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Authors: Howard Zinn

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The five hundred or more business men who attended the luncheon of the Members Council of the Merchants Association of New York, jumped to their feet yesterday when William C. Breed, the toastmaster, called upon those present to express their loyalty to President Wilson "to whatever course he shall determine necessary to restore peace, otder and a stable government in the Republic of Mexico."

It took President Wilson several days to turn his attention to Colorado. Meanwhile, the armed revolt of the miners was growing there. A troop train leaving Denver to carry soldiers to the strike zone ran into trouble. Eighty-two men in Company C mutinied and refused to go to the district. "The men declared they would not engage in the shooting of women and children. They hissed the 350 men who did start and shouted imprecations at them."

*
New York Times,
April 23, 1914. By July, Huerta was forced out of office. In November, the U.S. occupation forces withdrew from Vera Cruz.

Five thousand people demonstrated in Denver, standing in a pouring rain on the lawn in front of the capitol. A resolution was read, asking that Hamrock, Linderfeldt, and other National Guard officers be tried for murder, that the state seize the mines and operate them. Governor Ammons was denounced as a traitor and accessory to the murder, and Colorado citizens were asked to arm themselves for self-protection. The Denver Cigar Makers Union voted to send five hundred armed men to Ludlow and Trinidad in the morning, and women of the United Garment Workers Union in Denver announced that four hundred of their members had volunteered as nurses to aid the Colorado strikers.

All over the country meetings and demonstrations took place in support of the Colorado miners. Upton Sinclair and others picketed Rockefeller's office at 26 Broadway, in funeral garb. In front of the church where Rockefeller sometimes preached Sunday sermons, a minister was clubbed by police while protesting the Massacre. The usually mild Eugene Debs, angered by the Colorado events, wrote:

The time has come for the United Mine Workers and the Western Federation of Miners to levy a special monthly assessment to create a Gunmen Defense Fund. This Fund should be sufficient to provide each member with the latest high power rifles, the same ones used by the corporation gunmen, and 500 rounds of cartridges. In addition to this, every district should purchase and equip and man enough Gatling and machine guns to match the equipment of Rockefeller's private army of assassins. This suggestion is made advisedly, and I hold myself responsible for every word of it.

With the National Guard in Colorado unable to control the marauding miners, with damages amounting to millions of dollars, and over twenty killed since the Massacre, pressure grew for President Wilson to restore order with federal troops. The formal request was made by Governor Ammons, but a powerful informal signal was flashed by the
New York Times,
whose reaction, representing important elements in business and political circles, deserves a moment's attention.

The
Times
first account of the Ludlow Massacre was an inaccurate one. Its headline read: "Women and Children Roasted in Pits of Tent Colony as Flames Destroy It. Miners Store of Ammunition and Dynamite Exploded, Scattering Death and Ruin." The
Times
had been unsympathetic to the miners throughout the strike; now it expressed horror at the killing of women and children. However, it seemed to be most angry that the militia and the authorities had been stupid enough to create a situation on which the strikers might capitalize to their advantage. Here is the
Times
editorial following the Massacre:

Somebody blundered. Worse than the order that sent the Light Brigade into the jaws of death, worse in its effect than the Black Hole of Calcutta, was the order that trained the machine guns of the state militia of Colorado upon the strikers' camp at Ludlow, burned its tents, and suffocated to death the scores of women and children who had taken refuge in the rifle pits and trenches.... Strike organizers cannot escape full measure of blame for the labor war.... But no situation can justify the acts of a militia that compels women and babes to lie in ditches and cellars twenty-four hours without food or water, exposes them to cannon and rifle fire, and lets them die like trapped animals in the flames of their camp...when a sovereign State employs such horrible means, what may not be expected from the anarchy that ensues?

Two days later, when the miners had taken up arms against the militia, the
Times
ran another editorial:

With the deadliest weapons of civilization in the hands of savage-minded men, there can be no telling to what lengths the war in Colorado will go unless it is quelled by force. The President should turn his attention from Mexico long enough to take stern measures in Colorado.

