Authors: Lawrence Freedman
The Russian campaign and lack of confidence in strategies based on surprise and complex maneuvers led Clausewitz to the view that the advantage lay with the defense. The forward movement necessary to occupy enemy territory taxed the attacker's energies and resources, while the defender was able to use this time to prepare to receive the attacker. “Time which is allowed to pass unused accumulates to the credit of the defender.” Surprise could work as much in favor of the defense as the offense. It was about catching the enemy unawares with regard to “plans and dispositions, especially those concerning the distribution of forces.” The attacker was “free to strike at any point along the whole line of defense, and in full force,” but could still be surprised if the defender was stronger than expected at the spot chosen. The defender operated on familiar ground, could choose his position carefully, and enjoyed short supply lines and a friendly local population, which could be a source of intelligence and even reserves. Even if the offensive succeeded, the occupying force might be ground down through insurrectionary or partisan warfare, as Napoleon discovered in Spain. Moreover, so long as the defending state could avoid surrender, other states might join in on its side. According to prevailing notions of the “balance of power,” other states were likely to intervene against a determined aggressor in order to prevent it becoming too
powerful. Even the strongest individual state could be defeated by an organized coalition ranged against it and determined to restore equilibrium to the international system. This too Napoleon discovered to his cost. But while Clausewitz described defense as the stronger form of fighting, he also noted that its purpose was negative. It was limited, passive, concerned only with preservation. Only attack could secure the objectives of war. Defense was unavoidably preferred by the weak, but once there was a favorable balance of strength, the incentives were to move to the attack. “A sudden powerful transition to the offensiveâthe flashing sword of vengeanceâis the greatest moment for the defense.”
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When it came to the offense, another important Clausewitzian concept was the “center of gravity” (
Schwerpunkt
). Along with a number of his other concepts, including friction, this was taken from the physics of the day. A center of gravity represented the point where the forces of gravity could be said to converge within an object, the spot at which the object's weight was balanced in all directions. Striking at or otherwise upsetting the center of gravity could cause objects to lose balance and fall to the ground. For a simple, symmetrical shape, finding the center of gravity was straightforward. Once an object had moving parts or changes in composition, the center would be constantly shifting. Clausewitz never quite got to grips with the metaphor. “A center of gravity,” he explained, “is always found where the mass is concentrated the most densely. It presents the most effective target for a blow; furthermore, the heaviest blow is that struck by the center of gravity.” The
Schwerpunkt
was “the central feature of the enemy's power” and therefore “the point against which all our energies should be directed.” This required tracing back the “ultimate substance” of enemy strength to its source and then directing the attack against this source. The target might not be a concentration of physical strength but possibly the point where enemy forces connected and were given direction. Any disruption would maximize effects beyond the immediate point to the larger whole.
Though he did not fully follow this through, Clausewitz recognized that the critical point might be a capital city or the coherence of an alliance. With respect to alliances, which had been central to the ebb and flow of the Napoleonic Wars, Clausewitz understood that individual members would always have their own interests at the fore and that joining an alliance could carry risks (for example, by attracting force away from a partner or by having to aid a much weaker partner). If the alliance was to prosper, it needed a unity of political purpose or at least “the interests and forces of most of the allies” must be “subordinate to those of the leader.” This offered a center of gravity that an opponent could challenge, disrupting the alliance by encouraging
disunity.
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Not all peacetime alliances even turned into a joint enterprise against a common foe, as the matter became akin to a “business deal” and actions were “clogged with diplomatic reservations.”
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From this it can be seen that the identity of a center of gravity was not obvious. The concept only made any sense if it was assumed that the enemy could be viewed holistically, as a unity, so that an attack on the point where it came together could throw it off balance or cause collapse. But there might be no obvious single focal point, if the enemy did not present itself in that way. On this basis, a loose coalition might be harder to disrupt than a tight alliance, although it might fight less effectively for the same reason.
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If the enemy was not totally committedâfor example, in a limited warâthere might be even less reason to expect that a blow against its army would have an impact much beyond the area in which it was committed. Yet it was this concept, as much as any other of Clausewitz's, that came to be embedded in Western military thought, although often as a source of confusion rather than clarity.
As Clausewitz described the nature of war, strategy became a sustained act of will, required in order to master its terrible uncertainties and resulting from human frailties and the capricious impact of chance. Since the enemy faced the same problems, it was still possible to prevail by bringing superior force to bear against the enemy's center of gravity. Clausewitz was of the view, almost taken for granted in his time, that once the enemy army was defeated in battle, the route to victory was clear. Without an army a state was helpless. It could either be eliminated, gobbled up in its entirety, or forced to accept whatever terms the victor might impose. Because of this, states would do everything possible to avoid defeat and carry on the fight in some way. In the new post-1789 era, this was as much a matter of popular enthusiasm as governmental judgment.
Clausewitz understood how policy linked the statesman and the general: policy gave the general his objectives and the resources available to meet them. As for these objectives, Strachan refers to a creed of 1815, “For me the chief rules of politics [or policy] are: never be helpless; expect nothing from the generosity of another; do not give up an objective before it becomes impossible; hold sacred the honor of the state.”
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In giving direction to strategy, therefore, policy was essentially an expression of national interests in relations with other states. Clausewitz acknowledged, but did not
really explore, the impact of the internal politics of the state on strategy, as a particular form of friction. It was important that the commander-in-chief be part of government, in order to be able to explain the strategy being followed and help assess its relationship with policy. Clausewitz could not but be aware of how strong, popular national feelings created their own pressures for war and a determination to fight to the bitter end. It was, however, largely through a growing sense of the limits of what could be achieved through war that he began to consider the possibility of war pursued for limited ends, as it had been in the eighteenth century.
