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Authors: Anthony Everitt

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It is certain that the Romans suffered a devastating military setback at the Caudine Forks. It is now too late to establish the details of what took place beyond doubt, but a plausible scenario might run as follows: The Samnites forced a battle by blocking the eastern defile of the Caudine Forks and then turning up en masse at the western entrance. A battle ensued and the Romans were routed but had nowhere they could escape to, so they surrendered. A
sponsio
was agreed while Rome was informed and approved a
foedus
.

It is likely that the terms of the
foedus
were abrogated and hostilities
resumed. This was a dishonorable thing to do (and something, as far as possible, to be hidden from posterity), but there is evidence of continued fighting (
in 319, a Roman general is recorded as celebrating a triumph
de Samnitibus
). Alternatively, it has been contended that Rome in fact abided by the treaty it had accepted and that hostilities ceased for a few years. But if that was the case it is difficult to explain why some ancient authors should concoct a canceled
sponsio
and others a broken
foedus
, for both of these acts are more to Rome’s discredit than a perfectly respectable truth.

The debacle of the Caudine Forks and its aftermath is a useful reminder, if that were needed, that, whatever their high principles, the Romans were more than capable of cynical and self-interested behavior. They criticized Pontius for outmaneuvering an army by a trick, but throughout their history many of their own generals acted just as deceitfully. Cassius Dio judged that the Samnites were unfairly treated, and his assessment is not far off the mark: “
It is not inevitable that those who are wronged should conquer; instead, war, in its absolute sway, adjusts everything to the advantage of the victor, often causing something that is the reverse of justice to go under that name.”

THE FIFTY-YEAR INTERVAL
between Rome’s two massive setbacks illustrates its capacity to regenerate after failure. The Republic, battered but unbowed, pressed ahead with its program of reconciliation at home and expansion abroad.

The Conflict of the Orders had not gone away. Once the dust had settled after the Celtic invasion, domestic hostilities resumed, with a vengeance. Debt remained a crushing burden for the poor, whose landholdings were too small to make even basic subsistence easy, and wealthy plebeians were still finding it hard to gain access to high office. In effect, the patricians maintained their monopoly on power.

Some fifty-three patrician clans, or
gentes
, are known to have existed
during the early Republic, making a closed community of not more than a thousand families. There was a small inner ring of especially powerful clans—in particular the Aemilii, the Cornelii, and the Fabii. To them can be added the immigrant Claudii. In total, the patricians amounted to one-tenth of the citizen population of Rome and possibly not more than one-fourteenth.

A revolutionary moment seemed to be approaching, but once again the Romans found their way to a workable compromise. Plebeians wanted the state to release plots of
ager publicus
, public land, to individual farmers rather than hold it as common land. We do not know how much of Veii’s land was expropriated by the Republic, but it may have been half or even two-thirds. Two tribunes of the plebs, Gaius Licinius and Lucius Sextius, got themselves reelected year after year and argued for root-and-branch reform. In 376, they put forward three bills, the Licinio-Sextian Rogations (a
rogation
is a proposal placed before the People’s Assembly for its decision), aimed at breaking the dominance of the patricians. The first one dealt with debt: interest already paid should be subtracted from the original debt, and what remained should be paid in three equal annual installments. The second forbade anyone to own more than five hundred
iugera
(one
juger
was about two-thirds of an acre) of public land. The third abolished the post of military tribune and brought back the system of two consuls. The real innovation here was that, in future, one consul was always to be a plebeian.

As Livy tells the story, the tribunes repeatedly called an assembly, but a body of armed patricians refused to allow the voting to go ahead. “
Very well,” shouted Sextius. “As you are determined that a veto shall be so powerful, we will use that very weapon to protect the People. Come on, Senators, call an assembly for the election of Military Tribunes. I’ll see that you get no joy out of that word ‘veto,’ which now so delights your ears.” This was not an idle threat, for the
tribunes aborted the elections, at least for a year.