The indignation at the militia, such as it was, had lasted about a day. The
Timeshad
never, in the course of the long violent series of attacks on the miners, called for federal intervention to stop that. Once the miners took up arms, it became concerned for order. A week after the Massacre, another
Times
editorial criticized two clergymen, Rev. Percy Stickney Grant of Manhattan, and Rev. John Howard Melish of Brooklyn, who had denounced from their pulpits the actions of the National Guard against the strikers.

The
Times
said about the sermons:

These are sympathetic utterances and differ from cold impartiality.... There are those who think that infamy in Colorado consists in the fact that the militia are shooting workers. It may be contended that there is something like infamy in the opposition of workers to society and order. The militia are as impersonal and impartial as the law.

On April 29, Woodrow Wilson sent federal troops into Colorado to bring order. Secretary of War Garrison asked everyone to surrender their arms to federal troops. The commander of the federal forces prohibited the import of strikebreakers from other states, banned picketing, and protected scabs.

For the next seven months, the air was filled with talk of negotiations, peace offers, mediation plans. The governor appointed an investigating commission. The Mines and Mining Committee of the House and the Industrial Relations Commission of the Senate held hearings, while federal troops patrolled the strike area. Testimony for House and Senate added up to over five thousand pages. The strike petered out, was officially called off in December 1914. The Union had not won recognition. Sixty-six men, women and children had been killed. Not one militiaman or mine guard had been indicted for crime.* Under the weight of volumes of words, suspended from the tips of bayonets, the miners' resistance was crushed.

How shall we read the story of the Ludlow Massacre? As another "interesting" event of the past? Or as supporting evidence for an analysis of that long
present
which spans 1914 and 1970. If it is read narrowly, as an incident in the history of the trade union movement and the coal industry, then it is an angry splotch in the past, fading rapidly amidst new events. If it is read as a commentary on a larger question—the relationship of government to corporate power and of both to movements of social protest—then we are dealing with the present. Then we see a set of characteristics which have persisted, not only in American history, but in the history of all nations, although the forms vary. Then we see the complex alternating techniques of brute force and innocent solicitude, and the rain of investigations, words, negotiations, commissions, denunciations—all adding up to inches of progress and the basic retention of power and wealth where it now resides. Of course things have changed; there are now larger portions of material benefits meted out to the underdog; there are now more subtle methods used by both government and business in dealing with
and more modern weapons (gas,
when other methods fail. And one set of victims exchanged for others of different color, nationality, geography as tolerance runs dry.

* On the contrary, John Lawson, the strike leader, was, a year later, tried and convicted of murder. He was accused of murdering John Nimmo, one of the army of deputies paid by the companies. No effort was made to prove Lawson fired the fatal shot; he was held responsible because he led the strike, was at the Ludlow tent colony the day of the battle. The judge, Granby Hillyer, was a former attorney for Colorado Fuel and Iron and had helped prepare cases against the strikers. The jury was chosen by a panel selected by the sheriff of Las Animan County. Lawson's conviction was later overturned. West,
Report on the Colorado Strike,
p. 22. * Note the bewildering variety of government agencies and commissions to represent welfare and beneficence; note that Rockefeller, after the Colorado strike, hired Ivy Lee, the nation's leading public relations man, and how public relations has become a vital part of government and business operations; note that the Rockefeller Foundation, new at the time of the strike, stepped up its activities, and that foundations in general multiplied.

The story can be read as a problem in personal responsibility, which leads to a continuing, inane argument about blame. Shall we blame John D. Rockefeller, Jr., who testified after the Massacre that he and his company had been fighting to defend the workers' right to work? (A Congressman had asked him: "You'll do that, even if you lose all your money, and have all your employees killed?" And Rockefeller answered: "It's a great principle. It's a national issue.") Or should we blame his managers, or the Governor, or the President? Or Lieutenant Linderfeldt?

