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Authors: J. M. Roberts,Odd Arne Westad

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A Slav Europe therefore existed at the beginning of the twelfth century. It was divided, it is true, by religion and into distinct areas of settlement. One of the peoples settled in it, the Magyars, who had crossed the Carpathians from south Russia, were not Slav at all. The whole of the area was
under growing pressure from the West, where politics, crusading zeal and land-hunger all made a drive to the East irresistibly attractive to Germans. The greatest Slav power, Kievan Russia, developed less than its full potential; it was handicapped by political fragmentation after the eleventh century and harried in the next by the Cumans. By 1200 it had lost its control of the Black Sea river route; Russia had retreated to the north and was becoming Muscovy. Bad times for the Slavs lay ahead. A hurricane of disasters was about to fall upon Slav Europe, and for that matter on Byzantium. It was in 1204 that the crusaders sacked Constantinople and the world power which had sustained Orthodoxy was eclipsed. Worse still was to come. Thirty-six years later the Christian city of Kiev fell to a terrible nomadic people. These were the Mongols.

4
The Disputed Legacies of the Near East

Byzantium was not the only temptation to the predators prowling about the Near East; indeed, it survived their attentions longer than its old enemy the Abbasid caliphate. The Arab empire slipped into decline and disintegration and from the tenth century we enter an age of confusion, which makes any brief summary of what happened a despairing exercise. There was no take-off into sustained growth such as the flowering of commerce and the emergence of moneyed men outside the ruling and military hierarchies might have seemed to promise. Rapacious and arbitrary expectations by government may be the basic explanation, but, for all the comings and goings of rulers and raiders, nothing disturbed the foundations of Islamic society. The whole area from the Levant to the Hindu Kush was pervaded for the first time in history by a single religion and it was to endure. Within that zone, the Christian inheritance of Rome hung on as a major cultural force only until the eleventh century, bottled up beyond the Taurus in Asia Minor. After that, Christianity declined in the Near East to become only a matter of the communities tolerated by Islam.

The stability and deep-rootedness of Islamic social and cultural institutions were enormously important. They far transcended the weaknesses – which were mainly political and administrative – of the semi-autonomous states which emerged to exercise power under the formal supremacy of the caliphate in its decadent period. About them little need be said. Interesting to Arabists though they are, they need be noted here rather as convenient landmarks than for their own sake. The most important and strongest of them was ruled by the Fatimid dynasty which controlled Egypt, most of Syria and the Levant, and the Red Sea coast. This territory included the great shrines of Mecca and Medina and therefore the profitable and important pilgrim trade. On the borders of Anatolia and northern Syria another dynasty, the Hamdanid, stood between the Fatimids and the Byzantine empire, while the heartland of the caliphate, Iraq and western Iran, together with Azerbaijan, was ruled by the Buwayhid. Finally, the north-eastern provinces of Khurasan, Sijistan and Transoxiana had passed
to the Samanids. Listing these four groupings of power far from exhausts the complexity of the unsettled Arab world of the tenth century, but it provides all the background now needed to narrate the unrolling of the process by which two new empires appeared within Islam, one based on Anatolia and one on Persia.

The thread is provided by a central Asian people already introduced into this story, the Turks. Some of them had been granted a home by the Sassanids in their last years in return for help. In those days the Turkish ‘empire’, if that is the right word for their tribal confederation, ran right across Asia; it was their first great era. Like that of other nomadic peoples, this ascendancy soon proved to be transient. The Turks faced at the same time inter-tribal divisions and a resurgence of Chinese power and it was on a divided and disheartened people that there had fallen the great Arab onslaught. In 667 the Arabs invaded Transoxiana and in the next century they finally shattered the remains of the Turkish empire in western Asia. They were only stopped at last in the eighth century by the Khazars, another Turkish people. Before this the eastern Turkish confederation had broken up.

In spite of this collapse what had happened was very important. For the first time a nomadic polity of sorts had spanned Asia and it had lasted for more than a century. All four of the great contemporary civilizations, China, India, Byzantium and Persia, had felt bound to undertake relations with the Turkish khans, whose subjects had learned much from these contacts. Among other things, they acquired the art of writing; the first surviving Turkish inscription dates from the early eighth century. Yet in spite of this, for long stretches of Turkish history we must rely upon other people’s accounts and records, for no Turkish authority seems to go back beyond the fifteenth century and the archaeological record is sporadic.