The crisis trundled on angrily for a decade. In 368, the number of
commissioners who looked after the Sibylline Books and organized the annual Games of Apollo was increased from two patricians to ten men, five of whom had to be plebeians; these were the
decemviri sacris faciundis
. It was clear which way the wind was blowing, and the following year the aged Camillus presided over a historic compromise. The Licinio-Sextian Rogations were finally passed and, as a concession to the opposition, the post of praetor was created as a junior colleague for the consuls to be
reserved for patricians. The praetor became the acting chief magistrate in Rome when the consuls were away on military business, as they often were, and came to specialize in running the law courts.

It is perhaps no accident that in this year Camillus promised a Temple of Concord, for the new legislation went a long way toward pacifying the plebeian movement. The poet Ovid wrote:

Camillus, conqueror of the Veian people,
vowed the old temple and kept his vow.
The cause: the mob’s armed secession from the Fathers,
and Rome itself, fearful of its power.

A small mystery adheres to this gift: the grateful People absolved the old dictator from his pledge and said they would fulfill it in his place, but for some reason failed to do so. Its site, in the Forum just below the Capitol, was designated for the temple and kept as an open space. The temple was finally built in the second century, following the violent death, at the hands of senators, of a turbulent tribune—a bitter irony.

The Rogations did not finally settle the great quarrel between patricians and plebs, and further measures of social appeasement were undertaken. Above all, the problem of indebtedness remained despite the lawgivers’ best intentions. In 326, a scandal led to the reform of debt bondage, the
nexum
. An attractive youth sold himself into bondage to a creditor of his father. The creditor regarded
the youth’s charms as an additional bonus to sweeten the loan and tried to seduce his new acquisition. Meeting resistance, he had the boy stripped naked and flogged. Bleeding from the lash, the boy rushed out into the street. An angry crowd gathered and marched on the Senate House for general redress.

The consuls, taken aback, conceded the point. They won the People’s approval of a law limiting the
nexum
to extreme cases, which, in addition, had to be adjudicated by a court. As a rule, to repay money lent him, a debtor’s property could be seized, but not his person. This was tantamount to abolition, and, in Livy’s slightly overheated opinion, “
the liberty of the Roman People had, as it were, a second birth.”

IT IS AT
this point that we meet the first truly historical, truly alive personality in Rome’s story so far. This was Appius Claudius Caecus, or the Blind (he lost his sight toward the end of a long life). He was as arrogant and awkward as most of his clan. An individualist to the core, he wrote a series of sharply turned moral sayings in verse. The most famous asserts, “
Every man is the maker of his own luck.”

A wealthy patrician, Appius Claudius served twice as consul and once as dictator. A radical populist who aimed to win a following among the masses, he was a ferocious partisan for the plebs, as he made clear during
his famous censorship of 312. Every four years or so, two censors were elected to hold office for eighteen months. They were usually former consuls, and although they did not have
imperium
, they wielded great influence. The post was regarded as the pinnacle of a Roman’s career.

Censors had two main tasks. Their primary function was to make up and maintain a comprehensive list of Roman citizens. They were also charged with the supervision of morals; if they agreed that a citizen deserved censure, they set out their reason and marked his name on the list. This had the effect of disqualifying him from
his tribe and removing his voting rights. Sometime in the second, third, or the fourth century, the censors took over from the consuls the responsibility for appointing senators, who served for life. (Over time, membership became ex officio for present and former public officials.) They also reviewed the behavior of senators and excluded those they deemed guilty of serious misconduct.

Appius Claudius seized the hour. His basic aim was to bring plebeians into public life, and he particularly wanted to further the interests of the lowest of the low, the landless urban population. These were the
capite censi
, the “head count”; they were so poor that they did not have any property to be assessed in the census and so were disqualified from military service. No reformer had ever tried to help this group before.