Or—shall we look beyond blame? In that case, we might see a similarity in behavior among the privileged (and their followers) in all times, all countries: the willingness to kill for a great principle—the word "principle" a euphemism for keeping the fruits of the earth divided according to present rules. Then, we might see that the killing is not the result of an elitist conspiracy, but of a social structure larger than the consciousness of any of its parts. With such a vision, we might conclude that the responsibility belongs to no one in the past, but to us today to figure out—by acts as much as by thought—how to dismantle that structure, while constructing one which does not require as its indispensable work force a team comprised of executioners and victims.

** I write this shortly after police in Berkeley, California, carried out the first aerial gas attack on a domestic demonstration (May 1969).

5

T
HE
L
IMITS OF THE
N
EW
D
EAL

In the early Sixties, historians Leonard Levy and Alfred Young were editing for Bobbs-Merrill the multi-volume "American Heritage Series," consisting of collections of documents ranging all through United States history. They knew of my book on LaGuardia, and asked me to do a volume of readings on the New Deal. President Franklin D. Roosevelt was a hero to my family in the depression years of the Thirties. And yet, my experience in the South, and my work on LaGuardia, had taught me to doubt that important social change came from the top. I put together writings by John Dewey, Charles Beard, Heywood Broun, W.E.B. Dubois, and other thinkers whose ideas went beyond Roosevelt's political boundaries. The book was called
New Deal Thought.
It came out in 1965 and what follows is my introduction to it.

When we compel the past to speak, we want neither the gibberish of total recall nor the nostalgia of find memories; we would like the past to speak wisely to our present needs. And so we have a good reason for trying to recapture some of the lost dialogue of the New Deal years— that which was carried on, with varying degrees of tension, inside and outside the Roosevelt circle.

The New Dealers themselves were articulate, humane, and on occasion profound. Among them were the "brains trust" (Adolf A. Berle, Raymond Moley, Rexford Guy Tugwell), the cabinet members (Henry Wallace, Frances Perkins, Harold Ickes, and others), the administrators of the alphebetic agencies (Harry Hopkins, David Lilienthal and others), the Congressional spokesmen (Robert F. Wagner, Hugo Black, and others). And above them all was Franklin D. Roosevelt himself. They had no clearly defined set of goals, beyond that of extricating the nation from the depression of 1929-1932. In the course of easing the crisis, however, they found themselves—pushed partly by the cries of alarm on all sides, partly by inner humanitarian impulses—creating new laws and institutions like the Tennessee Valley Authority, the social security system, farm subsidies, minimum wage standards, the National Labor Relations Board, and public housing.

These accomplishments were considerable enough to give many Americans the feeling they were going through a revolution, while they successfully evaded any one of a number of totalitarian abysses into which they might have fallen. So it is not surprising that the New Deal left a glow of enthusiasm, even adoration, in the nation at large.

Yet, when it was over, the fundamental problem remained—and still remains unsolved—how to bring the blessings of immense natural wealth and staggering productive potential to every person in the land. Also unsolved was the political corollary of that problem; how to organize ordinary people to convey to national leadership something more subtle than the wail of crisis (which speaks for itself); how to communicate the day-to-day pains felt, between emergencies, in garbage-strewn slums, crowded schools, grimy bus stations, inadequate hospital wards, Negro ghettos, and rural shacks—the environment of millions of Americans clawing for subsistence in the richest country in the world.

When the reform energies of the New Deal began to wane around 1939 and the depression was over, the nation was back to its normal state: a permanent army of unemployed; twenty or thirty million poverty-ridden people effectively blocked from public view by a huge, prosperous, and fervently consuming middle class; a tremendously efficient yet wasteful productive apparatus that was efficient because it could produce limitless supplies of what it decided to produce, and wasteful because what it decided to produce was not based on what was most needed by society but on what was most profitable to business.

What the New Deal did was to refurbish middle-class America, which had taken a dizzying fall in the depression, to restore jobs to half the jobless, and to give just enough to the lowest classes (a layer of public housing, a minimum of social security) to create an aura of good will. Through it all, the New Dealers moved in an atmosphere thick with suggestions, but they accepted only enough of these to get the traditional social mechanism moving again, plus just enough more to give a taste of what a truly far-reaching reconstruction might be.

