Read The New Penguin History of the World Online
Authors: J. M. Roberts,Odd Arne Westad
St Augustine escapes simple definition in his greatest book but perhaps he escapes it in every sense. Much remains to be said about him for which there is little room here. He was, for example, a careful and conscientious bishop, the loving pastor of his flock; he was also a persecutor with the dubious distinction of having persuaded the imperial government to use force against the Donatists. He wrote a fascinating spiritual study which, though profoundly misleading on the facts of his early life, virtually founded the literary genre of romantic and introspective autobiography. He could be an artist with words – Latin ones, not Greek (he had to ask St Jerome for help with Greek translation) – and was a prize-winning scholar, but his artistry was born of passion rather than of craftsmanship and his Latin is often poor. Yet he was soaked in the classical Roman past. It was from the high ground of his mastery of this tradition that he looked out with the eyes of Christian faith to a cloudy, uncertain and, to other men, frightening future. He embodied two cultures more completely, perhaps, than any other man of those divided times and perhaps this is why, fifteen hundred years later, he still seems to dominate them.
9
The Elements of a Future
In the Germanic invasions lie the origins of the first nations of modern Europe, though when the western empire disappeared the barbarian peoples did not occupy areas that looked much like later states. They fall clearly into four major and distinctive groups. The northernmost, the Saxons, Angles and Jutes, were moving into the old Roman province of Britain from the fourth century onwards, settling there well before the island was abandoned to its inhabitants when the last emperor to be proclaimed there by his soldiers crossed with his army to Gaul in 407. Britain was then contested between successive bands of invaders and the Romano-British inhabitants until there emerged from it at the beginning of the seventh century a group of seven Anglo-Saxon kingdoms fringed by a Celtic world consisting of Ireland, Wales and Scotland.
Though the first British still lived on in communities which seem to have survived sometimes to the tenth century, and perhaps longer, Romano-British civilization disappeared more completely than its equivalents anywhere else in the western empire. Even the language was to go; a Germanic tongue almost completely replaced it. We may have a fleeting glimpse of the last spasms of Romano-British resistance in the legend of King Arthur and his knights, which could be a reminiscence of the cavalry-fighting skills of the late imperial army, but that is all. Of administrative or cultural continuity between this imperial province and the barbarian kingdoms there is virtually no trace. The imperial heritage of the future England was purely physical. It lay in the ruins of towns and villas, occasional Christian crosses, or the great constructions like Hadrian’s wall, which were to puzzle newcomers until they came at last to believe that they were the work of giants of superhuman power. Some of these relics, like the complex of baths built upon the thermal springs at Bath, disappeared from sight for hundreds of years until rediscovered by the antiquaries of the eighteenth and nineteenth centuries. The roads remained, sometimes serving for centuries as trade routes even when their engineering had succumbed to time, weather and pillage. Finally, there were the natural immigrants who had
come with the Romans and stayed: animals like the ferrets, which often give an English country boy his first taste of the excitement of the hunt, or plants like the mustard, which was to spice the roast beef that became a minor national mythology over a thousand years later. But of the things of the mind left by the Romans we have hardly a trace. Romano-British Christianity, whatever it may have been, disappeared and the keepers of the faith retired for a time to the misty fastnesses where there brooded the monks of the Celtic Church. It was another Rome which was to convert the English nation, not the empire. Before that, Germanic tradition would be the preponderant formative influence as nowhere else within the old imperial territory.
Across the Channel, things were very different. Much survived. After its devastation by the Vandals, Gaul continued to lie in the shadow of the Visigoths of Aquitaine. Their share in repelling the Huns gave them greater importance than ever. To the north-east of Gaul, nevertheless, lay German tribes which were to displace them from this superiority, the Franks. Unlike the Visigoths, the Franks had not been converted by Arian clergy, in part because of this the future was to belong to them. They were to have a bigger impact on the shaping of Europe than any other barbarian people.
The graves of the first Franks reveal a warrior society, divided into a hierarchy of ranks. More willing to settle than some other barbarians, they were established in the fourth century in modern Belgium, between the Scheldt and the Meuse, where they became Roman
foederati
. Some of them moved on into Gaul. One group, settled at Tournai, threw up a ruling family subsequently called Merovingians; the third king (if this is the correct word) of this line was Clovis. His is the first great name in the history of the country known as Francia after the peoples which Clovis put together.