Some were not necessarily without funds but owned no land or property—for example, freedmen and their sons. With astute generosity, the Romans often liberated their slaves (although they remained in the owner’s
clientela
), and so, in effect, gave them citizenship. However, they were not allowed to run for elective office. Scandalously, the radical new censor enrolled some sons of freedmen in the Senate. His colleague as censor resigned in disgust, but Claudius obstinately stayed in office and, indeed, did not step down until well after the eighteen-month limit had expired. The concession was quickly revoked by the following year’s consuls, and for centuries afterward it remained only a revolutionary idea.

Appius Claudius also distributed landless city dwellers among all Rome’s thirty-one tribes, not simply the four urban ones. This was a most ingenious move, for they would then have an advantage over their rural fellow tribesmen because they were on the spot and some of the latter would be unlikely to bother traveling to Rome to cast their votes (despite the impact of the Via Appia—see below). The reform significantly enhanced the power of the urban proletariat.

Censors had other duties—certain kinds of tax collection and the
letting of contracts for public works. Appius Claudius commissioned two vastly expensive building projects that emptied the treasury—Rome’s first aqueduct (
aqua Appia
) and the Appian Way (
via Appia
). The aqueduct is evidence of the growing size of Rome and the probable overuse of the city’s wells. For most of its ten-mile course, it ran underground, partly because of the layout of the land and partly to protect the water supply from enemies. The builders may have borrowed the tunneling techniques of Veii’s irrigation experts. The aqueduct dropped only 30 feet over its entire length and delivered 240,000 cubic feet of water every day—a remarkable feat of engineeering.

The Roman road was the outcome of military necessity. At the time of Appius’s censorship, the Republic was absorbed in a life-and-death struggle with the Samnites. The Via Appia led south to Capua, in Campania, and was an invaluable communications link, facilitating resupply and reinforcement of Rome’s armies in the field, its bases, and
coloniae
(settlements of Roman citizens or Latins in former enemy territory); the road also made it easier for voters living in outlying areas to get to Rome for Assembly meetings and elections. Over the years, it was extended across the Apennines to the Greek seaport of Tarentum. It finally reached Brundisium, today’s Brindisi, the customary port of departure for sea voyages to the Eastern Mediterranean. Originally surfaced with gravel, its first few miles from the city were paved and became an ideal place for wealthy families to memorialize their dead. By Cicero and Varro’s day, two long lines of grand marble tombs and mausoleums bordered the road and stretched far into the distance. They can still be visited today.

Appius Claudius had not finished. Despite the publication of the Twelve Tables, the system of law and government was still infuriatingly opaque, and the Senate was unwilling to go to the trouble of cleaning its windows. So some years after the censorship, a secretary of his, a freedman’s son who had become a state official, leaked a
confidential manual of legal procedures, the
legis actiones
. He also posted in the Forum a list of the days on which official business could be conducted, whether the courts could sit, and when the Senate and the Assembly could meet. These things were decided behind closed doors by the patrician college of
pontifices
. The disclosures, no doubt inspired by Claudius, created a furor, but once out the cat could not be put back into the bag. The secretary was pleased with himself and marked his achievement by erecting a shrine, not altogether appropriately, to the spirit of Concord in the Comitium, the assembly area in the Forum. Respectable opinion disliked being teased in this way, and a law was quickly passed forbidding anyone in future to dedicate a temple or an altar without the Senate’s permission or that of a majority of the tribunes of the plebs.

The great censor was a man of contradictions. Despite his political beliefs, he remained a noble snob at heart. He vigorously opposed the admission of plebeians into the two senior religious colleges, the
pontifices
and the
augurs
, and on two separate occasions he tried to exclude plebeians from the consulship. It is this inconsistency that allows us to detect in Appius Claudius a genuine human being, warts and all.

His career was spectacular, but it ended in failure. The reforms of his high-handed censorship were unpicked by his opponents in the Senate. His attempts to empower the Assembly turned out to be fruitless, and until the end of its days the Republic was never anything more than a partial democracy. However, his two astonishing construction projects are a lasting monument to one of Rome’s most remarkable characters.

BOOK: The Rise of Rome: The Making of the World's Greatest Empire
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