This harsh estimate of New Deal achievements derives from the belief that the historian discussing the past is always commenting— whether he realizes it or not—on the present; and that because he is part of a morally responsible public, his commentary should consider present needs at the expense, if necessary, of old attachments. It is fruitless today to debate "interpretations" of the New Deal. We can no longer vote for or against Roosevelt. We can only affect the world around us. And although this is the 1960s, not the 1930s, some among us live very high, and some live very low, and a chronic malaise of lost opportunities and wasted wealth pervades the economic air.

It is for today, then, that we turn to the thinking of the New Deal period. Although the New Deal gave us only fragments of solutions, it did leave us—perhaps because those were desperate years, and desperation stimulates innovation—with a public discussion more intense and more sweeping than any we have had before or since. People outside the New Deal entourage, invited or not, joined that discussion and extended the boundaries of political and economic imagination beyond those of the New Dealers—sometimes to the left, sometimes to the right, sometimes in directions hard to plot.

Among these were philosophers, writers, critics, lawyers, poets, college professors, journalists, dissident politicians, or commentators without special portfolio. Their names are still known today; John Dewey, Charles Beard, Reinhold Niebuhr, Paul Douglas, Stuart Chase, John Maynard Keynes, Norman Thomas, Oswald Garrison Villard, Heywood Broun, Max Lerner, Morris Cohen, Walter White, Edmund Wilson, Felix Frankfurter, John Steinbeck, John L. Lewis, Upton Sinclair.

Their thinking does not give us facile solutions, but if history has uses beyond that of reminiscence, one of them is to nourish lean ideological times with the nectars of other years. And although the present shape of the world was hardly discernible in 1939, certain crucial social issues persist in both eras. Somehow, in the interaction between the ideas of the New Dealers themselves and those of social critics who gathered in various stances and at various distances around the Roosevelt fire, we may find suggestions or approaches that are relevant today.

I.

The word "pragmatic" has been used, more often perhaps than any other, to describe the thinking of the New Dealers. It refers to the experimental method of the Roosevelt administration, the improvisation from one step to the next, the lack of system or long-range program or theoretical commitment. Richard Hofstadter, in fact, says that the only important contribution to political theory to come out of the Roosevelt administration was made by Thurman Arnold, particularly in his two books,
The Symbols of Government
and
The Folklore of Capitalism.
Hofstadter describes Arnold's writing as "the theoretical equivalent of FDR's opportunistic virtuosity in practical politics—a theory that attacks theories." As the chief expression of Roosevelt's "ideology," Arnold's work deserves some attention.

All through both his books, in a style of cool irony, Arnold cuts away at "preconceived faiths," "preconceived principles," "theories and symbols of government," "high-sounding prejudices," "traditional ideals," "moral ideals," "permanent cures." In the last paragraphs of
The Symbols of Government,
he writes:

So long as the public hold preconceived faiths about the fundamental principles of government, they will persecute and denounce new ideas in that science, and orators will prevail over technicians. So long as preconceived principles are considered more important than practical results, the practical alleviation of human distress and the distribution of available comforts will be paralyzed.... The writer has faith that a new public attitude toward the ideals of law and economics is slowly appearing to create an atmosphere where the fanatical alignments between opposing political principles may disappear and a competent, practical, opportunistic governing class may rise to power...

Because the Roosevelt administration did, in fact, experiment and improvise without a total plan, FDR's "pragmatism" has come, for many, to be the most important statement about the thinking of the New Dealers. This emphasis on the method rather than on the substance of that thinking tends to obscure what may be its greatest significance.

Most statesmen experiment: Tsar Nicholas instituted a Duma, Lenin encouraged private enterprise for several years, Bismarck sponsored social welfare measures, Mao Tse-tung introduced back-yard steel furnaces, and George Washington supported a national bank. These examples show that experimentation can be linked to a variety of social ideals. Some statesmen engage in more experiments than others, and in a time of crisis one who is willing to undertake a vast number of them deserves commendation, as Roosevelt does. The truly important question that can be asked about the thinking of any government is: in what direction, and how far, is it willing to experiment? What goals, what ideals, what expectations direct that experimentation?