Clovis became ruler of the western Franks in 481. Though formally the subject of the emperor, he soon turned on the last Roman governors of Gaul and conquered lands far to the west and down to the Loire. Meanwhile the eastern Franks defeated the Alamanni and when Clovis had been elected their king, too, a Frankish realm straddled the lower Rhine valley and northern France. This was the heartland of the Frankish state which in due course appeared as the heir to Roman supremacy in north Europe. Clovis married a princess from another Germanic people, the Burgundians, who had settled in the Rhône valley and the area running south-east to modern Geneva and Besançon. She was a Catholic, though her people were Arians, and at some time after their marriage (traditionally in 496), and after a battlefield conversion which is reminiscent of Constantine’s, Clovis himself embraced Catholicism. This gave him the support of the
Roman Church, the most important power still surviving from the empire in the barbarian lands, in what it now chose to regard as a religious war against the other Germanic peoples of Gaul. Catholicism was also the way to friendship with the Romano-Gaulish population. No doubt the conversion was political; it was also momentous. A new Rome was to rule in Gaul.
The Burgundians were Clovis’s first victims, though they were not subjugated completely until after his death, when they were given Merovingian princes but kept an independent state structure. The Visigoths were tackled next; they were left only the south-eastern territories they held north of the Pyrenees (the later Languedoc and Roussillon and Provence). Clovis was now the successor of the Romans in all Gaul; the emperor recognized it by naming him a consul.
The Frankish capital was moved to Paris by Clovis and he was buried in the church he had built there, the first Frankish king not to be buried as a barbarian. But this was not the start of the continuous history of Paris as a capital. A Germanic kingdom was not what later times would think of as a state nor what a Roman would recognize. It was a heritage composed partly of lands, partly of kinship groups. Clovis’s heritage was divided among his sons. The Frankish kingdom was not reunited until 558. A couple of years later it broke up again. Gradually, it settled down in three bits. One was Austrasia, with its capital at Metz and its centre of gravity east of the Rhine; Neustria was the western equivalent and had its capital at Soissons; under the same ruler, but distinct, was the kingdom of Burgundy. Their rulers tended to quarrel over the lands where these regions touched.
In this structure there begins to appear a Frankish nation no longer a collection of barbarian warbands, but peoples belonging to a recognizable state, speaking a Latin vernacular, and with an emerging class of landowning nobles. Significantly, from it there also comes a Christian interpretation of the barbarian role in history, the
History of the Franks
, by Gregory, Bishop of Tours, himself from the Romano-Gaulish aristocracy. Other barbarian peoples would produce similar works (the greatest, perhaps, is that written for England by the Venerable Bede) which sought to reconcile traditions in which paganism was still strong to Christianity and the civilized heritage. It must be said that Gregory presented a picture of the Franks after the death of his hero Clovis which was pessimistic; he thought the Frankish rulers had behaved so badly that their kingdom was doomed.
The Merovingians kept other barbarians out of Gaul, and took their lands north of the Alps from the Ostrogoths, where their greatest king was Theodoric. His right to rule in Italy, where he fought off other Germans,
was recognized by the emperor in 497. He was utterly convinced of Rome’s authority; he had an emperor as godfather and had been brought up at Constantinople until he was eighteen. ‘Our royalty is an imitation of yours, a copy of the only Empire on earth’, he once wrote to the emperor in Constantinople from his capital in Ravenna. On his coins appeared the legend ‘Unvanquished Rome’ (
Roma invicta
), and when he went to Rome, Theodoric held games in the old style in the circus. Yet technically he was the only Ostrogoth who was a Roman citizen; his personal authority was accepted by the Senate but his countrymen were merely the mercenary soldiers of the empire. To civil offices he appointed Romans. One of them was his friend and adviser, the philosopher Boethius, who was to be possibly the most important single thinker through whom the legacy of the classical world passed to medieval Europe.
