By 622 matters had come to a head but Muhammad was saved by an invitation from the people to Medina, about 320 kilometres to the north. Medina was a town but a very different sort of town from Mecca. It had no shrine and the people lived in scattered settlements in a fertile oasis, farming wheat and dates. Medina was a city in crisis: tribal feuds and rivalries were making life unpleasant and dangerous but no one seemed able to put an end to the feuding. It was at this point that they invited Muhammad, an outsider from the prestigious tribe of Quraysh, to come and mediate between them. Muhammad and a small group of followers travelled from Mecca to Medina. Their journey was described as a
hijra
, or emigration, and the participants as
muhājirūn
, while the supporters of the Prophet in Medina were called
ansār
or helpers. The year of the emigration, 622, marks the beginning of the Islamic era. Among the small group of
muhājirūn
were Abū Bakr, Umar and Uthmān, who were eventually to be the first three successors of the Prophet, and his cousin and son-in-law Alī. The
hijra
marks the moment when Muhammad passed from being a lonely prophet, ‘a voice crying in the wilderness’, to being the ruler of a small but expanding state.
From the very beginning, Muhammad was a warrior as well as a prophet and judge, and the Islamic community expanded through conflict as well as preaching. The Quraysh of Mecca were determined to crush him and Muhammad gave as good as he got by attacking the trading caravans, the lifeblood of the rulers of Mecca. In 624, by the well of Badr, the Muslims inflicted a first defeat on the Meccans, taking a number of prisoners but not capturing the caravan, which safely made it to the city. Two years later the Meccans defeated Muhammad’s forces at Uhud, and the next year they made an attempt to take Medina itself. The Muslims were able to defeat this at the battle of the Khandaq (Trench) and a sort of stalemate ensued. A truce was made with the Meccans at Hudaybiya in 628 and in 630 Muhammad was able to occupy the city and most of the Meccan aristocracy accepted his authority. In the two years between his occupation of Mecca and his death in 632, Muhammad’s influence spread far and wide in Arabia. Delegations arrived from tribes all over the peninsula, accepting his lordship and agreeing to pay some form of tribute.
We can see something of how the Muslims at the time of the great conquests regarded the legacy of the Prophet in the speeches said to have been made by Arab leaders to the Sasanian shah Yazdgard at the time of the conquest of Iraq. For one of these men,
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There was nobody more destitute than we were. As for our hunger, it was not hunger in the usual sense. We used to eat beetles of various sorts, scorpions and snakes and we considered this our food. Nothing but the bare earth was our dwelling. We wore only what we spun from the hair of camels and sheep. Our religion was to kill one another and raid one another. There were those among us who would bury their daughters alive, not wanting them to eat our food . . . but then God sent us a well-known man. We knew his lineage, his face and his birthplace. His land [the Hijaz] is the best part of our land. His glory and the glory of our ancestors are famous among us. His family is the best of our families and his tribe [Quraysh] the best of our tribes. He himself was the best among us and at the same time, the most truthful and the most forbearing. He invited us to embrace his religion . . . He spoke and we spoke; he spoke the truth and we lied. He grew in stature and we became smaller. Everything he said came to pass. God instilled in our hearts belief in him and caused us to follow him.
Another
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stressed the military and political aspects of his achievement:
All the tribes whom he had invited to join him were divided among themselves. One group joined him while another remained aloof. Only the select embraced his religion. He acted in this way as long as God wished but then he was ordered to split with the Arabs who opposed him and take action against them. Willingly or unwillingly, all of them joined him. Those who joined him unwillingly were eventually reconciled while those who joined him willingly became more and more satisfied. We all came to understand the superiority of his message over our previous condition, which was full of conflict and poverty.
It is most unlikely that either of these speeches was actually made as described but they are still very interesting. The account as it has come down to us was probably elaborated in the first half of the eighth century, within two or three generations of the Prophet’s death and while the Muslim conquests of Spain, Central Asia and India were still continuing. They show how the early Muslims remembered Muhammad leading them out of poverty and internal divisions. They stress the importance of his descent from Quraysh and of his new religion, which most of them accepted, if not with enthusiasm, at least peacefully.