Thurman Arnold himself contributed to this misplaced emphasis on method rather than substance. He was so anxious to demolish old myths that stood in the way of the welfare measures of the New Deal that mythology itself became his chief concern. He was so intent on sweeping away old debris, that he became obsessed, ironically, with a folklore of his own, in which the idea of debris-clearing crowded out the concept of what he wanted to plant in the cleared area.

Examining Arnold's
The Symbols of Government,
one sees that what started him on a crusade against myths was that he sought to expose the symbolism that stood in the way of bringing cheap electric power to people and of instituting relief, public works, social security. His strongest expression on social justice was his statement that: "Those who rule our great industrial feudalism still believe inalterably the old axioms that man works efficiently only for personal profit; that humanitarian ideals are unworkable as the principal aim of government or business organization; that control of national resources, elimination of waste, and a planned destruction of goods would destroy both freedom and efficiency."

As was true of his associate, Thurman Arnold, FDR's experimentalism and iconoclasm were not devoid of standards and ideals. They had a certain direction, which was toward governmental intervention in the economy to prevent depression, to help the poor, and to curb ruthless practices in big business. Roosevelt's speeches had the flavor of a moral crusade. Accepting the nomination at the Democratic Convention of 1932, he said that "the Federal Government has always had and still has a continuing responsibility for the broader public welfare," and pledged "a new deal for the American people." In a campaign speech that year at the Commonwealth Club in San Francisco, he said: "Our government...owes to every one an avenue to possess himself of a portion of that plenty sufficient for his needs, through his own work." In his 1936 speech accepting the nomination, he spoke of the power of the "economic royalists" and said: "Our allegiance to American institutions requires the overthrow of this kind of power."

But FDR's ideas did not have enough clarity to avoid stumbling from one approach to another: from constant promises to balance the budget, to large-scale spending in emergencies; from an attempt to reconcile big business interests and labor interests (as in the National Recovery Act), to belated support for a pro-labor National Labor Relations Act; from special concern for the tenant farmer (in the Resettlement Administration), to a stress on generous price supports for the large commercial farmer (in the Agricultural Adjustment Act of 1938).

His ideas on political leadership showed the same indecision, the same constriction of boundaries, as did his ideas about economic reform. Roosevelt was cautious about supporting the kind of candidates in 1934 (Socialist Upton Sinclair in California, Progressive Gifford Pinchot in Pennsylvania) who represented bold approaches to economic and social change; and when he did decide to take vigorous action against conservative Congressional candidates in 1938, he did so too late and too timorously. He often attempted to lead Congress in a forceful way to support his economic program; yet his leadership was confined to working with the existing Congressional leadership, including many Southern conservatives who ruled important committees. Roosevelt's political daring did not extend to building new political forces among the poor, the unemployed, the tenant farmers, and other disadvantaged groups, with whose support he might have given the country a bolder economic program.

The circle of men around Roosevelt, the cabinet members and administrators, was an odd mixture of liberals and conservatives who often worked at cross-purposes. Rexford Guy Tugwell, a bold advocate of national planning to help the lower-income groups, was close to Roosevelt for several years; but so was Raymond Moley, who believed in a kind of planning more beneficial to business interests. Even the liberal New Dealers, with rare exceptions, hesitated to carry their general concern for the underprivileged too far. Frances Perkins, the Secretary of Labor, had the humanitarian instincts of a first-rate social worker, but she seemed often to be trailing behind the labor movement, rather than helping to give it direction. (The most advanced piece of New Deal labor legislation was the Wagner Act, but Secretary Perkins wrote later: "I myself, had very little sympathy with the bill.") Progressive Secretary of the Interior Harold Ickes was offset by conservative Secretary of Commerce Daniel Roper. And although Roper was succeeded in 1939 by Harry Hopkins, there remained in the cabinet a powerful force for fiscal conservatism and budget-balancing—Secretary of the Treasury Henry Morgenthau.

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