This, combined with the fragmentation of the Turkish tribes, makes for obscurity until the tenth century. Then came the collapse of the T’ang dynasty in China, a great event which offered important opportunities to the eastern and Sinicized Turks, just at the moment when signs of weakness were multiplying in the Islamic world. One was the emerging of Abbasid successor states. Turkish slaves or ‘Mamelukes’ had long served in the caliphates’ armies; now they were employed as mercenaries by the dynasties which tried to fill their vacuum of power. But the Turkish peoples themselves were again on the move by the tenth century. In the middle of it a new dynasty re-established Chinese power and unity; perhaps it was this which provided the decisive impetus for another of the long shunting operations by which central Asian peoples jostled one another forward to other lands. Whatever the cause, a people called the Oghuz Turks were in
the van of those who pressed into the north-eastern lands of the old caliphate and set up their own new states there. One clan among them were the Seljuks. They were notable because they were already Muslim. In 960 they had been converted by the assiduous missionary efforts of the Samanids, when still in Transoxiana.

Many of the leaders of the new Turkish regimes were former slave soldiers of the Arab-Persians; one such group were the Ghaznavids, a dynasty who briefly built a huge dominion which stretched into India (this was also the first post-Abbasid regime to choose its generals as sultans, or heads of state). But they were in their turn pushed aside as new nomadic invaders arrived. The Oghuz came in sufficient numbers to produce a major change in the ethnic composition of Iran and also in its economy. In another way, too, their arrival means a deeper change than any preceding one and opened a new phase of Islamic history. Because of what the Samanids had done, some of the Oghuz Turks were already Muslim and respected what they found. There now began the translation into Turkish of the major works of Arabic and Persian scholarship, which was to give the Turkish peoples access to Arab civilization as never before.

Early in the eleventh century the Seljuks crossed the Oxus, too. This was to lead to the creation of a second Turkish empire, which lasted until 1194, and, in Anatolia, to 1243. After evicting the Ghaznavids from eastern Iran, the Seljuks turned on the Buwayhids and seized Iraq, thus becoming the first central Asian invaders of historical times to penetrate further than the Iranian plateau. Perhaps because they were Sunnites they seem to have been readily welcomed by many of the former subjects of the Shi’ite Buwayhid. They went on, though, to much greater deeds than this. After occupying Syria and Palestine they invaded Asia Minor, where they inflicted on the Byzantines one of the worst defeats of their history at Manzikert in 1071. Significantly, the Seljuks called the sultanate they set up there the Sultanate of Rum, for they saw themselves henceforth as the inheritors of the old Roman territories. That Islam should have a foothold inside the old Roman empire touched off crusading zeal in the West; it also opened Asia Minor to the settlement of Turks.

In many ways, then, the Seljuks played an outstanding historic role. Not only did they begin the conversion of Asia Minor from Christianity to Islam, but they provoked the crusades and long bore the brunt of resisting them too. This cost them heavily on other fronts. By the mid-twelfth century Seljuk power was already dwindling in the Iranian lands. Nevertheless, the Seljuk empire lasted long enough to make possible a final crystallization over the whole Islamic heartlands of a common culture and of institutions which this time included Turkish peoples.

This was less because Seljuk government innovated than because it recognized social (and in Islam that meant religious) realities. The essence of the Seljuk structure was tribute rather than administrative activity. It was something of a confederation of tribes and localities and was no more capable of standing up to long-term stress than its predecessors. The central apparatus of the empire was its armies and what was necessary to maintain them; locally, the notables of the
ulema
, the teachers and religious leaders of Islam, ruled. They provided a consolidation of authority and social custom which would survive the caliphates and become the cement of Islamic society all over the Middle East. They would run things until the coming of nationalism in the twentieth century. For all the divisions of schools within the
ulema
, it provided at local levels a common cultural and social system, which ensured that the loyalty of the masses would be available to new regimes which replaced one another at the top and might have alien origins. It provided political spokesmen who could assure satisfaction at the local level and legitimize new regimes by their support.