Muhammad’s military campaigns were, in one sense, the beginning of the Muslim conquests. His example showed that armed force was going to be an acceptable and important element first in the defence of the new religion and then in its expansion. The Prophet’s example meant that there was no parallel to the tendency to pacificism so marked in early Christianity. The history of his campaigns was well remembered by the early Muslims and it has been argued
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that the records of his military expeditions, both those he participated in himself and those he dispatched under the command of others, were the basic material of his earliest biographies. At the same time, diplomacy was certainly more important than military conquest in the spread of Muhammad’s influence in the Arabian peninsula. It was the network of contacts he derived from his Quraysh connections rather than the sword which led people from as far away as Yemen and Oman to swear allegiance to him. Military force had ensured the survival of the
umma
, but in the Prophet’s lifetime it was not the primary instrument in its expansion.
The teachings of Islam also introduced the idea f
jihād
.
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Jihād
or Holy War is an important concept in Islam. It is also one that has from the beginning aroused continuing controversy among Muslims. Fundamental questions about whether
jihād
needs to be violent or can be simply a spiritual struggle, whether it can only be defensive or can legitimately be used to expand the frontiers of Islam, and whether it is an obligation on Muslims or a voluntary activity that may be rewarded with spiritual merit, were all open to debate.
The Koran contains a number of passages instructing Muslims as to how they should relate to the unbelievers and different passages seem to give different messages. There is a group of verses that recommend peaceful argument and discussion with non-Muslims in order to convince them of the error of their ways. Verse 16:125, for example, exhorts Muslims to ‘Invite all to the way of your Lord with wisdom and beautiful preaching: and argue with them in ways that are best and most gracious: For your Lord knows best who has strayed from His path, and who receives guidance’. A number of verses suggest that at least some Muslims were very reluctant to join military expeditions and they are rebuked for staying at home and doing nothing when they should have been fighting ‘in the path of God’. The number and urgency of these exhortations suggests that there was a quietist group among the early Muslims who were, for whatever reason, reluctant to fight aggressive wars for their new religion.
In some passages those who do not fight are shown to be missing out on the temporal benefits of victory as well as rewards in the life to come. Verses 4:72-4 make it clear to them:
Among you is he who tarries behind, and if disaster overtook you [the Muslim force], he would say ‘God has been gracious unto me since I was not present with them’. And if bounty from God befell you, he would surely cry, as if there had been no friendship between you and him: ‘Oh, would that I had been with them, then I would have achieved a great success. Let those fight in the path of God who sell the life of this world for the other. Whoever fights in the path of God, whether he be killed or be victorious, on him shall We bestow a great reward.’
Other verses stress only the spiritual rewards. Verses 9:38-9, for example, read, ‘O believers! What is the matter with you that when it is said to you, “March out in the path of God” you are weighed down to the ground. Are you satisfied with the life of this world over the Hereafter? The enjoyment of the life of this world is but little when compared with the life of the Hereafter. If you do not march forth, He will afflict you with a painful punishment, and will substitute another people instead of you. You cannot harm Him at all, but God has power over everything.’ Here we find the idea, expressed in so many pious conquest narratives, that the rewards of the afterlife were, or at least should be, the motivating factor for the Muslim warrior.
There are also passages that suggest a much more militant and violent attitude to non-Muslims. The classic statement of these views in the Koran comes in verse 9:5: ‘When the sacred months are past [in which a truce had been in force between the Muslims and their enemies], kill the idolators wherever you find them, and seize them, besiege them and lie in wait for them in every place of ambush; but if they repent, pray regularly and give the alms tax, then let them go their way, for God is forgiving, merciful.’ This verse can almost be considered the foundation text for the Muslim conquests, and its terms are echoed in numerous accounts of the surrender of towns and countries to Muslim arms. It is somewhat tempered by other verses, such as 9:29: ‘Fight those who do not believe in God or the Last Day, and who do not forbid what has been forbidden by God and His Messenger [Muhammad], and those among the People of the Book who do not acknowledge the religion of truth until they pay tribute [
jizya
], after they have been brought low.’ This verse, and others like it, make it clear that the People of the Book (that is Christian and Jews who have revealed scriptures) should be spared as long as they pay tribute and acknowledge their position as second-class citizens.