Theodoric seems to have been a judicious ruler, maintaining good relations with other barbarian peoples (he married Clovis’s sister) and enjoying some sort of primacy among them. But he did not share his own people’s Arian faith, and religious division told against Ostrogothic power in the long run. Unlike the Franks, and in spite of their ruler’s example, they were not to ally with the Roman past and after Theodoric the Ostrogoths were expelled from Italy and history by generals from the eastern empire. They left a ruined Italy, soon to be invaded by yet another barbarian people, the Lombards.
In the west Clovis had left the Visigoths virtually confined to Spain, from which they had driven the Vandals. Other Germanic peoples were already settled there. Its terrain presented quite special problems – as it has continued to do to all invaders and governments – and the Visigothic kingdom of Spain was not able to resist much more romanization than its founders had undergone in Gaul, where they had fused much less with existing society than had the Franks. The Visigoths – and there were not so very many of them, less than 100,000 at most – clustered about their leaders who spread out from Old Castile through the provinces; they then quarrelled so much that imperial rule was able to re-establish itself for more than a half-century in the south. Finally, the Visigothic kings turned to Catholicism and thus enlisted the authority of the Spanish bishops. In 587 begins the long tradition of Catholic monarchy in Spain.
What this adds up to is hard to say. Generalization is hazardous. Simple duration alone almost explains this; the Visigoths underwent three centuries of evolution between the creation of the kingdom of Toulouse and the end of their ascendancy in Spain. Much changed in so long a time. Though economic life and technology hardly altered except for the worse, mental and institutional forms were undergoing radical, if slow, transformations
in all the barbarian kingdoms. Soon it is not quite right to think of them still as merely such (except, perhaps, the Lombards). The Germanic tribesmen were a minority, often isolated in alien settings, dependent on routines long established by the particular environment for their living and forced into some sort of understanding with the conquered. The passage of their invasions must sometimes have seemed at close quarters like a flood tide, but when it had passed there were often only tiny, isolated pools of invaders left behind, here and there replacing the Roman masters, but often living alongside them and with them. Marriage between Roman and barbarian was not legal until the sixth century, but that was not much of a check. In Gaul the Franks took up its Latin, adding Frankish words to it. By the seventh century, western European society has already a very different atmosphere from that of the turbulent fifth.
None the less, a barbarian past left its imprint. In almost all the barbarian kingdoms society was long and irreversibly shaped by Germanic custom. This sanctioned a hierarchy reflected in the characteristic Germanic device for securing public order, the blood feud. Men – and women, and cattle, and property of all sorts – had in the most literal sense their price; wrongs done were settled by interesting a whole clan or family in the outcome if customary compensation were not forthcoming. Kings more and more wrote down and thus in a sense ‘published’ what such customs were. Literacy was so rare that there can have been no point in imagining devices such as the stele of Babylon or the white boards on which the decrees of Greek city-states were set out. Recording by a scribe on parchment for future consultation was the most that could be envisaged. None the less, in this Germanic world lie the origins of a jurisprudence one day to be carried across oceans to new cultures of European stock. The first institution to open the way to this was the acceptance of kingly or collective power to declare what was to be recorded. All the Germanic kingdoms moved towards the writing down and codification of their law.
Where the early forms of public action are not religious or supernatural, they are usually judicial, and it is hardly surprising that, for example, the Visigothic court of Toulouse should have sought the skills of Roman legal experts. But this was only one form of a respect which almost every barbarian aristocracy showed for Roman tradition and forms. Theodoric saw himself as the representative of the emperor; his problem did not lie in identifying his own role, but in the need to avoid irritating his followers who could be provoked by any excess of romanization. Perhaps similar considerations weighed with Clovis before his conversion, which was an act of identification with Empire as well as with Church. At the level just below such heroic figures, both Frankish and Visigothic noblemen seem
to have taken pleasure in showing themselves the heirs of Rome by writing to one another in Latin and patronizing light literature. There was a tie of interest with the Romans, too; Visigothic warriors sometimes found employment in putting down the revolts of peasants who menaced the Romano-Gaulish landowner as well as the invaders. Yet so long as Arianism stood in the way, there was a limit to the identification with
romanitas
possible for the barbarians. The Church, after all, was the supreme relic of empire west of Constantinople.