This produced one of the most striking differences between Islamic and Christian society. Religious élites were the key factor in the
ulema
; they organized the locally, religiously based community, so that bureaucracy, in the western sense, was not needed. Within the political divisions of the Islamic world in the age of the caliphates’ decadence these élites provided its social unity. The Seljuk pattern spread over the Arabic world, and was maintained under the successor empires. Another basic institution was the use of slaves, a few as administrators, but many in the armies. Though the Seljuks granted some great fiefs in return for military service, it was the slaves – often Turkish – who provided the real force on which the regime rested, its armies. Finally, it relied also on the maintenance, where possible, of the local grandee, Persian or Arab.

The declining years of the Seljuk regime exposed the weaknesses in this structure. It depended heavily for its direction upon the availability of able individuals supported by tribal loyalties. But the Turks were thin on the ground and could not keep their subjects’ loyalties if they did not succeed. When the first wave of Muslim settlement in Anatolia was spent, that area was still only superficially Turkish, and Muslim towns stood in the middle of a countryside linguistically distinct; local language was not arabized as it was further south and the submergence of the Greek culture of the area was only very slowly achieved. Further east, the first Muslim lands to be lost went to pagans in the twelfth century; a nomad ruler (widely supposed in the West to be a Christian king, Prester John, on his way from central Asia to help the crusaders) took Transoxiana from the Seljuks.

The crusading movement was in part a response to the establishment of
Seljuk power. The Turks, perhaps because of their late conversion to Islam, were less tolerant than the Arabs. They began to trouble Christian pilgrims going to the holy places. The other causes which promoted the crusades belong rather to European than to Islamic history and can be dealt with elsewhere, but by 1100 the Islamic world felt itself on the defensive even though the Frankish threat was not yet grave. Still, the reconquest of Spain had begun, and the Arabs had already lost Sicily. The first crusade (1096–9) was favoured by Muslim divisions, which enabled the invaders to establish four Latin states in the Levant: the kingdom of Jerusalem, and its three fiefs, the county of Edessa, the principality of Antioch and the county of Tripoli. They were not to have much of a future, but in the early twelfth century their presence seemed ominous to Islam. The crusaders’ success provoked Muslim reaction and a Seljuk general seized Mosul as a centre from which he built up a new state in northern Mesopotamia and Syria. He recaptured Edessa (1144); his son saw the possibilities of exploiting the Christians’ alienation of the local Muslim population by bad treatment. It was a nephew of this prince, Saladin, who seized power in Egypt in 1171, declaring the Fatimid caliphate at an end.

Saladin was a Kurd. He came to be seen as the hero of the Muslim reconquest of the Levant and he remains a captivating figure even after strenuous efforts by unromantic and sceptical scholars to cut through the image of the
beau idéal
of Saracenic chivalry. The fascination he exercised over the minds of his Christian contemporaries was rooted in paradoxes which must have had real educational force. He was indisputably a pagan, yet he was said to be good, a man of his word and just in his dealings; he was chivalrous, yet of a world that did not know the knightly ideal. (This puzzled some Frenchmen so much that they were forced to believe he had in fact been knighted by a Christian captive and that he baptized himself on his deathbed.) On a more mundane level, Saladin’s first great triumph was the recapture of Jerusalem (1187), which provoked a new, and third, crusade (1189–92). This could achieve little against him, though it further intensified the irritation of Muslims who now began to show a quite new and unprecedented bitterness and ideological hostility towards Christianity. Persecution of Christians followed and with it began the slow but irreversible decline of the formerly large Christian populations of the Muslim lands.

Saladin founded a dynasty, the Abbuyid sultans, which ruled the Levant (outside the crusader enclaves), Egypt and the Red Sea coast. It lasted until it was replaced by rulers drawn from its own palace guards, the Turkish Mamelukes. These were to be the destroyers of the remaining crusader conquests in Palestine. The revival of the caliphate which followed at Cairo (it was given to a member of the Abbasid house) is of small significance in comparison with this. It registered, nevertheless, that so far as Islam still had a preponderant power and a cultural focus, both were now to be found in Egypt. Baghdad was never to recover.

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