Muslim commentators have worked hard to reconcile these apparently different views. The dominant opinion has come to be that the verses advocating unrestricted warfare on the unbelievers were revealed later than the more moderate ones urging preaching and discussion. According to the religious scholars, this meant that the earlier verses were abrogated or replaced by the later ones. The militant verses, especially 9:5 cited above, therefore represent the final Muslim view on Holy War. It would, however, be wrong to imagine that the argument was cut and dried at the time of the early Muslim conquests, and it was not until almost two hundred years after the death of the Prophet that the definition of
jihād
began to be formalized by such scholars as Abd Allāh b. Mubārak (d. 797).
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The Koran certainly provided scriptural support for the idea that Muslims could and should fight the unbelievers, but at no point does it suggest that they should be presented with the alternatives of conversions or death. The alternatives are conversion, submission and the payment of taxes, or continuing war. In short, the Koranic exhortations can be used to support the extension of Muslim political power over the unbelievers wherever they are, but they cannot be used to justify compulsory conversion to Islam. Koranic discussions of fighting also made it clear that religious rewards, that is the joys of paradise, were more important than material success. In these ways, the Koran provided the ideological justification for the wars of the Muslim conquests.
The potentially confusing messages of the Koran seem to have been simplified into a rough-and-ready rule of thumb which provided a justification for the wars of conquest. When the Bedouin addressed the Sasanian King of Kings one of them explained what they were doing. When Muhammad had secured the allegiance of all the Arabs, ‘he ordered us to start with the neighbouring nations and invite them to justice. We are therefore inviting you to embrace our religion. This is a religion which approves of all that is good and rejects all that is evil’. It was, however, an invitation that was difficult to refuse:
if you refuse, you must pay the tribute (
jiz
). This is a bad thing but not as bad as the alternative; if you refuse to pay, it will be war. If you respond positively and embrace our religion, we shall leave you with the Book of God and teach you its contents. Provided that you govern according to the rules included in it, we shall leave your country and let you deal with its affairs as you please. If you protect yourself against us by paying the tribute, we will accept it from you and guarantee your safety. Otherwise we shall fight you.
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This was how
jihād
was interpreted during the early eighth century, and probably before.
Along with an ideology of conquest, the Muslim
umma
in the last years of the Prophet’s life also produced an elite capable of leading and directing it. The inner circle was composed of men who had supported Muhammad in the early days at Mecca and who had joined him in the
hijra
to Medina in 622. Among them were the first caliphs Abū Bakr (632-4), Umar (634-44) and Uthmān (644-56). It was under the direction of these men that the initial conquests took place. They are all given distinct characters by the Arabic sources, Abū Bakr the grave and affable old man, Umar the stern, puritanical unyielding leader and Uthmān rich and generous, but fatally weakened by his predilection for appointing his own kinsmen to high office. None of these men actually led the Muslim armies in person and, apart from Umar’s probable visit to Jerusalem, none of them seems to have left Medina, the political capital of the new state, at all. How much control they actually exercised over their distant armies is very difficult to tell. The Arabic sources consistently portray Umar, during whose reign the most important of the early conquests took place, as the real commander. We have numerous accounts of how he wrote to commanders in the field telling them what to do, how he received booty and eminent prisoners at Medina and behaved as a very ‘hands-on’ commander-in-chief. Modern historians have tended to doubt this, seeing the image as an idealization of the early Islamic state in general and Umar in particular. In reality, the commanders on the ground must have exercised much more autonomy than the texts suggest.