of such a strategic story is not solely to predict events but to convince others to act in such a way that the story will follow its proposed course. If it fails to convince, the inherent prediction will certainly be wrong. As with other stories, these must relate to the audience's culture, experience, beliefs, and aspirations. To engage, they must ring true and survive examination in terms of their internal coherence and consistency (“narrative probability”). They must also resonate with the historical and cultural understandings of their intended audience (“narrative fidelity”).
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The main challenges for strategic narratives lie in their potentially brutal encounter with reality, which may require early adjustment, and the need to address multiple audiences, which risks incoherence.
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It might be possible to reconcile apparently incompatible demands through a rhetorical trick or to combine
optimistic assumptions on top of each other, but such devices can soon be exposed. There needs to be candor and little make-believe.

What about the criticisms of Tilly and Kahneman that our dependence on stories leads us to exaggerate the importance of human agency, to assume that effects flow from the deliberate acts of the central characters in our stories (often ourselves) rather than large impersonal forces or chance events or questions of timing and happenstance that could never be part of the starting narrative? The answer is that ignoring these factors certainly makes for bad history but not necessarily bad strategy. When we seek to understand the present it is unwise to assume that things are the way they are solely because strong actors wished them to be thus, but when we look forward to the future we have little choice but to identify a way forward dependent upon human agency which might lead to a good outcome. It is as well to avoid illusions of control, but in the end all we can do is act as if we can influence events. To do otherwise is to succumb to fatalism.

Moreover, the unexpected and the accidental can be managed if provision is made from the start to accommodate them. A strategic plan, relating available means to desired ends through a series of steps which if followed carefully and in sequence produces the desired outcome, suggests a predictable world, with cause and effect known in advance. One large conclusion of this book is that such plans struggle to survive their encounters with an awkward reality. A script may share with a plan an anticipated sequence of events, but as it moves from System 1 to System 2, from a subconscious assumption to a deliberate composition, it can incorporate the possibility of chance events and anticipate the interaction of a number of players over an extended period of time. This requires an unfinished quality. The script must leave considerable scope for improvisation. There is only one action that can be anticipated with any degree of certainty, and that is the first move of the central player for whom the strategy has been devised. Whether the plot will unfold as intended will then depend on not only the acuity of the starting assumptions but also whether other players follow the script or deviate significantly from it.

Scripts: Strategic and Dramatic

Once strategies are considered as narratives a close relationship with drama becomes evident. David Barry and Michael Elmes consider strategy, “one of the most prominent, influential and costly stories told in organizations.” It carries elements of “theatrical drama, the historical novel, futurist fantasy,
and autobiography,” with “parts” prescribed for different characters. “Its traditional emphasis on forecasting aligns it with visionary novels having a prospective, forward-looking focus.”
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If this is the case then there might be guidance for strategists in the methods by which dramatists work out their plots and write their scripts.

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