Though a state that had lost its army was effectively beaten, “victory consists not only in the occupation of the battlefield, but in the destruction of the enemy's physical and psychic forces, which is usually not attained until the enemy is pursued after a victorious battle.”
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If enemy armed forces were destroyed, whatever was wanted from the enemy could be seized and its public opinion would be cowed. Yet, as at Borodino, total destruction of the enemy army might not be possible. Even if achieved, the result might only be temporary. A defeated enemy might rise again. It would harbor thoughts of revenge, of reversing the setback. As victory might be temporary rather than durable in its effects, it might be prudent to negotiate a settlement under the most favorable terms when the optimum position has been reached.
Napoleon's career warned of the consequences of relying on military victory as the sole means of achieving political objectives. He wanted complete hegemony in Europe. There was a notion, still to be found among some international relations theorists, that this was an entirely natural goal for a great power. In practice, because victory could never be complete, it was a recipe for continuing war and eventually a friendless defeat. Napoleon's stunning victories over the Austrians and Russians in 1805, and then the Prussians the next year, did not take them out of the picture. Having supinely accepted the result of battle, they re-entered the fight, this time understanding France's methods better. As Napoleon discovered, the obvious counters to a regular army seeking a decisive battle were guerrilla warfare or reconstituted armies combining in a formidable coalition to ensure numerical superiority. He had relied on battle to achieve his objectives but did not have a clear notion of how these objectives could result in a new European political order with any sort of stability. It was hard to dominate the continent on the basis of methods that others could copy. Undoubtedly a genius in battle, Napoleon lacked political subtlety. He inclined toward punitive peace terms and was poor at forging coalitions.
If the aim of war was a favorable peace, then military operations were a means to this end. War that was “a complete untrammeled, absolute
manifestation of violence (as the pure concept would require)” would “usurp the place of policy the moment policy had brought it into being.” Policy would be driven away and war would rule by its own laws “very much like a mine that can explode only in the manner or direction predetermined by the setting.”
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In accepting that war could be fought for limited objectives and was not inevitably absolute in means or ends, there were still perplexing problems. The more ambitious the objectives, the more a state would commit to war and the more violent it would become. But the corollary could not be guaranteed. A war begun with limited objectives might not be fought by correspondingly limited means. Combat might be infused with the purposes of war but was shaped by armies in opposition. This created a reciprocal effect that could generate explosive forces from within, whatever the attempts to establish controls from without. We now tend to call this process “escalation.” Popular engagement could aggravate the effect. “Between two peoples and states such tensions, such a mass of hostile feeling, may exist,” Clausewitz observed, “that the slightest quarrel can produce a wholly disproportionate effectâa real explosion.”
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In this tension we find the clue to Clausewitz's enduring influence. He understood that rational policy could impose itself on war, but it was always competing with the blind natural forces of “violence, hatred and enmity,” as well as probability and chance. He linked policy, chance, and hatred to government, the army, and the people, respectively, although the link perhaps gave a restrictive, institutional form to these attributes. Each state had its own trinity, in tension within itself as well as with that of the opposing side. “Where policy is pitted against passion, where hostility ousts rationality, the characteristics of war itself can subordinate and usurp those of the âtrinity.' ”
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This broader political context underlined the basic point. Clausewitz accepted that the military task should be set by the politicians. Once that had been accomplished, the military could expect the politicians to use a military victory to best advantage. At the time, the normal assumption was that a political victory would naturally follow a military victory. If the assumption was wrong, then strategy's focus on military affairs was insufficient. It was about the clash of opposing forces when the real issue concerned the clash of opposing states.
The Roman origins of the word
victory
located it firmly in the military sphere. Jomini and Clausewitz understood that the objective of war came from outside the military sphere. Their basic instinct, however, was that with the “retirement of the enemy from the field of battle,” terms could be imposed. There was some proportion between ends and means. But the problem remained that while a military victory was measurable, a political victory
was not necessarily so. The forms of resistance and disaffection a defeated people might show could soon compromise the apparent achievements on the battlefield. If the broader political consequences of war were difficult to anticipate, then the military was likely to be left exploring its own tangible goals without regard to the broader context. Moreover, as Napoleon's career demonstrated, simply taking the same approach to military strategy in a series of repeat performances was unlikely to sustain a high level of results. Opponents would see the pattern and work out the counters. Brian Bond noted how this raised a fundamental problem: “If strategy was a science whose principles could be learnt what was to prevent all the belligerents learning them? In that case stalemate or attrition must result.”
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Tell me how the Germans have trained you to fight Bonaparte by this new science you call âstrategy.'
âTolstoy,
War and Peace
T
HE MISERIES AND
privations associated with the Napoleonic Wars led to the development of an international peace movement. Over the course of the nineteenth century, this movement encouraged the formation of “peace societies” and the convening of humanitarian conferences. War was denounced as not only uncivilized, wasteful, and destructive, but also fundamentally irrational. In particular, it was an offense against economics. This was put most succinctly by John Stuart Mill in 1848: “It is commerce which is rapidly rendering war obsolete, by strengthening and multiplying the personal interests which act in natural opposition to it.” The eager proponents of free trade saw how this could create forms of international intercourse that would render resort to war self-evidently foolish as well as awful, producing a formidable combination of morality and utilitarianism.
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